Hodges v. Secretary of Department of Health & Human Services

9 F.3d 958
CourtCourt of Appeals for the Federal Circuit
DecidedNovember 15, 1993
DocketNo. 92-5089
StatusPublished
Cited by21 cases

This text of 9 F.3d 958 (Hodges v. Secretary of Department of Health & Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hodges v. Secretary of Department of Health & Human Services, 9 F.3d 958 (Fed. Cir. 1993).

Opinions

PLAGER, Circuit Judge.

Edwin and Susan Hodges petitioned for compensation under the Vaccine Act1 on behalf of their daughter, Kara Hodges, who died within 3.5 hours of receiving a DPT (diphtheria-pertussis-tetanus) vaccination. The Hodges appeal the Court of Federal Claims’2 (CFC’s) judgment, No. 90-551V (Jan. 24, 1992), which upholds the special master’s denial of compensation. We affirm.

Kara Hodges was born on December 2, 1982 and was a healthy baby. She received her first DPT shot on February 23, 1983 at around 2:45 pm. She had two screaming and crying episodes that afternoon; during the second episode, her mother put her in the crib to cry herself to sleep. When her mother checked Kara some thirty to forty-five minutes later, she was limp, pale, unresponsive and not breathing. She was taken to the hospital by ambulance, but she could not be revived and was pronounced dead at 6:31 pm. After autopsy, Sudden Infant Death Syndrome (SIDS) was listed as the cause of her death.3

On June 20, 1990 the Hodges filed a petition for compensation. The petition alleged that Kara suffered a hypotonic-hyporespon-sive collapse (HHC), a table injury under 42 U.S.C. § 300aa-14(a)(I)(C), within 3.5 hours after the DPT vaccination. The Hodges submitted affidavits from two experts. One opinion stated that an HHC was evidenced by the state in which she was found — pale, limp, unresponsive and in cardiac and pulmonary arrest. The other stated that Kara must have suffered an unwitnessed HHC, resulting in death, while she was in her crib.

Respondent Health and Human Services (HHS) opposed the petition. HHS’ expert [960]*960stated that there was no evidence of an HHC prior to death. On August 14, 1991 the special master denied compensation. Hodges v. Secretary of Dep’t of Health & Human Servs., No. 90-551V, 1991 WL 169397 (Cl.Ct.Spec.Mstr.). He found that the Hodges had not proven a table injury. Their experts’ opinions were based on the fact of death alone; although Kara suffered symptoms not unlike HHC as part of death, death per se is not a compensable table injury.

The special master also found that the Hodges had not proven actual causation. The temporal relationship of Kara’s death to the vaccine administration, alone, did not establish causation. One of petitioners’ experts failed to offer specific support for his opinion that the DPT vaccine caused Kara’s death; he merely attached articles showing that DPT vaccination can cause death. The other expert opined that her death was caused by a reaction to endotoxin in the vaccine, but the special master found that the medical evidence failed to support this theory.

The Hodges filed a motion for review. The CFC upheld the special master’s findings on January 24, 1992. The Hodges then appealed that judgment here.

DISCUSSION

We review the judgment of the CFC under a highly deferential standard with regard to factual matters. On the other hand, questions of law such as statutory interpretation, are subject to complete and independent review by this court. See Trayco, Inc. v. United States, 994 F.2d 832, 835 (Fed.Cir.1993) (conclusions of law subject to complete and independent review); see also In re Sure-Snap Corp., 983 F.2d 1015, 1017 (11th Cir. 1993). We may not disturb the judgment of the Court of Federal Claims unless we find that judgment to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law. Munn v. Secretary of Dep’t of Health & Human Servs., 970 F.2d 863, 870 (Fed.Cir.1992).

The issue presented here is one of statutory construction. The Hodges argue that Congress made no distinction between an HHC which precedes death and one which occurs as part of the agonal (dying) process. Clearly an HHC or death following HHC is compensable; thus, argue the Hodges, Kara’s symptoms — pale, unresponsive, and in cardiovascular and respiratory arrest — evidenced a compensable HHC because they are among the statutory indicia of HHC listed in § 300aa-14(b)(l).

HHS contends that death is only compen-sable if it is a sequela of a table injury. See § 300aa-14(a)(I)(E). Thus, death alone is not compensable if a table injury has not been established, regardless of the interval between vaccination and death. Symptoms which are consistent with HHC but are also part of death do not on these facts establish an HHC that is a table injury.

The statute requires and this court has determined that the Hodges must show that Kara’s death was a sequela of a table injury under § 300aa-14(a) — in this case, an HHC. See Hellebrand v. Secretary of Dep’t of Health & Human Servs., 999 F.2d 1565, 1569-70 (Fed.Cir.1993) (citing 42 U.S.C. § 300aa-14(a)(I)(E)). Although the symptoms of her death are among the statutory indicia of HHC listed in § 300aa-14(b)(l), these symptoms do not independently establish an HHC that is a table injury. Id, at 1570. As was said in Hellebrand, “[petitioners’ argument yields a result (compensation for all SIDS deaths occurring within 72 hours of vaccination) which is at odds with the plain language of the Act. The argument must be rejected.” Id, at 1571.

The Hodges also contest the determination on actual causation. They argue that their experts’ opinions proved actual causation, and that the absence of a specific cause of death (other than SIDS, which is by definition unexplained death) should have weighed in favor of actual causation. HHS responds that the Hodges were required to prove a logical sequence of cause and effect, and that the absence of an alternative cause of injury does not meet the affirmative duty to show causation. We agree with HHS.

This court has said previously that
a proximate temporal association alone does not suffice to show a causal link between the vaccination and the injury. To [961]*961prove causation in fact, petitioners must show a medical theory causally connecting the vaccination and the injury. Causation in fact requires proof of a logical sequence of cause and effect showing that the vaccination was the reason for the injury. A reputable medical or scientific explanation must support this logical sequence of cause and effect.

Grant v. Secretary of Dep’t of Health & Human Servs., 956 F.2d 1144, 1148 (Fed.Cir.1992) (citation omitted); see also Jay v. Secretary of Dep’t of Health & Human Servs., 998 F.2d 979, 984 (Fed.Cir.1993).

The only medical theory put forth by petitioners was that Kara’s death was caused by a reaction to endotoxin in the vaccine. The special master found that the medical evidence of record failed to support that theory. Using the highly deferential standard of review mandated by the Vaccine Act, 42 U.S.C. § 300a

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