Hooker v. Thompson

978 S.W.2d 541, 1998 Tenn. App. LEXIS 147, 1998 WL 83680
CourtCourt of Appeals of Tennessee
DecidedFebruary 27, 1998
Docket01A01-9709-CH-00533
StatusPublished
Cited by1 cases

This text of 978 S.W.2d 541 (Hooker v. Thompson) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hooker v. Thompson, 978 S.W.2d 541, 1998 Tenn. App. LEXIS 147, 1998 WL 83680 (Tenn. Ct. App. 1998).

Opinion

OPINION

CANTRELL, Judge.

The plaintiff, a candidate for the United States Senate, filed two actions in the Chancery Court of Davidson County alleging that giving or receiving campaign contributions violates state law. The court dismissed both actions. We agree that the lower courts properly dismissed plaintiffs claims, because the regulation of campaign financing for federal elections is preempted by federal law.

I.

Mr. Hooker, a duly qualified candidate for the United States Senate, filed an action on September 12, 1996 against the Governor, the Secretary of State, and the Attorney General, alleging that the other candidates in the race were violating state law by receiving campaign contributions. In addition to seeking a declaration that accepting campaign contributions is illegal, the complaint sought a mandatory injunction requiring the defendants to enforce the law. The chancellor consolidated the final hearing with the hearing on the temporary injunction, and dismissed the complaint because the Federal Election Campaign Act (FECA), 2 U.S.C. § 431, et seq., superseded and preempted any provision of state law with respect to federal elections.

On November 14, 1996, Mr. Hooker filed another action against Fred D. Thompson, the successful candidate in the 1996 election, alleging that Mr. Thompson had accepted campaign contributions from residents and non-residents of Tennessee in violation of state law. Mr. Hooker sought a declaration that Mr Thompson’s election was void. Mr.' Thompson moved to dismiss the complaint because the financing of federal elections is governed exclusively by federal law and because the same issue had been decided adversely to Mr. Hooker in two federal cases. The chancellor dismissed the action without giving any specific reasons. We have limited the issue on appeal to the question of preemption.

*543 II.

Federal Preemption

Article VI, el. 2 of the United States Constitution provides that federal law is the “supreme law of the land; and the judges in every state shall be bound thereby, anything in the Constitution or laws of any state to the contrary notwithstanding.” This provision renders ineffective any state law that conflicts or interferes with federal law. Cipollone v. Liggett Group, Inc., 505 U.S. 504, 112 S.Ct. 2608, 120 L.Ed.2d 407 (1992). Federal law is a creature of the United States Congress, and it is congressional intent that determines whether the states may also legislate in an area where Congress has spoken. Id. Although there are other tests to decide doubtful cases, 1 the surest indication of congressional intent is an express provision that the states may not legislate in the area controlled by the federal statute. See Weber v. Heaney, 995 F.2d 872 (8th Cir.1993).

When Congress has considered the issue of pre-emption and has included in the enacted legislation a provision explicitly addressing that issue, and when that provision provides a rehable, indicium of congressional intent with respect to state authority, there is no need to infer congressional intent to pre-empt state laws from the substantive provisions of the legislation.

Cipollone v. Liggett Group, Inc., 505 U.S. 504 at 517, 112 S.Ct. 2608, 120 L.Ed.2d 407 (1992).

Congress passed FECA in 1971. In the 1974 amendments to the Act, Congress included the following: “Provisions of this Act, and of rules prescribed under this act, supersede and preempt any provisions of State law with respect to Federal office.” As amended, the Act imposed limits on contributions to candidates for federal offices and mandated reporting and disclosure of receipts and disbursements by the candidates’ committees.

The Act also created the Federal Election Commission (FEC) and vested it with “primary and substantial responsibility for administering and enforcing the act.” Buckley v. Valeo, 424 U.S. 1, at 109, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976). Pursuant to its statutory powers the FEC issued the following regulation:

(a) The provisions of the Federal Election Campaign Act of 1971, as amended, and rules and regulations issued thereunder, supersede and preempt any provision of State law with respect to election to Federal office.
(b) Federal law supersedes State law concerning the—
(1)Organization and registration of political committees supporting Federal candidates;
(2) Disclosure of receipts and expenditures by Federal candidates and political committees; and
(3) Limitations on contributions and expenditures regarding Federal candidates and political committees.
(c) The Act does not supersede State laws which provides for the—
(1) Manner of qualifying as a candidate or political organization;
(2) Dates and places of elections;
(3) Voter registration;
(4) Prohibition of false registration, voting fraud, theft of ballots and similar offenses; or
(5) Candidate’s personal financial disclosure.

There could hardly be stronger support for the conclusion that Congress intended to reserve to itself the regulation of campaign financing for federal elections. If our conclusion in this respect is correct, the state law provisions on which Mr. Hooker relies have been preempted. See Teper v. Miller, 82 F.3d 989 (11th Cir.1996); Bunning v. Commonwealth of Ky., 42 F.3d 1008 (6th Cir.1994); Weber v. Heaney, 995 F.2d 872 (8th Cir.1993).

In opposition, Mr. Hooker argues that other constitutional provisions reserved to the states the power to regulate federal elections—especially where the issue was not *544 limitation of choice but expansion of choice by ensuring fairness and honesty in the election process. He cites the 10th Amendment to the Constitution, which reserved to the states all the powers not delegated to the federal government, and Article I, § 4, which provides:

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Bluebook (online)
978 S.W.2d 541, 1998 Tenn. App. LEXIS 147, 1998 WL 83680, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hooker-v-thompson-tennctapp-1998.