Hmielewski v. Maricopa County

960 P.2d 47, 192 Ariz. 1
CourtCourt of Appeals of Arizona
DecidedMay 4, 1998
Docket1 CA-CV 96-0421
StatusPublished
Cited by18 cases

This text of 960 P.2d 47 (Hmielewski v. Maricopa County) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hmielewski v. Maricopa County, 960 P.2d 47, 192 Ariz. 1 (Ark. Ct. App. 1998).

Opinion

GARBARINO, Judge.

¶ 1 The attorneys for the plaintiffs and a defendant in the underlying medical malpractice action appeal from sanctions imposed against them for conducting what the trial court characterized as a secret “sham” trial. We conclude that the trial court did not abuse its discretion and affirm.

FACTUAL AND PROCEDURAL HISTORY

¶ 2 This appeal arises out of a medical malpractice action. Cheryl Anne Newcomb was admitted to Scottsdale- Memorial Hospital for inducement of labor to deliver her first child. Mrs. Newcomb suffered complications, including massive bleeding, from which she died following the birth of the child. The child, Caroline, was born with severe brain damage.

¶3 Cheryl’s husband, Thomas W. New-comb, and Caroline (the Newcombs) sued Scottsdale Memorial Health Services, Inc. d/b/a Scottsdale Memorial Hospital-Osborn (SMH), Dr. James R. Bair, Cheryl’s obstetrician, and his professional corporation. They alleged that because of the position of the placenta and large fibroids in the womb, defendants should have performed a Cesarean section (C-section) instead of inducing labor. Defendants took the position that both the placenta and fibroids were near the top of the uterus so there was no reason to plan to deliver by C-section. They maintain that Mrs. Newcomb died as the result of an amniotic fluid embolism, a very rare and natural consequence of the birth process. The autopsy concluded that the cause of death was amniotic fluid embolism.

¶ 4 The trial court granted summary judgment in favor of SMH. The remaining defendants, Dr. Bair and his professional corporation, proceeded to trial defending against allegations of fraud, falsification of medical records, and negligence.

¶ 5 Rodney G. Johnson of Phoenix and Timothy J. Hmielewski, a Florida attorney who was granted permission to practice pro hac vice in the Maricopa County Superior Court, represented the Newcombs. Prior to the grant of summary judgment but after the discovery deadline, they discovered evidence which led them to believe they could prove SMH' falsified records to avoid liability for Mrs. Newcomb’s death and Caroline’s injury. However, because the court had granted summary judgment in favor of SMH, they were unable to use the evidence.

¶ 6 While a motion for new trial concerning the summary judgment was pending, the case against Dr. Bair went to trial. Dr. Bair did not have professional liability insurance coverage for the lawsuit because his insurance carrier had become insolvent shortly before the occurrence involving the New-combs.

*3 V7 Prior to the trial, the attorneys for the Newcombs and for Dr. Bair entered into an agreement proposed initially by Hmielewski. Because Dr. Bair did not have malpractice insurance nor the financial assets to compensate the Newcombs for their catastrophic damages, the Newcombs agreed not to levy or execute against Dr. Bair or his professional corporation. In exchange, Dr. Bair’s attorneys agreed not to object to the scope or form of any inquiry the Newcombs’ attorneys conducted at trial, the evidence or the witnesses. The agreement was to be effective only if it remained confidential.

¶ 8 The final agreement was contained in a letter from Richard A. Alcorn, an attorney for Dr. Bair, to Hmielewski which was signed by both of them. Pursuant to the agreement, the Newcombs agreed to provide a covenant not to levy or execute against the assets of Dr. Bair or his professional corporation. It was further agreed that, at the close of the Newcombs’ case, the Newcombs would voluntarily dismiss with prejudice the action against Dr. Bair and his corporation.

¶ 9 The parties did not inform the trial court of their agreement, and the case proceeded to trial. In addition to Alcorn, attorney Steven Feola appeared for Dr. Bair. On January 4, 1996, the jury was chosen and counsel made their opening statements. During the next eight days, Hmielewski and Johnson presented the Newcombs’ case to the jury. Dr. Bair’s attorneys cross-examined the Newcombs’ witnesses and called one expert witness of their own out of order.

¶10 At trial on January 22, 1996, the Newcombs’ attorneys moved for a mistrial. They argued that testimony showed that false statements had been made by witnesses in depositions and at trial and that if the trial proceeded to judgment, the Newcombs might be barred by collateral estoppel from further proceedings and actions against SMH and others. When the court indicated that it would deny the motion for a mistrial, Hmielewski stated that his clients would dismiss their case against Dr. Bair. The court allowed the attorneys time to reach an agreement, the case against Dr. Bair and his professional corporation was dismissed, and the court announced to the jury that the case had been settled.

¶ 11 The trial court first learned of the attorneys’ pretrial agreement on February 12,1996, during oral argument on the motion for new trial on the summary judgment it had granted in favor of SMH. An attorney for SMH had heard of the agreement from another lawyer and revealed it to the court. The trial court ordered the four attorneys involved to provide the court with statements concerning the terms and implementation of the agreement. After receiving the written statements, the court held a sanctions hearing during which the attorneys were allowed to make oral statements concerning their justification for the pretrial agreement. The court found:

The lawyers involved duped the Court into conducting a mock trial at the taxpayers expense to serve their own ends. Because of that fraud on the Court at least the following wrongful acts occurred. Nine citizens of this county were ordered by the Court to set aside nine working days of their lives at $12.00 a day, minus parking, so that they could serve as props in a charade. This judge, the Court staff, and the facilities of this division, were occupied for over two weeks to further a devious private purpose, thus robbing legitimate litigants of what it is this Court is here to do. Lawyers, as officers of the Court, abused their licenses and ordered persons to be witnesses, coercing their presence by the illegitimate invocation of the contempt power of this Court. This judge was even induced to order that a non party produce a witness who did not wish to play in the game.

The court ruled that the conduct of the attorneys was contrary to Rule 41(c), the preamble to Rule 42, and E.R. 3.3, E.R. 8.4(c), and E.R. 8.4(d) of Rule 42, Rules of the Arizona Supreme Court.

¶ 12 Hmielewski, Johnson, Alcorn, and Feola were each ordered to pay $15,000 to the clerk of the superior court as sanctions “for wrongfully expropriating for their own aims the resources of the Court.” The court also revoked the order granting permission for Hmielewski to practice pro hoc vice in *4 the court. Hmielewski, Alcorn, and Feola appealed from the order imposing sanctions.

DISCUSSION

I. Authority to Impose Sanctions

¶ 13 Like a review of sanctions imposed under Rule 11, Arizona Rules of Civil Procedure, we review sanctions levied under other authority using an abuse of discretion standard. See Precision Components, Inc. v. Harrison, Harper, Christian & Dichter, P.C., 179 Ariz.

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Cite This Page — Counsel Stack

Bluebook (online)
960 P.2d 47, 192 Ariz. 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hmielewski-v-maricopa-county-arizctapp-1998.