Holbrook v. Knopf

847 S.W.2d 52, 1992 WL 373065
CourtKentucky Supreme Court
DecidedMarch 18, 1993
Docket92-SC-537-MR
StatusPublished
Cited by20 cases

This text of 847 S.W.2d 52 (Holbrook v. Knopf) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holbrook v. Knopf, 847 S.W.2d 52, 1992 WL 373065 (Ky. 1993).

Opinion

LEIBSON, Justice.

Holbrook and Petty are codefendants under indictment in Jefferson Circuit Court for sex offenses arising out of a single criminal episode. The Commonwealth filed a motion asking the trial court to order both appellants to submit to the taking of “blood, head hair, body hair, saliva, and pubic hair specimen.... for testing and comparison with evidence gathered during the investigation into the rape, sodomy and sexual abuse charges placed against” them. The motion was supported by the affidavit of the Assistant Commonwealth’s Attorney assigned to prosecute the case, representing that “unidentified semen and other trace evidence” had been gathered during the investigation of the case and that “physical specimens from [appellants] are imperative to the further investigation” of the case.

The trial court sustained the Commonwealth’s motion, and the appellant, Hol-brook, then filed an original action with the Kentucky Court of Appeals seeking an order prohibiting the trial judge from enforcing his order. Petty was joined as a real party in interest, and pursuant to subsequent motion has been designated as an additional appellant. The Court of Appeals denied the writ of prohibition, and this appeal followed, as a matter of right, to our Court. For reasons that follow we affirm the Court of Appeals’ order denying the writ of prohibition.

The issue in this case is whether the Commonwealth, in a case of this nature,' upon motion and affidavit supporting the potential relevancy of the evidence sought, may obtain an order requiring the defendant to submit to the involuntary taking of physical specimens from his person.

The appellants’ argument is built on four interdependent premises, and fails if any one of the four is unreasonable:

1) That, unlike the Federal Constitution, Kentucky Constitution Section Ten (our search and seizure clause) applies only to searching places and not to searching persons.

2) That Kentucky Constitutional protection against searching persons (rather than places) depends on Section One analysis rather than Section Ten analysis.

3) That the Kentucky Constitution provides a “right of personal security” which is subject to reasonable regulation, but exclusively by act of the General Assembly.

4) That, therefore, absent a statute authorizing the procedure the judiciary lacks power to order a search procedure involving the person of the accused, however reasonable and safeguarded the procedure *54 may be in terms of search and seizure analysis.

The Court of Appeals order does not explain its reason for denying the writ. Thus we are left to speculate whether the writ was denied on procedural grounds, because the trial court was acting within its jurisdiction and there was an adequate remedy by appeal (See Green Valley Envtl. Corp. v. Clay, Ky., 798 S.W.2d 141, 144 (1990)), or on substantive grounds because the Court of Appeals found no merit to the appellants’ claim for relief.

The essence of the appellants’ claim is that there is a state constitutional law “right of personal security” found in Section 1(1) of the Kentucky Constitution, which would be infringed by the taking of blood and body samples as part of a criminal investigation, a right which has “no analogue” in the Federal Constitution, and a right which can only be redressed by preventing the procedure rather than by suppressing the evidence thus obtained.

Section 1 of our Kentucky Constitution states:

“All men are, by nature, free and equal, and have certain inherent and inalienable rights, among which may be reckoned:
First: The right of enjoying and defending their lives and liberties.”

Addressing first the procedural grounds, if our Court were in agreement that the taking of blood and body samples from the person of the appellants as ordered by the trial court in this case constituted a constitutionally impermissible intrusion into a constitutionally guaranteed right of personal security, we might well agree that suppressing evidence thus obtained would be an inadequate remedy. Since, however, we reject the merits of the appellants’ arguments, we need not decide whether an extraordinary writ might be justified if the situation were otherwise.

Insofar as the taking of body samples may be viewed as an issue involving rights of the criminally accused protected by the Federal Constitution, the issue presented here was laid to rest in Schmerber v. California, 384 U.S. 757, 86 S.Ct. 1826, 16 L.Ed.2d 908 (1966). Schmerber upheld a state statute permitting a police officer to obtain a blood sample in connection with a drunken driving investigation, without a search warrant and despite the defendant’s refusal to consent. The United States Supreme Court held the Fifth Amendment privilege against self-incrimination is testimonial and thus not implicated, and that the taking of blood is reasonably non-intrusive testing, a constitutionally permissible search within the Fourth Amendment test of reasonableness, stating “[sjuch testing procedures plainly constitute searches of ‘persons,’ and depend antecedently upon seizures of ‘persons,’ within the meaning of [the Fourth] Amendment.” Id. at 918.

Schmerber was, of course, a warrantless search justified on the basis of “exigent circumstances,” whereas the present testing takes on a different look because it is a post-indictment procedure searching for evidence pursuant to court order. But if taking a blood sample is a search without a warrant justified on exigent circumstances that passes the constitutional test of reasonableness, surely the fact of indictment, coupled with the prosecutor’s motion and affidavit, and the decision of a judicial officer that the scope of the examination is reasonable and should be so ordered, taken together are the equivalent of a legally obtained search warrant procedure.

The appellants argue that under Kentucky law this is not a search and seizure case, because the search and seizure provision found in Section 10 of our Kentucky Constitution is worded differently from the Fourth Amendment in the United States Constitution, and thus calls for a different conclusion. Section 10 provides:

“The people shall be secure in their persons, houses, papers and possessions, from unreasonable search and seizure; and no warrant shall issue to search any place, or seize any person or thing, without describing them as nearly as may be, nor without probable cause supported by oath or affirmation.” [Emphasis added.]

The appellants’ argument is that Section 10 “authorized search warrants [only] for *55 places”; that it authorizes warrants to seize persons, but it does not allow warrants to search persons in order to look for evidence of crime. But insofar as the taking of body samples is concerned, we see no significant difference between the language of the state and federal constitutions and no substantial reasons calling for a different result.

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Bluebook (online)
847 S.W.2d 52, 1992 WL 373065, Counsel Stack Legal Research, https://law.counselstack.com/opinion/holbrook-v-knopf-ky-1993.