Heupel v. State

113 So. 3d 695, 2012 WL 3641390, 2012 Ala. Crim. App. LEXIS 57
Court of Criminal Appeals of Alabama·Decided August 24, 2012·No. CR-11-1205·Published·Cited by 3 cases

Opinion

On Return to Remand *

JOINER, Judge.

Alan Dwight Heupel pleaded guilty to second-degree theft. See § 13A-8^1, Ala. Code 1975. Heupel was sentenced, pursuant to a plea agreement, to 10 years’ imprisonment, to be served through Franklin County Community Corrections, and ordered to pay a crime-victim-compensation assessment.1 The circuit court ordered [697] Heupel, following a restitution hearing, to pay restitution in the amount of $8,215.50, paid at a rate of $200 per month. Heupel appeals from the circuit court’s order of restitution. We reverse and remand.

In 2010, Heupel was hired to be a caretaker for Lorenzo Overton, who was in declining health; while Heupel was serving as Overton’s caretaker, a .38 caliber pistol was discovered missing from Overton’s house by Overton’s daughter, Patricia Montgomery. It was later determined that Heupel had attempted to sell the gun to Billy Wilson, and Heupel later admitted to Greg Pickard that he had stolen the gun.

Heupel was indicted for second-degree theft and on February 8, 2012, pleaded guilty to the offense as charged in the indictment.2 The circuit court left the issue of restitution open to be settled at a later date. On March 20, 2012, the circuit court held a restitution hearing and entered an order directing Heupel to pay restitution of $3,215.50.

On appeal, Heupel argues that the circuit court abused its discretion when it ordered him to pay restitution in the amount of $3,215.50. Specifically, he says that $1,828.00 represented “cash taken from victim” for which he was not convicted. (Heupel’s brief, p. 6.)

Regarding a challenge to the amount of restitution ordered by the circuit court, the Alabama Supreme Court has held:

“ ‘The particular amount of restitution is a matter which must of necessity be left almost totally to the discretion of the trial judge.’ Clare v. State, 456 So.2d 355, 356 (Ala.Crim.App.1983), ajfd, 456 So.2d 357 (Ala.1984). Moreover, the exercise of ‘[t]hat discretion should not be overturned except in cases of clear flagrant abuse.’ Id.”

Ex parte Stutts, 897 So.2d 431, 433 (Ala.2004).

The State contends, in its brief, that Heupel failed to preserve his argument for review because, it says, “[h]e failed to obtain an adverse ruling from the trial court on the claim.” (State’s brief, p. 7.) We disagree.

It is well established that
“[reserving the right to appeal an issue is not the equivalent of preserving an issue for appellate review. To preserve an issue for appellate review, the issue must be timely raised and specifically presented to the trial court and an adverse ruling obtained. The purpose of requiring an issue to be preserved for review is to allow the trial court the first opportunity to correct any error. See, e.g., Ex parte Coulliette, 857 So.2d 793 (Ala.2003).”

[698] Knight v. State, 936 So.2d 544, 547 (Ala.Crim.App.2005).

The State contends that Heupel “failed to properly preserve the claim in the trial court. Heupel did not make an objection on this ground during the restitution hearing, particularly when the victim was testifying concerning other items and cash that she .determined were stolen by Heupel, in addition to the gun.” The record indicates, however, that Heupel objected to the amount continuously and specifically throughout the restitution hearing. Specifically, the following exchange took place:

“[DISTRICT ATTORNEY]: And, so, now, there was a lot of items I know that weren’t listed in the indictment that were also — that you turned' in to your insurance coverage; is that right?
“[WITNESS]: Yes.
“[DISTRICT ATTORNEY]: And were those items—
“[COUNSEL FOR HEUPEL]: Your Honor, I would object on the grounds of relevance. The indictment references a stolen gun, and I think what we’re getting into is restitution amount for items above and beyond this gun.
“THE COURT: Overruled.
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“[DISTRICT ATTORNEY]: Okay. And was there some large amounts of cash that were also missing?
“[WITNESS]: Yes.
“[COUNSEL FOR HEUPEL]: Objection, Your Honor. Same grounds; relevancy.
“THE COURT: Overruled.”

(R. 12.) The trial court’s overruling of Heupel’s objections was an adverse ruling, and Heupel in fact preserved this issue for review.3

The State contends that “even if preserved, the claim is without merit and Heupel should be denied relief from this Court on this basis as well.” (State’s brief, p. 10.) The State cites the plea agreement signed by Heupel, in which he agreed “to pay full restitution as ordered by [the] court.”

[699] The State cites Ex parte Killough, 434 So.2d 852 (AIa.1983), to support its contention. We are not persuaded that Killough is controlling. In Killough, the issue presented was “whether a defendant who pleads guilty to an indictment can be required, as a condition of probation, to make restitution in an amount greater than that alleged in the indictment.” 434 So.2d at 852-53. Here, however, no restitution amount was set forth in the indictment; rather, it was left open. Further, Killough did not present the specific issue that is raised in the present case. The defendant in Killough does not appear to have argued that he had been ordered to pay restitution for crimes he did not commit; rather, he argued that restitution could not exceed the amount set forth in the indictment, and he challenged the conditioning of probation upon the payment of restitution. Here, Heupel challenges a portion of the restitution award on the basis that (1) it was not proximately caused by the crime Heupel pleaded guilty to and (2) it is based solely on a crime that Heupel did not plead guilty to or otherwise admit to. Therefore, Killough is inappo-site.

It is well established that a defendant can be required to pay restitution only if one of two conditions exists.

“[U]nder Alabama’s restitution statute, the defendant could be ordered to pay restitution to the victim of his crime only if one of two conditions existed: (1) his victim suffered direct or indirect pecuniary loss as a result of the criminal activity of which the defendant has been convicted, or (2) he admitted to other criminal conduct during the proceedings that was the proximate cause of the victim’s pecuniary loss or damages.”

B.M.J. v. State, 952 So.2d 1174, 1176 (Ala. Crim.App.2006). See also Lamar v. State, 803 So.2d 576 (Ala.Crim.App.2001). Furthermore, as this Court stated in Grace v. State, 899 So.2d 302, 308 (Ala.Crim.App.2004), in addressing Alabama’s restitution statute:

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Heupel v. State, 113 So. 3d 695, 2012 WL 3641390, 2012 Ala. Crim. App. LEXIS 57 (Ala. Ct. App. 2012).

113 So. 3d 695 (Heupel v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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