ORDER
RALPH G. THOMPSON, District Judge.
Plaintiffs Dee Hollander and Don Hollander instituted this manufacturers products liability action against Novartis Pharmaceuticals Corporation (“NPC”), formerly know as Sandoz Pharmaceuticals Corporation, alleging that Dee Hollander suffered a stroke caused by the ingestion of Parlodel, a prescription drug formulated and sold by the defendant to prevent postpartum physiological lactation.
Bro-mocriptine mesylate (“bromocriptine”) is Parlodel’s active ingredient.
NPC has filed a motion for summary judgment on the ground the plaintiffs fail to present sufficiently reliable evidence to prove that Mrs. Hollanders stroke could be, and in fact was, caused by Parlodel.
The plaintiffs’ evidence of causation fails the test for scientific reliability set forth in
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), the defendant contends, because their experts admit their causal hypotheses have not been tested and validated using the scientific method and they do not rule out other causes of Mrs. Hollander’s stroke.
“In
Daubert,
the Supreme Court held district judges must act as gatekeepers in admitting expert testimony, thereby ensuring that such evidence is both relevant and reliable.”
Kinser v. Gehl Co.,
184 F.3d 1259, 1270 (10th Cir.1999)
cert. denied,
— U.S. -, 120 S.Ct. 985, 145 L.Ed.2d 934 (2000).
Prior to
Daubert,
the “general acceptance” test formulated in
Frye v. United States,
293 F. 1013 (D.C.Cir.1923), was the dominant standard for determining the admissibility of novel scientific evidence at trial. In
Daubert
the Supreme Court held that the
Frye
test was superseded by the adoption of the Federal Rules of Evidence.
[Ujnder the Rules the trial judge must ensure that any and all scientific testimony or evidence admitted is not only relevant, but reliable ... The subject of an expert’s testimony must be ‘scientific ... knowledge.’ The adjective ‘scientific’ implies a grounding in the methods and procedures of science. Similarly, the word ‘knowledge’ connotes more than subjective belief or unsupported speculation.
Daubert,
509 U.S. at 589-90, 113 S.Ct. 2786.
“Under
Daubert,
when faced with a proffer of expert scientific testimony, a district court ‘must determine at the outset, pursuant to [Fed.R.Evid.] 104(a), whether the expert is proposing to testify to (1) scientific knowledge that (2) will assist the trier of fact to understand or determine a fact in issue.’ ”
Summers v. Missouri Pacific R.R. System,
132 F.3d 599, 603 (10th Cir.1997) (quoting
Daubert,
509 U.S. at 592, 113 S.Ct. 2786). This standard ensures that the proffered evidence is not only relevant, but rehable. Scientific knowledge tests reliability, which is “verified by assessing ‘whether the reasoning or methodology underlying the testimony is scientifically valid.’ ”
Summers,
132 F.3d at 603 (quoting
Daubert
509 U.S. at 592-93, 113 S.Ct. 2786). “Several nondispositive factors should be considered when measuring the reliability of a particular scientific theory or technique: whether it (1) can be and has been tested; (2) has been subjected to peer review and publication; (3) has a known or potential rate of error; and (4) has attained general acceptance in the pertinent scientific community. In considering these factors, ‘[t]he focus, of course, must be solely on principles and methodology, not on the conclusions that they generate.’ ”
Id.
at n. 4 (quoting
Daubert,
509 U.S. at 595, 113 S.Ct. 2786) (internal citations omitted).
Relevancy is evaluated by the second element, helpfulness to the trier of fact. “Relevance is determined by ascertaining “whether [that] reasoning or methodology properly can be applied to the facts in issue.’”
Summers,
132 F.3d at 603 (quoting
Daubert,
509 U.S. at 593, 113 S.Ct. 2786). “With respect to assessing relevance, ‘the district court must determine whether the methodology or reasoning underlying the expert opinion relates to the issue at hand, i.e., whether it assists the trier of fact in understanding the evidence or a fact in issue. In this regard, the
Daubert
Court discusses the concept of “fitness,” that is, whether expert testimony proffered in the case is sufficiently tied to the facts of the case that it will aid the jury in resolving a factual dispute.’ ”
Id.
at n. 5 (quoting
Joiner v. General Elec. Co.,
78 F.3d 524, 530 (11th Cir.1996) (internal quotation and citations omitted)). “The inquiry envisioned by Rule 702 is ... a flexible one. Its overarching subject is the scientific validity — and thus the evidentiary relevance and reliability — of the principles that underlie a proposed submission.”
Daubert,
509 U.S. at 594-95, 113 S.Ct. 2786.
A Daubert hearing was held to evaluate the reliability and relevance of the plaintiffs’ experts’ proposed testimony. Having considered the testimony and evidence introduced at the hearing, combined with that submitted by both parties in conjunction with the defendant’s motion,
the court concludes that the opinions of plaintiffs’ expert witnesses do not meet the reliability requirements of Rule 702 as interpreted by the Supreme Court in
Dau-bert.
Because the plaintiffs’ expert testimony is inadmissible
and the requisite causation cannot be established without it, the defendant’s motion for summary judgment is granted. The bases for the court’s decision follow.
In their response brief, the plaintiffs summarize the evidence supporting their position that Parlodel causes strokes as: determinations by the Food and Drug Administration (“FDA”) that the safety of Parlodel has not been demonstrated;
a finding of causation by a Kentucky jury; incidents of challenge/dechallenge/re-challenge;
case reports; the effects of other ergots; animal stud
ies;
and epidemiology studies.
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ORDER
RALPH G. THOMPSON, District Judge.
Plaintiffs Dee Hollander and Don Hollander instituted this manufacturers products liability action against Novartis Pharmaceuticals Corporation (“NPC”), formerly know as Sandoz Pharmaceuticals Corporation, alleging that Dee Hollander suffered a stroke caused by the ingestion of Parlodel, a prescription drug formulated and sold by the defendant to prevent postpartum physiological lactation.
Bro-mocriptine mesylate (“bromocriptine”) is Parlodel’s active ingredient.
NPC has filed a motion for summary judgment on the ground the plaintiffs fail to present sufficiently reliable evidence to prove that Mrs. Hollanders stroke could be, and in fact was, caused by Parlodel.
The plaintiffs’ evidence of causation fails the test for scientific reliability set forth in
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), the defendant contends, because their experts admit their causal hypotheses have not been tested and validated using the scientific method and they do not rule out other causes of Mrs. Hollander’s stroke.
“In
Daubert,
the Supreme Court held district judges must act as gatekeepers in admitting expert testimony, thereby ensuring that such evidence is both relevant and reliable.”
Kinser v. Gehl Co.,
184 F.3d 1259, 1270 (10th Cir.1999)
cert. denied,
— U.S. -, 120 S.Ct. 985, 145 L.Ed.2d 934 (2000).
Prior to
Daubert,
the “general acceptance” test formulated in
Frye v. United States,
293 F. 1013 (D.C.Cir.1923), was the dominant standard for determining the admissibility of novel scientific evidence at trial. In
Daubert
the Supreme Court held that the
Frye
test was superseded by the adoption of the Federal Rules of Evidence.
[Ujnder the Rules the trial judge must ensure that any and all scientific testimony or evidence admitted is not only relevant, but reliable ... The subject of an expert’s testimony must be ‘scientific ... knowledge.’ The adjective ‘scientific’ implies a grounding in the methods and procedures of science. Similarly, the word ‘knowledge’ connotes more than subjective belief or unsupported speculation.
Daubert,
509 U.S. at 589-90, 113 S.Ct. 2786.
“Under
Daubert,
when faced with a proffer of expert scientific testimony, a district court ‘must determine at the outset, pursuant to [Fed.R.Evid.] 104(a), whether the expert is proposing to testify to (1) scientific knowledge that (2) will assist the trier of fact to understand or determine a fact in issue.’ ”
Summers v. Missouri Pacific R.R. System,
132 F.3d 599, 603 (10th Cir.1997) (quoting
Daubert,
509 U.S. at 592, 113 S.Ct. 2786). This standard ensures that the proffered evidence is not only relevant, but rehable. Scientific knowledge tests reliability, which is “verified by assessing ‘whether the reasoning or methodology underlying the testimony is scientifically valid.’ ”
Summers,
132 F.3d at 603 (quoting
Daubert
509 U.S. at 592-93, 113 S.Ct. 2786). “Several nondispositive factors should be considered when measuring the reliability of a particular scientific theory or technique: whether it (1) can be and has been tested; (2) has been subjected to peer review and publication; (3) has a known or potential rate of error; and (4) has attained general acceptance in the pertinent scientific community. In considering these factors, ‘[t]he focus, of course, must be solely on principles and methodology, not on the conclusions that they generate.’ ”
Id.
at n. 4 (quoting
Daubert,
509 U.S. at 595, 113 S.Ct. 2786) (internal citations omitted).
Relevancy is evaluated by the second element, helpfulness to the trier of fact. “Relevance is determined by ascertaining “whether [that] reasoning or methodology properly can be applied to the facts in issue.’”
Summers,
132 F.3d at 603 (quoting
Daubert,
509 U.S. at 593, 113 S.Ct. 2786). “With respect to assessing relevance, ‘the district court must determine whether the methodology or reasoning underlying the expert opinion relates to the issue at hand, i.e., whether it assists the trier of fact in understanding the evidence or a fact in issue. In this regard, the
Daubert
Court discusses the concept of “fitness,” that is, whether expert testimony proffered in the case is sufficiently tied to the facts of the case that it will aid the jury in resolving a factual dispute.’ ”
Id.
at n. 5 (quoting
Joiner v. General Elec. Co.,
78 F.3d 524, 530 (11th Cir.1996) (internal quotation and citations omitted)). “The inquiry envisioned by Rule 702 is ... a flexible one. Its overarching subject is the scientific validity — and thus the evidentiary relevance and reliability — of the principles that underlie a proposed submission.”
Daubert,
509 U.S. at 594-95, 113 S.Ct. 2786.
A Daubert hearing was held to evaluate the reliability and relevance of the plaintiffs’ experts’ proposed testimony. Having considered the testimony and evidence introduced at the hearing, combined with that submitted by both parties in conjunction with the defendant’s motion,
the court concludes that the opinions of plaintiffs’ expert witnesses do not meet the reliability requirements of Rule 702 as interpreted by the Supreme Court in
Dau-bert.
Because the plaintiffs’ expert testimony is inadmissible
and the requisite causation cannot be established without it, the defendant’s motion for summary judgment is granted. The bases for the court’s decision follow.
In their response brief, the plaintiffs summarize the evidence supporting their position that Parlodel causes strokes as: determinations by the Food and Drug Administration (“FDA”) that the safety of Parlodel has not been demonstrated;
a finding of causation by a Kentucky jury; incidents of challenge/dechallenge/re-challenge;
case reports; the effects of other ergots; animal stud
ies;
and epidemiology studies.
The defendants have challenged the plaintiffs’ evidence of medical causation, contending that them experts, Drs. Kulig, Iffy and Jose, (1) cannot explain how Parlodel causes vasoconstriction, which then causes hypertension and strokes; (2) improperly rely on anecdotal case reports and temporal proximity,
which do not constitute scientifically reliable bases for their opinions; (3) improperly reason that because some ergot alkaloids, which are in the same class as bromocriptine, cause hypertension, then bromocriptine may also cause hypertension; and (4) improperly rely on animal studies that are too different from the facts presented by this case to be reliable. Both parties cite decisions by other courts, which have either admitted or excluded expert testimony on the issue of whether Parlodel can cause strokes in postpartum women.
The court concurs with the defendant’s analysis of the plaintiffs’ proof. Dr. Kulig could only list “possible” mechanisms
for Parlodel causing hypertension, Defendant’s Exhibit 1A, pp. 88-96. Dr. Jose could not cite any studies or tests that proved his hypothesis that bromocriptine might cause high blood pressure, defendant’s Exhibit 3B pp. 251-252, and admitted that his opinion about the potential
mechanism or potential effect was still only a hypothesis, as opposed to scientific knowledge. Id. p. 253.
Dr. Iffy also classified his opinion that Parlodel caused Mrs. Hollander’s stroke as being a hypothesis, which “is not held by a medical degree of certainty.” Defendant’s exhibit 2A pp. 17-19. The doctor’s responses, when asked what evidence he was relying on for his opinion, further undermined the reliability of his testimony.
Id.
at pp. 20-31. For example, he stated that some animal studies bolstered his opinion that Parlodel causes vasospasm, “[bjecause I noted that there was some demonstration of such an effect.” He admitted, however, that the study did not conclude that Parlodel causes vasospasm, but merely “presented some suggestive evidence.”
Id.
p. 27.
Contrary to the plaintiffs’ assertion, their experts do not rely on epidemiological studies
to support their position that Parlodel causes strokes. Although several studies have been conducted regarding the relationship between Parlodel and stroke,
none has shown a statistically significant link between them. Dr. Kulig testified that in his opinion the ERI study is the only epidemiology study on Parlodel use in the postpartum period, and he concurred with Drs. Iffy and Jose that, standing alone, it does not establish that Parlodel causes stroke. Defendant’s exhibits 1A, p. 108-109; 2A, pp. 146-47.
See
defendant’s exhibit 3A, p. 53-54. The ERI Report was based on two simultaneous case-control studies conducted “to evaluate the hypothesis that bromocriptine taken as a lactation preventive after delivery increases the risk of postpartum seizures and strokes.” Defendant’s exhibit 14, Summary, p. 1. The authors found that “[tjhe data for stroke was not informative,”
id.
at p. 2 and “provide[d] little information that can used to assess the effect of bromocriptine on the risk of postpartum stroke.”
Id.
at p. 31. Dr. Kulig stated that he thought the ERI study was a “red flag ... for stroke development,” but he “wouldn’t rely upon it to say that there’s a positive epidemiology study that shows the drug causes stroke.” Defendant’s exhibit 1A, p. 108.
Anecdotal case reports
are also relied upon by the plaintiffs’ experts as support for their opinions that Parlodel causes postpartum strokes. Defendant’s
exhibit 2A, p. 122-123.
Because of their limitations, case reports have been repeatedly rejected as a scientific basis for a conclusion regarding causation.
Such case reports are not reliable scientific evidence of causation, because they simply describe reported phenomena without comparison to the rate at which the phenomena occur in the general population or in a defined control group ... [T]hey do not isolate and exclude potentially alternative causes ... and do not investigate or explain the mechanism of causation.
In re Breast Implant Litigation,
11 F.Supp.2d 1217, 1228 (D.Colo.1998) (quoting
Casey v. Ohio Medical Products,
877 F.Supp. 1380, 1385 (N.D.Cal.1995)).
See Willert v. Ortho Pharmaceutical Corp.,
995 F.Supp., 979, 981 (D.Minn.1998) (“Two bases undergird Dr. Busch’s opinion: First, it is based on case reports and anecdotal evidence mentioned in the medical literature.”)
The problems with case reports and adverse drug experience reports were acknowledged by Dr. Iffy — because they are not controlled studies and do not eliminate confounding variables,
the reported effect or injury could be due to some other cause than Parlodel. Defendant’s exhibit 2A pp. 123-124. The court finds the case reports relied upon by the plaintiffs’ experts are insufficient to establish the requisite causation, as they fail to take into account the postpartum incidence of stroke
and other factors.
See In re Breast Implant Litigation,
11 F.Supp.2d at 1227-28 (“To the
extent that there are case or anecdotal reports noting various symptoms or signs in breast implanted women, without controls, these suggest only a potential, untested hypothesis that breast implants may be their cause ... An untested hypothesis cannot be a scientifically reliable basis for an opinion on causation.”);
Haggerty v. Upjohn Co.,
950 F.Supp. 1160, 1164 (S.D.Fla.1996) (“[T]he generally accepted view in the scientific community is that [the expert’s] methodology [case reports, spontaneous reports of adverse medical events collected by the FDA, and animal studies] can be used to generate hypotheses about causation, but not causation conclusions ... [Scientifically valid cause and effect determinations depend on controlled clinical trials and epidemiological studies.”), aff
'd,
158 F.3d 588 (11th Cir.1998).
Causation also cannot be shown by the fact that other ergot alkaloids, which are in the same class as bromocrip-tine, cause hypertension. The plaintiffs have failed to demonstrate that bromocrip-tine and the other ergots have sufficiently similar physiological effects to warrant comparison.
They have failed to refute the defendant’s evidence that “[t]he chemical diversity of ergot alkaloids corresponds to the
diversity of the biological activities of these compounds.”
B. Berde
&
E. Stur-ner, Ergot Alkaloids and Related Compounds, (1978), Defendant’s exhibit 8, p. 2. Statements such as the following are inadequate to establish the reliability demanded by
Daubert:
“[T]he other ergot alkaloids and what we know about them doesn’t automatically mean that Parlodel does the same thing, but it’s certainly suggestive that the drug could, and so let’s look at the evidence to see whether or not the drug could act like the other ergot alkaloids, and it if does, it’s not too much of a surprise ... But I’m not saying that one necessarily follows the other.... [I]n my opinion, the evidence is overwhelming that Parlodel acts just like the other ergot alkaloids.”
Defendant’s Exhibit 1A, Kulig depo., pp. 106-107.
See generally Mitchell v. Gencorp Inc.,
165 F.3d 778, 782 (10th Cir.1999)
The court also rejects the plaintiffs’ experts’ attempt to extrapolate from animal studies to show that Parlodel causes strokes.
The studies relied upon involved different drugs, did not test the systemic effect of the drug, some of the animals were anesthesitized, and they were neither pregnant nor post-partum.
See
Defendant’s Exhibit 3A pp. 104-105, 110, 113-14, 137; IB, pp. 43, 80-88, 118. Doctors Jose and Kulig were unaware of any controlled animal studies in which bro-mocriptine caused an increase in blood pressure.
Defendant’s Exhibit 3B p. 255; Exhibit IB, p. 208. Although animal studies can contribute to an expert’s scientific conclusions as to causation, the court finds that the animal studies on which the plaintiffs’ experts rely are too dissimilar to the facts presented in this litigation to be reliable.
The court concludes that, due to the absence of supportive epidemiological evidence, the differences between bromo-criptine and the other ergot alkaloids, the
dissimilarity of the animal studies, and the unreliability of the case reports,
the data and methods relied on by the plaintiffs’ experts do not furnish a scientifically valid basis for their conclusion that Parlodel causes strokes.
Because the plaintiffs have failed to show that their experts’ opinions are reliable and admissible under Fed.R.Evid. 702 and
Daubert,
they cannot establish causation, both general and specific. The defendant is, therefore, entitled to summary judgment.
Accordingly, the motion for summary judgment filed by the defendant is granted.