Hoatson v. New York Archdiocese

280 F. App'x 88
CourtCourt of Appeals for the Second Circuit
DecidedJune 2, 2008
DocketNos. 07-0854-cv(L), 07-1023-cv(XAP), 07-1052-cv(XAP), 07-1087-cv(XAP), 07-1147-cv(XAP)
StatusPublished
Cited by10 cases

This text of 280 F. App'x 88 (Hoatson v. New York Archdiocese) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoatson v. New York Archdiocese, 280 F. App'x 88 (2d Cir. 2008).

Opinion

SUMMARY ORDER

Plaintiff Robert M. Hoatson (“Hoatson”) appeals from an order of the United States District Court for the Southern District of New York (Crotty, J.), dated February 13, 2007, dismissing his civil RICO and Title VII claims against the New York Archdiocese, Edward Egan, The Archdiocese of Newark, John J. Myers, The Roman Catholic Diocese of Albany, Howard J. Hubbard, Congregation of Christian Brothers, John O’Brien, Laurence Boschetto and Paul Kevin Hennessy (collectively, “defendants”), and sanctioning his attorney, John A. Aretakis, in the amount of $ 8,000. All defendants cross-appealed only that portion of the order that sanctioned Aretakis, arguing that the sanction amount was too low. We assume the parties’ familiarity with the underlying facts and procedural history of this case.

[90]*90Hoatson makes two principal arguments on appeal: first, that the district judge erred by not recusing himself from this case, and second, that the district court erred in sanctioning Aretakis. Because Hoatsoris brief fails to make any argument that the district court erred in dismissing his RICO and Title VII claims, we consider any possible challenge to dismissal of those claims to be waived. See Norton v. Sam’s Club, 145 F.3d 114, 117 (2d Cir.1998) (“Issues not sufficiently argued in the briefs are considered waived and normally will not be addressed on appeal.”).

Recusal

Defendants argue that we lack jurisdiction over the district court’s non-recusal decision because Hoatson does not argue that the dismissal of his substantive legal claims was error, leaving the absence of an underlying controversy. Although there is some force to this argument, we believe Hoatsoris challenge to Judge Crotty’s recusal decision is a genuine controversy. Defendants’ argument is more akin to a claim of harmless error — that regardless of whether Judge Crotty should have recused himself, Hoatson suffered no prejudice because he has not properly appealed the dismissal of his federal claims. We need not engage in a harmless error analysis here, however, because Judge Crotty’s recusal decision was not an abuse of discretion. See United States v. Amico, 486 F.3d 764, 773 (2d Cir.2007) (reviewing denial of a motion to recuse under 28 U.S.C. § 455 for abuse of discretion); see also Apple v. Jewish Hosp. & Med. Ctr., 829 F.2d 326, 333 (2d Cir.1987) (same for recusal motion made under 28 U.S.C. § 144).

Hoatson argued that three factors created the appearance of impropriety and bias by Judge Crotty in favor of the Archdiocese of New York and Cardinal Egan.1 First, Judge Crotty is a member of the Guild of Catholic Lawyers of the Archdiocese of New York (“Catholic Lawyers Guild”) and has received an award from that organization. Judge Crotty explained that this organization meets on a monthly basis for discussion relating to a particular subject, such as Catholic education or Catholic commitment to social justice. Judge Crotty stated that he “attends those meetings from time to time.” This social and educational involvement would not lead a reasonable person to question Judge Crotty’s impartiality. See United States v. Lovaglia, 954 F.2d 811, 815 (2d Cir.1992) (looking to whether a “reasonable person, knowing all the facts, [would] conclude that the trial judge’s impartiality could reasonably be questioned”). Second, Judge Crotty’s brother is President of the Catholic Lawyers Guild and a partner in a law firm that represents the Archdiocese of New York in other litigation. Just as Judge Crotty’s involvement in the Catholic Lawyers Guild does not create an appearance of impropriety, nor do his brother’s activities in that organization. Any pecuniary interest that Judge Crotty’s brother may have in the instant litigation by virtue of his status as a partner in a law firm that represents the Archdiocese in other litigation is too “remote, contingent, indirect or speculative” to lead a reasonable person to question Judge Crotty’s impartiality. See id. at 815 (“Where a case ... involves remote, contingent, indirect or speculative interests, disqualification is not required.”). Finally, Judge Crotty’s wife is employed by a communications company that represents a [91]*91community group seeking to preserve a particular church in New York City that the Archdiocese wants to demolish. This alleged interest is not only adverse to the Archdiocese, it is also too “remote,” “indirect” and “speculative” to create any appearance of impropriety by Judge Crotty. See id.; see also United States v. Bayless, 201 F.3d 116, 127 (2d Cir.2000) (explaining that courts determine the appearance of impropriety “not by considering what a straw poll of the only partly informed man-in-the-street would show[,] but by examining the record facts and the law, and then deciding whether a reasonable person knowing and understanding all the relevant facts would recuse the judge”).

Sanctions

John A. Aretakis, Hoatson’s attorney, also argues that the district court improperly sanctioned him. Here, the notice of appeal identifies only the plaintiff as appealing. A litigant may not appeal sanctions issued only against his attorney, see Corroou v. Reeve, 258 F.3d 86, 90 (2d Cir.2001), and an attorney who seeks to appeal a sanctions order is required to file a separate notice of appeal or to list himself in the caption or body of the notice of appeal filed by a party to the district court proceedings. See id.-, see also Fed. R.App. P. 3(c). Aretakis did neither. Arguably, however, because only Aretakis was sanctioned, the notice of appeal could be read as objectively indicating his intent to participate as a party. Compare Garcia v. Wash, 20 F.3d 608, 610 (5th Cir.1994) (per curiam) (finding jurisdiction over an attorney’s appeal of sanctions even though he was not listed in the notice of appeal where only the attorney was sanctioned and where the notice was “sufficiently clear to show [ ] intent to appeal the sanction order”), with Agee v. Paramount Comme’ns, Inc., 114 F.3d 395, 399 (2d Cir.1997). We need not determine whether Aretakis’s intent to participate as a party on appeal was objectively clear, because the sanctions order was not an abuse of discretion. See Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 405, 110 S.Ct. 2447, 110 L.Ed.2d 359 (1990) (holding that abuse of discretion standard applies to “all aspects of a district court’s Rule 11 determination”).

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Bluebook (online)
280 F. App'x 88, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoatson-v-new-york-archdiocese-ca2-2008.