Hirschfeld v. Horton

88 A.D.3d 401, 929 N.Y.2d 599
CourtAppellate Division of the Supreme Court of the State of New York
DecidedSeptember 13, 2011
StatusPublished
Cited by1 cases

This text of 88 A.D.3d 401 (Hirschfeld v. Horton) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hirschfeld v. Horton, 88 A.D.3d 401, 929 N.Y.2d 599 (N.Y. Ct. App. 2011).

Opinion

OPINION OF THE COURT

Dickerson, J.

Introduction

Mental Hygiene Law article 81 governs the proceedings for the appointment of a guardian for an alleged incapacitated person (hereinafter AIP) for personal needs and property management. A proceeding pursuant to Mental Hygiene Law article 81 is commenced by the filing of a petition (see Mental Hygiene Law § 81.07 [a]).

Mental Hygiene Law § 81.10 (f) provides that, in proceedings pursuant to Mental Hygiene Law article 81, “[t]he court shall determine the reasonable compensation for the mental hygiene legal service or any attorney appointed pursuant to this section.” That section further provides that the AIP shall be liable for such compensation unless the court is satisfied that the AIP [403]*403is indigent (see Mental Hygiene Law § 81.10 [f]). In the event that the petition is dismissed, the court may direct that the petitioner pay such compensation (id.). Additionally,

“[wjhen the person alleged to be incapacitated dies before the determination is made in the proceeding, the court may award reasonable compensation to the mental hygiene legal service or any attorney appointed pursuant to this section, payable by the petitioner or the estate of the decedent or by both in such proportions as the court may deem just” (id.).

The statute is silent as to the source of compensation for counsel fees where the AIP is indigent, and at least some of the relief requested in the petition is granted.

For some time, based on an interpretation of relevant case law, where Mental Hygiene Legal Service (hereinafter MHLS) for the applicable Judicial Department was appointed to represent an indigent AIP in proceedings pursuant to Mental Hygiene Law article 81, MHLS was compensated for such services by the Assigned Counsel Plan (hereinafter ACP), the panel recognized by the City of New York to implement County Law article 18-B. However, after reviewing the relevant case law, ACP concluded that it was not obligated to compensate MHLS when MHLS represented indigent AIPs in proceedings pursuant to Mental Hygiene Law article 81.

After being notified by ACP that it no longer intended to tender such compensation, MHLS for the First and Second Judicial Departments, by their respective Directors (hereinafter MHLS), commenced this action against the defendant Polly B. Horton, who was the Director of ACT] inter alia, for a judgment declaring that ACP is required to compensate MHLS when the latter serves as counsel in these circumstances.

After joining issue, ACP moved for summary judgment, in effect, declaring that it is not required to compensate MHLS when MHLS is appointed and serves as counsel to represent indigent AIPs in guardianship proceedings and dismissing so much of the complaint as sought a permanent injunction. MHLS cross-moved for summary judgment on the complaint. The Supreme Court denied ACP’s motion and granted MHLS’s cross motion. We reverse. We hold that, in the specific instances where MHLS serves as counsel to indigent AIPs in proceedings pursuant to Mental Hygiene Law article 81, ACP is not required to compensate MHLS for such legal services.

[404]*404Factual and Procedural Background

The Parties

MHLS “is an agency authorized pursuant to article 47 of the Mental Hygiene Law to advocate for and protect the rights of mentally ill patients” (Savastano v Nurnberg, 77 NY2d 300, 305 n 1 [1990]). Mental Hygiene Law § 47.01 (a) provides that “[t]here shall be a mental hygiene legal service of the state in each judicial department” charged with providing legal assistance to patients or residents of certain facilities where services for the mentally disabled are provided and to certain sex offenders requiring civil commitment or supervision. The plaintiff Sidney Hirschfeld was the Director of MHLS for the Second Judicial Department, and the plaintiff Marvin Bernstein is the Director of MHLS for the First Judicial Department.

Pursuant to County Law article 18-B, the

“governing body of each county and the governing body of the city in which a county is wholly contained shall place in operation throughout the county a plan for providing counsel to persons charged with a crime or who are entitled to counsel pursuant to section two hundred sixty-two or section eleven hundred twenty of the family court act, article six-C of the correction law, section four hundred seven of the surrogate’s. court procedure act or article ten of the mental hygiene law, who are financially unable to obtain counsel” (County Law § 722).

ACP is New York City’s panel created to assign counsel under County Law article 18-B.

Relevant Statutory Scheme and Case Law

Mental Hygiene Law Article 81

In 1992, the Legislature repealed articles 77 and 78 of the Mental Hygiene Law, and amended the Mental Hygiene Law by adding article 81 (see L 1992, ch 698, §§ 1-3). These changes became effective on April 1, 1993 (see L 1992, ch 698, § 6).

The purpose of Mental Hygiene Law article 81 is

“to promote the public welfare by establishing a guardianship system which is appropriate to satisfy either personal or property management needs of an incapacitated person in a manner tailored to the individual needs of that person, which takes in account the personal wishes, preferences and desires [405]*405of the person, and which affords the person the greatest amount of independence and self-determination and participation in all the decisions affecting such person’s life” (Mental Hygiene Law § 81.01).

Upon the filing of a Mental Hygiene Law article 81 petition, the court shall, inter alia, require the order to show cause and a copy of the petition, as well as supporting papers, if any, to be served upon the All] the court evaluator, and counsel for the AIP (see Mental Hygiene Law § 81.07 [b] [3]). Concomitantly, pursuant to Mental Hygiene Law § 81.09, “[a]t the time of the issuance of the order to show cause, the court shall appoint a court evaluator” (Mental Hygiene Law § 81.09 [a]). The court evaluator must explain to the AH] among other things, the right to counsel, and is charged with determining whether the AIP “wishes legal counsel of his or her own choice to be appointed and otherwise evaluating whether legal counsel should be appointed in accordance with section 81.10 of this article” (Mental Hygiene Law § 81.09 [c] [2], [3]).

Subdivision (a) of Mental Hygiene Law § 81.10, entitled “Counsel,” provides that an AIP subject to a guardianship proceeding has “the right to choose and engage legal counsel of the person’s choice.” Mental Hygiene Law § 81.10 (c) provides,

“The court shall appoint counsel in any of the following circumstances unless the court is satisfied that the alleged incapacitated person is represented by counsel of his or her own choosing:
“1. the person alleged to be incapacitated requests counsel;
“2. the person alleged to be incapacitated wishes to contest the petition;
“3.

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Cite This Page — Counsel Stack

Bluebook (online)
88 A.D.3d 401, 929 N.Y.2d 599, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hirschfeld-v-horton-nyappdiv-2011.