Hi Tech Trans, LLC David Stoller v. State of New Jersey, Department of Environmental Protection Wolfgang Skacel, C.H.M.M. Bradley M. Campbell.

382 F.3d 295, 2004 U.S. App. LEXIS 18591
CourtCourt of Appeals for the Third Circuit
DecidedSeptember 2, 2004
Docket03-2773, 03-2849
StatusPublished
Cited by45 cases

This text of 382 F.3d 295 (Hi Tech Trans, LLC David Stoller v. State of New Jersey, Department of Environmental Protection Wolfgang Skacel, C.H.M.M. Bradley M. Campbell.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hi Tech Trans, LLC David Stoller v. State of New Jersey, Department of Environmental Protection Wolfgang Skacel, C.H.M.M. Bradley M. Campbell., 382 F.3d 295, 2004 U.S. App. LEXIS 18591 (3d Cir. 2004).

Opinion

SMITH, Circuit Judge, concurring in the judgment.

OPINION

McKEE, Circuit Judge.

Hi Tech Trans, LLC, which operates a solid waste disposal facility in Newark, New Jersey, and its Chairman and Chief Executive Officer, David Stoller (hereinafter collectively referred to as “Hi Tech”), sought declaratory relief against an administrative enforcement proceeding the New Jersey Department of Environmental Protection (“NJDEP”) brought against Hi Tech. Hi Tech claimed that certain permit and license requirements imposed on solid waste disposal facilities by the New Jersey Solid Waste Management Act (“SWMA”), N.J.S.A. 13:1E-1 to -207, and its implementing regulations 1 are preempted because its solid waste disposal facility involves transportation by railroad and is therefore subject to the exclusive jurisdiction of the Surface Transportation Board (“STB”). 2 The district court did not directly address the merits of Hi Tech’s preemption argument. Rather, the court invoked the doctrine of abstention under both Burford v. Sun Oil Co., 319 U.S. 315, 63 S.Ct. 1098, 87 L.Ed. 1424 (1943), and Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), and dismissed the complaint. Hi Tech now appeals the dismissal of its declaratory action. Although our analysis differs from the analysis the district court relied upon, for the reasons the follow, we will affirm. 3

I. BACKGROUND

A. New Jersey’s Regulatory Scheme

New Jersey has established a comprehensive statutory scheme for regulating solid waste disposal based upon a legislative determination that “disposal and utilization of solid waste is a matter of grave concern ... and ... that the health, safety and welfare of the people of [New Jersey] require efficient and reasonable solid waste collection and disposal service or efficient utilization of such waste.” N.J.S.A. 13:lE-2(a).

The collection, transportation, transfer, processing and disposal of solid waste is regulated by the SWMA and corresponding regulations located at N.J.A.C. 7:26-1.1 et seq. The SWMA grants the NJDEP the authority to regulate all solid waste facilities and register all persons engaged in the collection or disposal of solid waste. N.J.S.A. 13:1E — 2(b)(6), N.J.S.A. 13:1E-4(a). In its regulatory capacity, NJDEP can impose liability on any “person” 'who violates the SWMA or the solid waste regulations. N.J.S.A. 13:lE-9(b). Regulations define a “person” to include individuals, corporations and corporate officials. N.J.A.C. 7:26-1.4. “Solid Waste” is defined broadly to include waste material that is stored or deposited in a manner that “such material or any constituent thereof may enter the environment or be emitted into the air or discharged into ground or sur *298 face waters.” N.J.A.C. 7:26-1.6©, N.J.A.C. 7-26-2.13(g)(l)(iii). Hi Tech’s OIRY facility is a “Solid waste facility” under the SWMA. 5 It also constitutes a “transfer station” under the SWMA. 6

New Jersey’s environmental regulatory scheme prohibits “construction or operation of a solid waste facility without first obtaining a Solid Waste Facility (“SWF”) Permit unless exempted pursuant to N.J.A.C. 7:26-1.1, -1.7 or -1.8.” 7 In addition to requiring a SWF, New Jersey law states that no “person” may operate a solid waste disposal facility ... without first obtaining a certificate of public convenience and necessity. N.J.S.A. 48:13A-6. 8 A person operating a solid waste facility in violation of that requirement is subject to fines ranging from $10,000 for a first offense, to not more than $50,000 for a third or subsequent offense. N.J.S.A. 48:13A-12(b).

B. Hi Tech’s Business

Hi Tech’s principal place of business is located at the Oak Island Rail Yard (“OIRY”), in Newark, New Jersey. David Stoller is Chairman and CEO of Hi Tech. In 1990, the Canadian Pacific Limited, now known as the Canadian Pacific Railroad (“CPR”), purchased the assets and “track-age rights” of the former Delaware and Hudson Railway Company. 9 Those assets included trackage rights into the OIRY.

On November 6, 2000, CPR and Hi Tech entered into a License Agreement whereby Hi Tech agreed to develop and operate a construction and demolition debris (“C & D”) bulk waste loading facility at the OIRY. 10 Paragraph 4(a) of the License *299 Agreement limits Hi Tech to using “the Premises only for the transfer of Waste Products from truck to railcars operated by CPR.”

Hi Tech began operations at the facility (which it refers to as the “Transload Facility”), on September 17, 2001. Hi Tech’s Transload Facility operates as follows: (1) trucks hauling C & D waste arrive at the facility; (2) the trucks discharge C & D into a hopper that Hi Tech provides at the facility; and (3) the C & D waste is then loaded directly into rail cars from the hoppers. C & D waste is neither stored nor processed at the facility. Once the rail cars have been filled, CPR transports them exclusively to out-of-state disposal facilities.

C. The NJDEP Investigation at OIRY

On April 16, 2003, NJDEP investigators conducted a site visit at the Hi Tech facility at OIRY. While there, they saw solid waste origin/disposal (“O & D”) forms 11 and weigh tickets taken in and generated for solid waste loads accepted that day. All loads were classified on the O & D forms as either ID # 13 or ID # 13C. See note 11.

Records indicated that approximately 12 “roll-off vehicles” had delivered solid waste to the facility for transfer from Hi Tech’s facility prior to the NJDEP’s investigators’ arrival on April 16, 2003.

Before Joseph Levy, Hi Tech’s general manager, arrived at the facility, the investigators also observed 4 loaded gondola rail cars containing bulky waste materials such as plaster, lathe, treated painted wood, plastic bags, cardboard, drywall, and sheet metal. The investigators met with Levy and asked him to accompany them to observe the actual “tipping operation” and to answer questions regarding the operation.

Inbound roll-off trucks transporting C & D (ID # 13C) and bulky waste (ID # 13) were thereafter observed entering the facility and proceeding to the inbound scale. The trucks went to the “east box” 12 to dump their loads of solid waste and thereafter a crane loaded the waste into a waiting open-top rail car.

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382 F.3d 295, 2004 U.S. App. LEXIS 18591, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hi-tech-trans-llc-david-stoller-v-state-of-new-jersey-department-of-ca3-2004.