Hopkins v. Sargent's Estate

92 A. 14, 88 Vt. 217, 1914 Vt. LEXIS 213
CourtSupreme Court of Vermont
DecidedOctober 14, 1914
StatusPublished
Cited by17 cases

This text of 92 A. 14 (Hopkins v. Sargent's Estate) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hopkins v. Sargent's Estate, 92 A. 14, 88 Vt. 217, 1914 Vt. LEXIS 213 (Vt. 1914).

Opinion

Powers, C. J.

• This is an appeal from the disallowance by the commissioners on the estate of John P. Sargent of a claim presented by Carl S. Hopkins, trustee of Walter Bartlett and Lizzie Crozier Bartlett, his wife. John P. Sargent and his wife, Emma, lived at Brattleboro. The latter owned two western mortgages and the notes secured thereby. On September 28. 1898, Mrs. Sargent duly assigned and delivered these notes and mortgages to her husband, John P., and on October 13, 1898, she made and executed the will under which the claimant was appointed trustee of the Bartletts. Two days later she died.

After the mortgages came to his hands as stated, John P. Sargent collected them and used the avails for his own purposes. He was named as executor in Mrs. Sargent’s will and settled her estate, but made no account therein of the two mortgages or the money realized therefrom.

By the third paragraph of Mrs. Sargent’s will, she gave her husband thé use, interest and income of the residue óf her estate, with the right to use so much of the principal as might be required for his comfortable support; and at his decease, she gave the interest, income and rents of what remained of such résidue to Walter Bartlett and Lizzie Crozier Bartlett, or the survivor of them, until the said Walter arrived at the age of forty-five years, when the principal was to become theirs.

[219]*219It is under this paragraph that the claimant seeks to recover in the rights of the Bartletts, the amounts received under the mortgage.

. John P. Sargent died October 25, 1910, and Walter L. Sylvester duly qualified as his executor.

The trial below resulted in a recovery by the claimant of -the amount of the mortgages and the case comes here on'the executor’s exceptions.

The Bartletts were allowed to testify at the trial and the executor was allowed an exception to the competency as witnesses, and this presents the most important question in the case.

They testified that they were present when the two mortgages were transferred to Sargent, and that the purpose of such transfer, as then stated by Mrs. Sargent, -was to enable Sargent conveniently to handle them for the Bartletts’ benefit and to save the expense of an administrator in the west; and that the avails of the mortgages should be for the benefit of the Bartletts after Sargent’s death. They also testified to other matters pertinent to the issues raised.

The claimant predicates his argument in support of the ruling on Atkins’ Est. v. Atkins’ Est., 69 Vt. 270, 37 Atl. 746. That was a ease in which Julia Atkins’ estate was seeking to recover from the estate of her husband, Hiram Atkins, the sum he was to pay for the property which came to her from her father’s estate and which had been transferred to Hiram in his life time. Henry M. Kimball made the transfer as administrator of the estate of Mrs. Atkins’ father. Kimball -was also the administrator of Mrs. Atkins’ estate. He was allowed to testify in support of the claim. It was held that he was not disqualified by V. S. 1237, (P. S. 1589), because he was not a party to the contract in issUe; nor was he disqualified by Y. S., (P. S. 1590), for though the adverse party was an administrator, there was no inequality, and he was not within the purpose and meaning thereof.

Inasmuch as the defendant here claims nothing on account of P. S. 1589, but puts the disqualification' of the Bartletts squarely on P. S. 1590, the Atkins’ case does not help the claim‘ant. For, applied to the case in hand, it merely means at most that Hopkins, the trustee, would be competent; — that between him and the executor there would be no inequality. But the [220]*220standing of the cestuis qui trustent, the Bartletts, as witnesses, are not touched by that case.

It was held in Mier v. Thieman, 90 Mo. 433, 2 S. W. 435. a cáse that would come under P. S. 1589, that the words of .the statute “the other party” refer to the other party to the original contract or cause of action, and not necessarily to the other party to the record. This holding was referred to -with unqualified approval in Barnes v. Dow, 59 Vt. 530, 10 Atl. 258,— the court saying that ‘ ‘ although this doctrine may not yet have been reached in our decisions, its justice and logic would seem to compel its ultimate adoption,” a sentiment with which we now concur. It may be, however, that the words “the other party” in P. S. 1590, in view of the context or other proper consideration, have a more restricted meaning.

It has frequently been said that competency being- the rule and incompetency the exception, such statutes should be strictly construed, and some have said that it is not enough that the witness should come within the spirit of the statute, but that he must come within its letter. But however this may be, we think the statute should receive a reasonable construction, and that this requires us to have regard for the fraudulent practices which it was designed to guard against. A mere glance at the matter shows that if we were to hold that persons situated like the Bartletts could testify in a suit like this, the door would be Open to' much fraud and false swearing. Take this very claim: Sargent lived twelve years after his wife died. During all this time he treated the mortgages and their avails as his own. On February 7, 1899, he filed his sworn inventory as executor of Mrs. Sargent’s estate, in which he made no reference to this money. Subsequently, he presented his administration account, therein making no reference to this fund, which account was examined and allowed by the probate court. All this time the Bartletts knew that this money belonged to them as much as any of Mrs. Sargent’s property. Without insinuating that this claim is anything but an honest one, it is apparent that the plaintiff’s theory of the law would greatly favor a designing person situated as the Bartletts are who desired to defraud Mr. Sargent’s estate.

The statute should be considered with great care before such a construction is placed upon it as would make this result possible.

[221]*221Happily, it is not difficult to avert this result; for the Bartletts are parties to the record. To be sure, they are suing by representation; but in every fair sense they are the claimants. The trustee is nothing but a representative. He holds the legal title, but he holds it for them and not for himself. He holds it, but he does not own it. It may be taken from him and conferred upon another without his consent. Accordingly it is held that when a trustee sues, his cestui is a party to the record. Gabbitt, Tr. v. Sparks, 60 Ga. 582. It is like the case of an infant suing by next friend, in which case the infant is a party. Hanson v. Harleeren, 13 Oh. C. C. (N. S.) 511. In such eases the law will not regard the particular form or arrangement called for by the rules of pleading but will look through the form to the substance, and see- who it really is who is suing.

The Bartletts are incompetent under the statute and to admit their testimony was error. But the plaintiff says that even if they were disqualified under P. S. 1590, each was a competent witness for the other, and the contrary not appearing, this Court will presume in aid of the judgment that their testimony was so restricted; in other words, that Bartlett was used only as a witness for his wife, and Mrs. Bartlett only as a witness for him. But the contrary does not appear.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Sheldon v. Little
15 A.2d 574 (Supreme Court of Vermont, 1940)
Gould v. Gould
6 A.2d 24 (Supreme Court of Vermont, 1939)
Johnson v. Moore
196 A. 246 (Supreme Court of Vermont, 1938)
Billingsley v. Gulick
240 N.W. 46 (Michigan Supreme Court, 1932)
Conn Boston Co. v. Griswold
157 A. 57 (Supreme Court of Vermont, 1931)
Paska v. Saunders
153 A. 451 (Supreme Court of Vermont, 1931)
Houghton v. Grimes
151 A. 642 (Supreme Court of Vermont, 1930)
Dailey v. Town of Ludlow
147 A. 771 (Supreme Court of Vermont, 1929)
Goodrich v. Fuller
130 A. 679 (Supreme Court of Vermont, 1925)
McAllister v. Benjamin
121 A. 263 (Supreme Court of Vermont, 1923)
Dent v. Bellows Falls & Saxtons River Street Railway Co.
116 A. 83 (Supreme Court of Vermont, 1922)
Lowell v. Wheeler's Estate
112 A. 361 (Supreme Court of Vermont, 1921)
Barclay v. Wetmore & Morse Granite Co.
110 A. 1 (Supreme Court of Vermont, 1920)
In re Bugbee's Will
102 A. 484 (Supreme Court of Vermont, 1917)
Hopkins v. Sargent's Estate
97 A. 657 (Supreme Court of Vermont, 1916)
Drown v. Oderkirk
96 A. 11 (Supreme Court of Vermont, 1915)
Comstock's Admr. v. Jacobs
94 A. 497 (Supreme Court of Vermont, 1915)

Cite This Page — Counsel Stack

Bluebook (online)
92 A. 14, 88 Vt. 217, 1914 Vt. LEXIS 213, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hopkins-v-sargents-estate-vt-1914.