Hines v. Weinberger

395 F. Supp. 1215, 1975 U.S. Dist. LEXIS 11873
CourtDistrict Court, D. Wyoming
DecidedJune 17, 1975
DocketC74-199
StatusPublished
Cited by2 cases

This text of 395 F. Supp. 1215 (Hines v. Weinberger) is published on Counsel Stack Legal Research, covering District Court, D. Wyoming primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hines v. Weinberger, 395 F. Supp. 1215, 1975 U.S. Dist. LEXIS 11873 (D. Wyo. 1975).

Opinion

MEMORANDUM OPINION

KERR, District Judge.

Plaintiff brings this action seeking review of a decision by the defendant wherein plaintiff was denied Social Security disability benefits. Defendant has moved to dismiss on the basis that this Court is without jurisdiction to review the denial inasmuch as there has allegedly been no final decision, pursuant to 42 U.S.C. § 405(g). Plaintiff seeks review, and alleges jurisdiction, not only pursuant to 42 U.S.C. § 405(g), but also under the Administrative Procedure Act, 5 U.S.C.A. § 706, which provides for review of administrative action under certain circumstances.

There is no record of a transcript of a hearing included in the file in this matter. Procedurally, the following actions appear to have occurred. Plaintiff first filed an application for disability benefits on March 19, 1968, which application was denied initially and on reconsideration. A hearing was requested and held, and on October 14, 1969, the hearing examiner denied the application on the grounds that plaintiff was not under any disability as of March 31, 1964, the last day on which she met the special earnings requirements for disability purposes. This claim was not pursued, nor the administrative decision appealed by the plaintiff. On January 13, 1971, the plaintiff filed a second application and was denied initially. Although not free of doubt, it would appear that the second claim was based upon the same facts as the first claim. Apparently, this second claim was not pursued further. Finally, on September 27, 1973, plaintiff filed a third claim which led to this lawsuit. This last claim was denied initially and on reconsideration. Thereafter, pursuant to request, a hearing was held, and on August 16, 1974, the administrative law judge dismissed the request for a hearing on the basis of res judicata, holding that the decision of October 14, 1969, was conclusive and binding upon plaintiff.

*1217 By regulation, the Social Security Administration has adopted the doctrine of res judicata as a means of disposing of claims:

“The hearing examiner may, on his own motion dismiss a hearing request, either entirely or as to any stated issue, under any of the following circumstances :
(a) Res judicata. Where there has been a previous determination or decision by the Secretary with respect to the rights of the same party on the same facts pertinent to the same issue or issues which has become final either by judicial affirmance or, without judicial consideration, upon the claimant’s failure timely to request reconsideration, hearing, or review, or to commence a civil action with respect to such determination or decision . . . . ”

See 20 C.F.R. § 404.937 and 42 U.S.C. § 405(h). The application of administrative res judicata has long been recognized by the courts as proper, see III K. Davis, Administrative Law Treatise §§ 18.02, 18.03 (1958 ed., supp. 1971) [hereinafter cited as Davis].

There are exceptions to the doctrine, and when applied to administrative decision, the res judicata doctrine is not as rigid as it is with courts; there is much flexibility which is intended to adapt the doctriné to the unique problems of administrative justice. See Stuckey v. Weinberger, 488 F.2d 904, 911 (9th Cir. 1973); Grose v. Cohen, 406 F.2d 823 (4th Cir. 1969); III Davis § • 18.03. Use of the doctrine, although at times resulting in apparently harsh results, likewise serves a beneficial purpose in preventing relitigation of issues previously determined or resurrection of stale claims; but, practical reasons may exist for refusing to apply it, and administrative decisions should not be encrusted with rigid finality. E. g., United States v. Stone & Downer Co., 274 U.S. 225, 47 S.Ct. 616, 71 L.Ed. 1013 (1927). Regulations adopted by the Social Security Administration recognize that finality of decisions is not always in the best interest of the citizens it is supposed to serve. See 20 C.F.R. §§ 404.956-404.958 permitting reopening of claims within 4 years of date of initial determination upon showing of good cause.

Section 205(h), 42 U.S.C. § 405(h), of the Act provides in part that “the findings and decisions of the Secretary after a hearing shall be binding upon all . who were parties to such hearing. No findings of fact or decision shall be reviewed except as herein provided.” See also 20 C.F.R. § 404.937, above. The obvious purpose of that language is to declare that res judicata principles are applicable to the findings and decisions of the Secretary in certain procedural contexts. It is also clear that Congress intended to bar judicial review unless such review were properly initiated and pursued.

When timely pursued, though, judicial review is permitted under subsection (g), of 42 U.S.C. § 405, as it provides:

“Any individual, after any final decision of the Secretary made after a hearing to which he was a party, . may obtain a review of such decision by a civil action commenced within sixty days after the mailing to him of notice of such decision . The findings of the Secretary as to any fact, if supported by substantial evidence, shall be conclusive.”

The determination which is of concern at the moment was not a decision “made after a hearing” under the language of § 405(g). The reasonable interpretation of § 405(g) is that it was intended to apply to a final decision arrived at after a hearing convened and made mandatory by the request of a claimant for the same pursuant to § 405(b), and not to a decision denying a petition to reopen proceedings. Such a decision is made subject to the application of the principles of res judicata, and thereby conclusive and final, as a result of judicial decision or by failure to seek review. The *1218 decision of the law judge denying reopening was not a “final decision” made after a hearing inasmuch as no hearing need necessarily be granted upon a request to reopen; the application of the doctrine of res judicata was proper on the basis of the failure of the claimant to seek review of the decision of October 14, 1969; and, therefore, this Court is without jurisdiction under 42 U.S.C. § 405(g) to review the denial of the request to reopen.

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Cite This Page — Counsel Stack

Bluebook (online)
395 F. Supp. 1215, 1975 U.S. Dist. LEXIS 11873, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hines-v-weinberger-wyd-1975.