Hoffman v. Arthur

2021 Ohio 2318
CourtOhio Court of Appeals
DecidedJuly 7, 2021
Docket2020CA0009
StatusPublished

This text of 2021 Ohio 2318 (Hoffman v. Arthur) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoffman v. Arthur, 2021 Ohio 2318 (Ohio Ct. App. 2021).

Opinion

[Cite as Hoffman v. Arthur, 2021-Ohio-2318.]

COURT OF APPEALS COSHOCTON COUNTY, OHIO FIFTH APPELLATE DISTRICT

DOUGLAS G. HOFFMAN : JUDGES: : : Hon. Craig R. Baldwin, P.J. Plaintiff-Appellee : Hon. W. Scott Gwin, J. : Hon. Patricia A. Delaney, J. -vs- : : Case No. 2020CA0009 : (consolidated with 2020CA0016) PHILLIP F. ARTHUR, EXECUTOR OF : THE ESTATE OF SANDRA L. : HOFFMAN : : : Defendant-Appellant : OPINION

CHARACTER OF PROCEEDING: Appeal from the Coshocton County Court of Common Pleas, Case No. 19- CI-0424

JUDGMENT: REVERSED AND REMANDED; MOTION TO DISMISS DENIED

DATE OF JUDGMENT ENTRY: July 7, 2021

APPEARANCES:

For Plaintiff-Appellee: For Defendant-Appellant:

ROBERT E. WEIR BRAIN W. BENBOW 305 Main Street BENBOW LAW OFFICES LLC Coshocton, OH 43812 265 Sunrise Center Drive Zanesville, OH 43701 [Cite as Hoffman v. Arthur, 2021-Ohio-2318.]

Delaney, J.

{¶1} Defendant-Appellant Phillip F. Arthur, Executor of the Estate of Sandra L.

Hoffman appeals the June 25, 2020 and November 3, 2020 judgment entries of the

Coshocton County Court of Common Pleas.

FACTS AND PROCEDURAL HISTORY

The Probate Court Proceedings

{¶2} On December 15, 2015, Plaintiff-Appellee Douglas G. Hoffman filed an

action in the Coshocton County Probate Court entitled Hoffman v. Hoffman, Case No.

21540001. In his complaint, Hoffman alleged his mother, Sandra Hoffman, in her capacity

as successor Trustee of the Kenneth G. Hoffman Revocable Trust and as Trustee of the

Sandra L. Hoffman Revocable Trust improperly transferred real property to Defendant

Phillip F. Arthur and Defendant Jahweh, LLC. Phillip F. Arthur was the sole member of

Jahweh, LLC. Hoffman asserted a claim of undue influence against Arthur and claims for

declaratory judgment and constructive trust against Sandra Hoffman.

{¶3} On July 8, 2016, the Probate Court appointed Jetta Mencer as the Guardian of

the Person and Estate of Sandra Hoffman. Jetta Mencer (hereinafter “Guardian”) was

substituted for Sandra Hoffman in the Probate Court proceedings. In her responsive

pleadings, the Guardian asserted a counterclaim alleging undue influence by Douglas

Hoffman and requested an accounting. The Guardian also claimed undue influence and

breach of fiduciary duty in her cross-claim against Phillip Arthur and Jahweh, LLC.

{¶4} Phillip Arthur filed an answer, alleging claims for declaratory judgment and

unjust enrichment. [Cite as Hoffman v. Arthur, 2021-Ohio-2318.]

The Guardian’s Judgment Against Douglas Hoffman

{¶5} On August 3, 2017, the Guardian filed a motion for summary judgment

against Douglas Hoffman. In her motion, the Guardian argued there was no genuine issue

of material fact that Douglas Hoffman improperly made cash withdrawals from Sandra

Hoffman’s accounts and applied it to his own use. On October 5, 2017, the Probate Court

granted the Guardian’s motion for summary judgment against Douglas Hoffman. The

Probate Court ordered Douglas Hoffman “to return to the Guardian $408,162.69

wrongfully taken from Sandra Hoffman.” (Judgment Entry, October 5, 2017). On

November 6, 2017, the trial court issued a final judgment against Douglas Hoffman in the

amount of $408,162.69.

{¶6} On November 20, 2017, the Probate Court issued a Certificate of Judgment

for Lien upon Lands and Tenements in Case No. 2017JLD139 for the November 6, 2017

judgment.

{¶7} Douglas Hoffman appealed the Probate Court’s November 6, 2017

judgment entry to this Court in Case No. 2017CA0014. We dismissed the appeal on April

20, 2018 for lack of a final appealable order. Upon reconsideration, we reactivated the

appeal on May 18, 2018. Douglas Hoffman voluntarily dismissed his appeal on

September 13, 2018.

The Settlement Agreement: Probate Court Retains Jurisdiction

{¶8} Douglas Hoffman, the Guardian, Phillip Arthur, and Jahweh, LLC entered

into a Settlement Agreement and Release, effective January 20, 2018. Relevant to this

appeal, the terms of the Settlement Agreement state as follows:

*** [Cite as Hoffman v. Arthur, 2021-Ohio-2318.]

WHEREAS, on October 5, 2017, the Coshocton County Probate Court

entered a judgment in favor of the Guardian against Plaintiff Doug Hoffman

in the Litigation, ordering Doug to return to the Guardian $408,162.69 taken

from Sandra; and

***

10. The Defendants’ Release of the Plaintiffs, the Guardian, and her

ward, Sandra. In consideration of the foregoing promises, the Defendants

[Phillip Arthur and Jahweh, LLC] and their respective heirs, members,

successors, predecessors, agents, representatives, assigns, insurers,

insureds, or any other person or entity affiliated with the Defendants

irrevocably and unconditionally release, acquit and forever discharge the

Plaintiffs, the Guardian, and her ward, Sandra, and their respective heirs,

successors, predecessors, agents, representatives, assigns, insurers,

insureds, or any other person or entity affiliated with the Plaintiffs, the

Guardian, and her ward, Sandra, from any and all rights, claims, duties,

obligations, liabilities, causes of action, demands, damages (including

punitive and exemplary damages), contract rights, costs, penalties, claims

of attorney’s fees, bad faith and expenses, contributions and indemnities

whatsoever, in law or in equity, past or present, pending or not pending,

known or unknown, foreseen or unforeseen (“Claims”), which may exist

against the Plaintiffs, the Guardian, or her ward, Sandra, including but not

limited to all Claims in any way related to any allegations or claims at issue

in the litigation. [Cite as Hoffman v. Arthur, 2021-Ohio-2318.]

12. No Effect on the Judgment Against Doug. The Parties agree that this

Agreement has no effect on the Guardian’s judgment against Plaintiff Doug

Hoffman, which remains in full force and effect.

17. Governing Law and Venue. This Agreement is governed by and shall

be interpreted under Ohio law. The sole and exclusive venue for any

litigation among the Parties that may arise out of, or is related to this

Agreement is in the Coshocton County Common Pleas Court, Probate

Division (the “Court”).

{¶9} On January 18, 2018, the trial court issued a Final Judgment Entry that

states in pertinent part:

The Parties represent that the Agreement has no effect on the order and

judgment entered on October 5, 2017 granting summary judgment for

compensatory damages of $408,162.69 in favor of Guardian on her

Counterclaim against Plaintiff Douglas G. Hoffman, which is unpaid in full.

Based upon the Agreement and consent of the Parties, it is hereby

ORDERED, that pursuant to the Agreement this Court shall retain

jurisdiction to enter any all subsequent orders that may be necessary to

implement, interpret or enforce the rights or obligations of the Parties under

the Agreement. [Cite as Hoffman v. Arthur, 2021-Ohio-2318.]

Sandra Hoffman’s Estate

{¶10} Sandra Hoffman passed away on September 8, 2018.

{¶11} On June 4, 2019, Robert Weir, counsel for Douglas Hoffman, applied to

probate the will for Sandra Hoffman. He also filed a motion to bypass the will of Sandra

Hoffman. On August 23, 2019, Phillip Arthur applied for authority to administer the estate

because the Last Will and Testament of Sandra Hoffman named Phillip Arthur as

Executor. On September 13, 2019, the trial court appointed Robert Weir, Douglas

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Bluebook (online)
2021 Ohio 2318, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoffman-v-arthur-ohioctapp-2021.