Hoeffner v. Orrick, Herrington & Sutcliffe LLP

14 Misc. 3d 324
CourtNew York Supreme Court
DecidedOctober 26, 2006
StatusPublished

This text of 14 Misc. 3d 324 (Hoeffner v. Orrick, Herrington & Sutcliffe LLP) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoeffner v. Orrick, Herrington & Sutcliffe LLP, 14 Misc. 3d 324 (N.Y. Super. Ct. 2006).

Opinion

OPINION OF THE COURT

Bernard J. Fried, J.

Motion sequence numbers 002 and 003 are consolidated for disposition in accordance with the following decision and order. In motion sequence number 002, defendants move for an order disqualifying Douglas Wigdor, Esq. and the law firm of Thompson Wigdor & Gilly LLP (TWG) from continuing to act as plaintiffs counsel in this action. In motion sequence number 003, plaintiff moves for leave to submit new evidence in opposition to defendants’ motion to disqualify, and, pursuant to 22 NYCRR 130-1.1, for an award of attorney’s fees and costs in connection with that motion, and the imposition of sanctions against defendants, on the ground that defendants’ motion to disqualify is frivolous.

Plaintiff Patrick Hoeffner was an associate with defendant Orrick, Herrington & Sutcliffe LLP from 1999 through 2005. The complaint alleges that Orrick made certain promises or guarantees to Hoeffner that it would make him a partner, that those promises were not kept, and that, instead, Orrick asked him to leave the firm. The complaint asserts causes of action for breach of contract, fraud, promissory estoppel, conspiracy, unjust enrichment, breach of fiduciary duty, and intentional infliction of emotional distress.

Hoeffner is represented in this action by Douglas Wigdor, a partner of TWG, and is also acting as cocounsel on his own behalf. Defendants move to disqualify Wigdor and TWG on the ground that a conflict of interest exists between Wigdor’s representation of Hoeffner in this action and Wigdor’s prior attorney-client relationship with another individual (former client) who was an associate with Orrick in and before 2005. Former client contacted Wigdor by telephone in 2005, concerning Wigdor’s possible representation of him in connection with certain claims that he was considering asserting against Orrick, and former client gave Wigdor an 80-page outline setting forth the evidence that former client believed supported his claims. Former client and Wigdor met to discuss the possible representation, and allegedly spoke at length concerning the substance of former client’s possible claims. Former client subsequently decided not to retain Wigdor or TWG, informed Wigdor that he did not wish to retain him, and hired another attorney to pursue his claims [326]*326against Orrick. Former client allegedly sought and received Wigdor’s assurances that he would destroy the 80-page outline, and that the information former client had provided to him would remain privileged and confidential.

While former client was considering bringing claims against Orrick, he was aware that Hoeffner was also considering bringing claims against Orrick, and the two discussed their respective claims. According to former client, he and Hoeffner agreed in their discussions that, if either or both of them pursued claims against Orrick, neither of them would ever “seek discovery of certain materials about the other” (former client Mar. 30, 2006 affirmation 1Í 6). Former client concedes that, when Hoeffner asked him for the names of attorneys whom Hoeffner might retain for the purpose of pursuing his claims against Orrick, former client gave Hoeffner Wigdor’s name. Hoeffner retained Wigdor as his attorney and commenced this action on July 25, 2005.

On September 2, 2005, Hoeffner served Orrick with “plaintiffs first request for production of documents and information” (the first request). The first request asked Orrick to produce, inter alia, all documents concerning any agreement between Orrick and any attorney concerning consideration of the attorney for, or promotion of the attorney to, partnership; “all e-mails concerning [former client’s] nomination, consideration or promotion to partnership at Orrick, including any e-mails to or from Mihaela Grigore concerning [former client’s] promotion to partnership”; and various documents relating to certain other specifically named individuals (first request 1i 87). Orrick allegedly failed to produce documents responsive to the foregoing requests. On February 10, 2006, Hoeffner served defendants with “plaintiffs third request for production of documents and information” (the third request; collectively, with the first request, the document requests). The third request sets forth five document and information requests, each of which mentions former client by name, and asks defendants to produce documents or materials relating to former client.

Former client has submitted an affirmation in which he states that he supports defendants’ motion to disqualify Wigdor and TWG from representing Hoeffner in this action; that he objects to the document requests, and regards them as an effort “to drag [him] and [his] potential claims into this public lawsuit”; that he has concluded that it is in his own best interest “to keep [his] prior dispute with . . . Orrick ... a private and [327]*327confidential matter,” because he wants to “avoid damage to [his] professional career as an attorney”; and that, “[i]f necessary, [he] will intervene in this lawsuit to make [his] objections known” (former client Mar. 30, 2006 affirmation 1Í 9).

At the oral argument on motion sequence number 003, I denied so much of that motion as seeks the imposition of sanctions against defendants, and an award to Hoeffner of costs and attorney’s fees, and granted so much of the motion as seeks leave to submit new evidence in opposition to defendants’ motion to disqualify. The new evidence submitted by Hoeffner in motion sequence number 003 consists of recordings of three voice mail messages that former client left for Hoeffner, and an e-mail that former client’s attorney sent to Wigdor, all of which came into existence after defendants’ motion to disqualify was submitted. I have considered the new evidence, together with the evidence previously submitted in support of, and in opposition to, the disqualification motion.

Defendants argue that Wigdor and TWG should be disqualified because their continuing representation of Hoeffner violates two prohibitions on attorney conduct, relating to former clients, that are set forth in Code of Professional Responsibility DR 5-108 (a) (22 NYCRR 1200.27 [a]): DR 5-108 (a) (l)’s bar against a lawyer’s subsequent representation of interests which are adverse to the interests of a former client, and DR 5-108 (a) (2)’s bar against a lawyer’s disclosure or use of a former client’s confidences and secrets.1 However, defendants have failed to establish that disqualification is warranted on the basis of either prohibition, and their motion is accordingly denied.

Code of Professional Responsibility DR 5-108 (a) (1) (22 NYCRR 1200.27 [a] [1]) provides, in relevant part, that [328]*328However, disqualification of Wigdor and TWG is not warranted under DR 5-108 (a) (1) in the first instance because former client, by his conduct, impliedly consented to Wigdor’s representation of Hoeffner in connection with the claims asserted in this action, with full knowledge of the relevant facts, and waived any right he may have had to object to that representation.

[327]*327“a lawyer who has represented a client in a matter shall not, without the consent of the former client after full disclosure . . . [thereafter represent another person in the same or a substantially related matter in which that person’s interests are materially adverse to the interests of the former client.”

[328]

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Bluebook (online)
14 Misc. 3d 324, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoeffner-v-orrick-herrington-sutcliffe-llp-nysupct-2006.