Hickey v. Waldman

28 Mass. L. Rptr. 391
CourtMassachusetts Superior Court
DecidedJanuary 18, 2011
DocketNo. 06659
StatusPublished

This text of 28 Mass. L. Rptr. 391 (Hickey v. Waldman) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hickey v. Waldman, 28 Mass. L. Rptr. 391 (Mass. Ct. App. 2011).

Opinion

Billings, Thomas P., J.

The plaintiff appeals the Division of Medical Assistance’s (herein, “MassHealth’s”) handling of her requests for reimbursement for two substances, curcumin and acidophilus capsules, both of which she takes on her doctors’ recommendation. Curcumin was denied on the merits; acidophilus for want of a properly documented application. Each decision was reviewed and affirmed by a hearing officer of the Office of Medicaid. The plaintiff has appealed the Hearing Officer’s decision to this Court under G.L.c. 30A, §14.

For the reasons that follow, both decisions are AFFIRMED, with a qualification as to acidophilus as set out in the Order for Judgment, below.

SUMMARY OF PRIOR PROCEEDINGS

A. The Initial Hearing and Remand

On September 24, 2004 MassHealth’s Drug Utilization Review Unit denied the plaintiffs request that she be reimbursed for acidophilus capsules, on the ground that it was not on the list of covered medications. The plaintiff took a timely appeal to the Office of Medicaid Board of Hearings.1 This was consolidated with a second appeal that she had taken from MassHealth’s failure to act on her prior authorization request for curcumin.

The Board (through Hearing Officer Stanley Kallianidis, who was to preside over all three hearings discussed herein) held a hearing on the consolidated appeals on May 20, 2005, and issued its decision on July 28, 2005. The Hearing Officer found:

that neither substance was on MassHealth’s non-legend (i.e., over-the-counter) drug list, nor was either the subject of a MassHealth determination, one way or the other, of medical necessity;
That MassHealth denied the request for acidophilus on the ground that it is a food item and not a drug, but acknowledged at the hearing that the request should have forwarded the request to its prior [392]*392authorization unit (which handles reimbursement for non-drug items) for a determination of medical necessity; and
That the curcumin request was sent back to the provider because there was no drug code to process.

Noting that the fact that a product is not on the non-legend drug list does not preclude coverage under MassHealth, the Hearing Officer remanded both issues to the agency for determinations of medical necessity.2

B. The Curcumin Decision

MassHealth considered the plaintiffs request for reimbursement of Curcumin, and denied it on August 12, 2005. The denial letter stated: “MASSHEALTH DOES NOT PAY FOR ANY DRUG THAT IS EXPERIMENTAL, MEDICALLY UNPROVEN, OR INVESTIGA-TIONAL IN NATURE. 130 CMR 406.413(B)(7).”

The plaintiff appealed the denial, and the Hearing Officer Kallianidis held a hearing on November 14, 2005. On January 18, 2006 he issued a decision affirming the denial.

At the hearing Amy Levy, a Registered Pharmacist employed by MassHealth’s Drug Utilization Review (“DUR”) unit, testified and presented a packet of documentary materials. These included a letter from the plaintiffs allergist (Dr. Schaefer) at U. Mass. Memorial, stating that because she was “intolerant or sensitive to many conventional pharmaceuticals” but had “various medical conditions that require treatment,” he had suggested she try “non-traditional homeopathic regimens that may be tolerated better.” Dr. Schaefer noted that the plaintiff was currently under the care of Dr. Amy Rothenberg, a homeopath. Dr. Rothenberg—who practices in Connecticut (in natur-opathic medicine, not homeopathy)—-also submitted a letter which listed the conditions for which she was treating the plaintiff, and stated:

She takes Curcumin and Flax/Borage seed oil for their natural anti-inflammatory ability.
She takes Pyloricidin to address her esophogeal reflux and GERD.
She takes Acidophilus to help re-establish proper bowel flora.
She uses these natural medicines as she does not tolerate orthodox pharmaceutical products.

Also in the record were various materials submitted by the plaintiff, chiefly from the Internet, on Curcumin. One article on the Sloan-Kettering Cancer Center website discussed animal research suggesting that Curcumin has “a preventative effect against cancer,” but noted that “human data are lacking.” It also noted (in connection with cancer treatment) that Curcumin “has anti-inflammatoiy and choleretic action” which “may be due to leukotriene inhibition.”3

Levy testified that Curcumin is “a medically unproven substance ... It would have to be an FDA-approved preparation.” She noted that the label on the Pure Ecapsulations packaging, while stating that its Curcumin formulation was for “liver, colon and mus-culoskeletal support,” also said:

This statement has not been evaluated by the Food and Drug Administration. This product is not intended to diagnose, treat, cure or prevent any disease.

The plaintiff testified that she has used Curcumin for five years without adverse effect (in contrast to her experiences with chemical pharmaceutical products). For her, Curcumin

relieves the pain a little, not completely. I have, you know, for taking two capsules of Curcumin may help my hands, but it’s not ... it doesn’t feel like it’s enough to go through my whole body. But I’m feeling a bit of relief, but I sure wish I could feel more. But I can’t take more than the doctor orders so, you know, maybe at another time they may increase it, but this is it.

The Hearing Officer found that the plaintiff, who reported inflammation and pain all over her body, is unable to take non-steroidal inflammatory drugs due to gastroesophogeal reflux disease, ulcers, and sensitization resulting from an incident 23 years before of formaldehyde poisoning. Curcumin, prepared from the spice turmeric, is used for “dyspeptic conditions,” and “(flurther indications exist for a clear anti-inflammatory action.”4 Since 2001 and on her physician’s advice, the plaintiff has taken the “Pure Encapsulations Curcumin 97" product. She has not experienced any side effects from it.

The Hearing Officer was, however, persuaded by the logic advanced by Levy. He noted, as she had, that neither this nor any other Curcumin product has been evaluated by the Food and Drug Administration, and that the product label states that it “is not intended to diagnose, treat, cure or prevent any disease.” Thus, he ruled, administration of Curcumin for inflammation does not fit the definition in MassHealth’s regulations of a “medically necessary” service, in that it had not been shown to be “of a quality that meets professionally recognized standards of health care, [as] substantiated by records including evidence of such medical necessity and quality.” 130 CMR 450.204(B).

C. The Acidophilus Decision.

As directed in the July 28, 2005 remand, MassH-ealth redirected the plaintiffs request internally from the Drug Utilization Review Unit to the Prior Authorization (“PA”) Unit, and so notified her physician on August 16, 2005.5 No approval, however, was forthcoming. The plaintiff again appealed, and the Hearing Officer Kallianidis held a third hearing on February 14, 2006.

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Bluebook (online)
28 Mass. L. Rptr. 391, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hickey-v-waldman-masssuperct-2011.