Hines v. United States

66 F. App'x 257
CourtCourt of Appeals for the Second Circuit
DecidedMay 29, 2003
DocketDocket No. 01-2098
StatusPublished

This text of 66 F. App'x 257 (Hines v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hines v. United States, 66 F. App'x 257 (2d Cir. 2003).

Opinion

[258]*258 SUMMARY ORDER

AFTER ARGUMENT AND UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED AND DECREED that the judgment of the District Court is hereby AFFIRMED.

On November 14, 1994, pursuant to a plea agreement with the government, Petitioner-Appellant Tyrone Hines pleaded guilty to engaging in a continuing criminal enterprise (“CCE”) involving the distribution of cocaine and crack cocaine, in violation of 21 U.S.C. § 848. The plea agreement indicated that “the jail sentence specified” for the CCE count was life imprisonment, pursuant to subsection (b) (the “kingpin” subsection) of § 848. The government agreed to make a motion for a downward departure, pursuant to 18 U.S.C. § 8553(e), if Hines rendered substantial assistance in the prosecution of other offenders. At Hines’s sentencing on May 9, 1995, however, the government declined to move for a downward departure because it asserted that Hines violated the terms of the plea agreement when, on February 4, 1995, he escaped from custody. As a result, the District Court reluctantly imposed the mandatory life sentence prescribed by § 848(b).

Hines filed the instant § 2255 motion pro se on September 29, 1999, arguing, inter alia, that his conviction and guilty plea were invalid in light of Richardson v. United States, 526 U.S. 813, 119 S.Ct. 1707, 143 L.Ed.2d 985 (1999). He effectively amended his motion on August 4, 2000 to challenge his life sentence in light of the Supreme Court’s decision in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). The District Court, finding that Hines’s objections to the indictment and to the validity of his guilty plea were procedurally defaulted and that his Apprendi claim lacked merit, denied his § 2255 motion in its entirety on January 28, 2001. Hines filed a timely notice of appeal and we issued a certificate of appealability on July 9, 2002.

Our review of the District Court’s denial of Hines’s habeas motion is de novo. See Santana-Madera v. United States, 260 F.3d 133, 138 (2d Cir.2001). Although Hines’s § 2255 motion was filed nearly three years after his conviction became final, it is not time-barred because it was filed within one year of the Supreme Court decision in Richardson, which applies retroactively to cases on first-time habeas review. See 28 U.S.C. § 2255, para. 6; Santana-Madera, 260 F.3d at 138-39.

There are basically two questions presented to us on this appeal.1 First, Hines argues that under Richardson his guilty plea was invalid because he was not informed that the individual predicate offenses comprising the “continuing series” of violations in 21 U.S.C. § 848(c)(2) were themselves separate elements of the CCE offense. See Richardson, 526 U.S. at 816 (holding that each of the offenses in the “series” of violations referenced in 21 U.S.C. § 848 is an element of the CCE offense). Hines asserts, citing Bousley v. United States, 523 U.S. 614, 118 S.Ct. 1604, 140 L.Ed.2d 828 (1998), that his guilty plea was “constitutionally invalid” because “neither he, nor his counsel, nor the court correctly understood the essential elements of the crime with which he was charged.” Id. at 618.

[259]*259Before we consider the merits of these arguments, we must evaluate the “significant procedural hurdles” to Hines’s § 2255 motion. Id. at 621. In the Bousley decision, the Supreme Court reiterated the strict rule that to challenge the voluntariness and intelligence of his guilty plea collaterally, a habeas petitioner must first have made such a challenge on direct appeal. Id. Hines did not do so. Thus, as the District Court properly determined, Hines’s Richardson-based claims are procedurally defaulted.

Hines attempts to show cause for the default by arguing that “the legal basis for his claims, Richardson, was not decided until five years after [Hines’s] plea and was ‘not reasonably available to counsel’ at the time.” This argument is not supported by a review of the caselaw. By the time of Hines’s plea on November 14,1994, a number of circuits had considered the purportedly “novel” question decided in the Richardson case; indeed, there was already a circuit split. Compare, e.g., United States v. Echeverri, 854 F.2d 638, 642 (3d Cir.1988) (holding that failure to give instruction that jurors “must unanimously agree on which three acts constitute the continuing series of violations” was reversible error); United States v. Hernandez-Escarsega, 886 F.2d 1560, 1573 (9th Cir.1989) (stating, with respect to CCE instruction, that “[a]lthough it would have been the better practice to give a specific unanimity instruction, any error in this case was harmless”); with United States v. Canino, 949 F.2d 928, 947-48 (7th Cir.1991) (“We do not require that the jurors unanimously agree as to the same predicate acts.”); United States v. Lehder-Rivas, 955 F.2d 1510, 1519 n. 6 (11th Cir. 1992) (rejecting argument that unanimity instruction was required). Indeed, although this Court had not specifically addressed the issue of juror unanimity on CCE predicates, our opinions alerted counsel to the fact that some district courts in the circuit were requiring such findings. See United States v. Scarpa, 913 F.2d 993, 1023 (2d Cir.1990) (quoting from jury charge: “You must, however, unanimously agree on which three acts constitute the continuing series of violations.”). The fact that the argument was not uniformly accepted by these courts does not excuse Hines’s failure to raise it. See Bousley, 523 U.S. at 622-23. “Where the basis of a ... claim is available, and other defense counsel have perceived and litigated that claim, the demands of comity and finality counsel against labeling alleged unawareness of the objection as cause for a procedural default.” Engle v. Isaac, 456 U.S. 107, 134, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982).

In any event, Richardson’s requirement of juror unanimity as to three CCE predicates has little relevance to Hines’s conviction—which was based on his own guilty plea rather than a jury verdict—because only three predicate violations were alleged by the government.

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Related

Engle v. Isaac
456 U.S. 107 (Supreme Court, 1982)
Bousley v. United States
523 U.S. 614 (Supreme Court, 1998)
Richardson v. United States
526 U.S. 813 (Supreme Court, 1999)
Apprendi v. New Jersey
530 U.S. 466 (Supreme Court, 2000)
Harris v. United States
536 U.S. 545 (Supreme Court, 2002)
United States v. Echeverri, Elkin A.
854 F.2d 638 (Third Circuit, 1988)
United States v. Antonino Aiello
864 F.2d 257 (Second Circuit, 1988)
United States v. Donaciano Hernandez-Escarsega
886 F.2d 1560 (Ninth Circuit, 1989)
United States v. Torres
901 F.2d 205 (Second Circuit, 1990)
United States v. Scarpa
913 F.2d 993 (Second Circuit, 1990)
Leonardo R. Santana-Madera v. United States
260 F.3d 133 (Second Circuit, 2001)
William T. Coleman v. United States
329 F.3d 77 (Second Circuit, 2003)
United States v. Luciano
311 F.3d 146 (Second Circuit, 2002)
United States v. Young
745 F.2d 733 (Second Circuit, 1984)
United States v. Lehder-Rivas
955 F.2d 1510 (Eleventh Circuit, 1992)

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Bluebook (online)
66 F. App'x 257, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hines-v-united-states-ca2-2003.