Holland v. Dillon

140 Misc. 2d 667, 531 N.Y.S.2d 467, 1988 N.Y. Misc. LEXIS 486
CourtNew York Supreme Court
DecidedJune 23, 1988
StatusPublished
Cited by1 cases

This text of 140 Misc. 2d 667 (Holland v. Dillon) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holland v. Dillon, 140 Misc. 2d 667, 531 N.Y.S.2d 467, 1988 N.Y. Misc. LEXIS 486 (N.Y. Super. Ct. 1988).

Opinion

OPINION OF THE COURT

Robert G. Hurlbutt, J.

By this proceeding brought pursuant to CPLR article 78, petitioner, a Deputy Sheriff of Onondaga County, challenges the validity of a disciplinary suspension imposed upon him by respondent Onondaga County Sheriff. The five-day suspension without pay was imposed by the Sheriff following a full evidentiary hearing and findings and recommendations by the Hearing Officer as required by section 75 of the Civil Service Law.

Petitioner seeks a determination that section 3.18 of the Onondaga County Sheriff’s Department Duty Manual, the rule [668]*668underlying the disciplinary action against him, is unconstitutional and that therefore the proceedings to enforce such rule are unlawful. Alternatively, he asserts that the determination for disciplinary action was unsupported by substantial evidence (CPLR 7803 [4]). For review on a question of substantial evidence, the matter would have to be transferred to the Appellate Division pursuant to CPLR 7804 (g).

The constitutionality of a legislative enactment or regulation may not be tested by an article 78 proceeding. Rather, that portion of the action raising constitutional questions should be and hereby is converted to a declaratory judgment action, all necessary parties being before the court. (Board of Educ. v Gootnick, 49 NY2d 683, 687; Matter of Overhill Bldg. Co. v Delany, 28 NY2d 449; 92-07 Rest. v New York State Liq. Auth., 80 AD2d 603; Matter of Tommy & Tina v Department of Consumer Affairs, 117 Misc 2d 415, 420, affd 95 AD2d 724, affd 62 NY2d 671; Matter of Hunt v Board of Fire Commrs., 68 Misc 2d 261.)

The parties’ submissions as to the constitutionality of the subject rule will be treated as a motion for summary judgment declaring the rule’s invalidity. (Hunt v Board of Fire Commrs., 68 Misc 2d 261, supra.) The facts, viewed in the light most favorable to respondent, disclose that in January 1988, petitioner, a Deputy Sheriff employed in the Public Safety Building Jail operated by respondent, requested permission to grant an interview with a newspaper reporter on the subject of overcrowded conditions in the jail. Respondents’ contention, and hearing evidence, was that Chief Deputy Sheriff Charles Pirro, Jail Division Head, granted permission for such an interview upon condition that it be conducted in Chief Pirro’s presence as well as in his office. Thereafter, petitioner did speak with a newspaper reporter concerning jail overcrowding, and was quoted in a newspaper article on the subject. Respondent then initiated disciplinary proceedings pursuant to Civil Service Law § 75, seeking penalties based upon alleged violation by petitioner of sections 1.11 and 3.18 of the Sheriff’s Department Duty Manual.

Sheriff’s Department Duty Manual § 1.11 mandates that "members shall, without unnecessary delay, obey all lawful * * * orders and instructions issued by competent authority.”

Section 3.18 of the Duty Manual provides as follows: "Members shall not, in their official position, make public statements or addresses or grant interviews concerning the county, [669]*669the department, public officials or other agencies without approval from competent authority.”

Petitioner challenges the constitutionality only of section 3.18. However, since the only order he is claimed to have disobeyed was in furtherance of that rule, if it is found unconstitutional, he may not be disciplined pursuant to section 1.11, since the order to comply would not be "lawful”. Petitioner contends that section 3.18 of the Duty Manual unconstitutionally impinges upon the right to free speech guaranteed him by the First and Fourteenth Amendments. I find the rule to be an unconstitutionally overbroad impingement of petitioner’s right to free speech and that his disciplinary proceedings thereunder must be nullified.

All citizens are guaranteed the right of free speech, without governmental interference. (Lovell v Griffin, 303 US 444.) Any enactments that regulate speech must effectuate a legitimate State interest, and must be narrowly drawn so as not to interfere needlessly with protected First Amendment rights. (Grayned v City of Rockford, 408 US 104; Shelton v Tucker, 364 US 479.) Reasonable and necessary limits can be placed upon speech, and that is particularly true as to the speech of public employees. (Pickering v Board of Educ., 391 US 563.)

"The problem [in cases involving free speech issues raised by government employees] is to arrive at a balance between the interests of the [public employee], as a citizen, in commenting upon matters of public concern and the interest of the [governmental entity], as an employer, in promoting the efficiency of the public services it performs through its employees.” (Pickering v Board of Educ., supra, at 568.)

Police officers, as public employees, are subject to somewhat more circumscribed rights of freedom of speech than are members of the public. However, "policemen, like teachers and lawyers, are not relegated to a watered-down version of constitutional rights.” (Garrity v New Jersey, 385 US 493, 500.) Those regulations encroaching upon a police officer’s right of free speech must be narrowly tailored to effectuate the department’s legitimate interests. (Grayned v City of Rockford, supra; Keyishian v Board of Regents, 385 US 589, 601; Shelton v Tucker, supra.) As aptly stated by then Supreme Court Justice Bernard S. Meyer in Matter of Hunt v Board of Fire Commrs. (68 Misc 261, 264-265, supra): "A rule which denies or unreasonably limits a constitutional right of a public employee is invalid, not because there is a constitutional right to public [670]*670employment, but because the constitutional rights of all citizens, public employees, included, may only be restrained for a reason rationally related to the public interests, which sufficiently benefits the public interest to outweigh the impairment of the individual’s constitutional right, and for which there exists no alternative less destructive of the individual’s constitutional right”.

Legitimate government interest in regulating the speech of police officers has been recognized "in order to promote efficiency, foster loyalty and obedience to superior officers, maintain morale, and instill public confidence in the law enforcement institution. To achieve these ends, regulations may be promulgated, but their restrictive effect may extend only so far as is necessary to accomplish a legitimate governmental interest.” (Gasparinetti v Kerr, 568 F2d 311, 315-316 [3d Cir 1977], cert denied 436 US 903.) In Gasparinetti (supra) the Third Circuit Court of Appeals struck down as facially unconstitutional police department rules forbidding derogatory, censuring or disparaging public statements concerning the police department. The regulations in that case were found to be constitutionally overbroad, and not worded in such a way as to limit their impingement upon free speech only insofar as necessary to further the legitimate public goals of promoting efficiency, fostering discipline, maintaining morale and instilling public confidence in law enforcement. The rules were found to indiscriminately include, along with speech which might properly be regulated, speech in which the department would have minimal legitimate interest. Moreover, the court found a strong public interest in open debate and access to information about its police.

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Bluebook (online)
140 Misc. 2d 667, 531 N.Y.S.2d 467, 1988 N.Y. Misc. LEXIS 486, Counsel Stack Legal Research, https://law.counselstack.com/opinion/holland-v-dillon-nysupct-1988.