Herrick v. Ingraham

74 Misc. 2d 234, 345 N.Y.S.2d 831, 1973 N.Y. Misc. LEXIS 1878
CourtNew York Supreme Court
DecidedJune 4, 1973
StatusPublished
Cited by1 cases

This text of 74 Misc. 2d 234 (Herrick v. Ingraham) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herrick v. Ingraham, 74 Misc. 2d 234, 345 N.Y.S.2d 831, 1973 N.Y. Misc. LEXIS 1878 (N.Y. Super. Ct. 1973).

Opinion

Walteb L. Tebby, J.

In this action for declaratory judgment, plaintiff seeks a declaration that section 1116 of the Public Health Law and related sections do not apply to the sales of [235]*235real property made by plaintiff or that if the law does apply to the said sales, that it is unconstitutional as a violation of the Due Process and Equal Protection Clauses of the Constitution.

Plaintiff purchased 13 farms, 11 of which were located in Delaware County, one in Greene County, and one partly in Delaware County and partly in Ulster County. Plaintiff did not develop this property, nor build homes, but sold off at random various portions of these farms in varying sizes and shapes and at different times over several years. With the exception of those portions of the farms that contained the original farmhouses and barns, plaintiff was selling vacant land. Plaintiff made some 263 sales. Of these, 119 consisted of 10 or more acres, 90 consisted of 5 to 10 acres, 41 of 2 acres to 5 acres, and 13 of under 2 acres. Plaintiff’s contention is that these sales constituted sales of recreational land to skiers, hunters, fishermen and vacationers and that the Public Health Law sections do not in any way apply.

Section 1116 of the Public Health Law provided in part %

“ § 1116. Realty subdivisions; plans required to be filed and approved.

“ 1. No subdivision or portion'thereof shall be sold * * * by any * * * person, and no permanent building shall be erected thereon, until a plan or map of such subdivision shall be filed and approved by the department * * * of health having jurisdiction * * * and such plan or map thereafter filed in the office of the clerk of the county in which such subdivision is located.

“ 2. Such plan or map shall show methods for obtaining and furnishing adequate and satisfactory water supply and sewerage facilities to said subdivision.

“ 3. The installation of such facilities shall be in accordance with the plans or any revision or revisions thereof approved by the department * * * of health having jurisdiction.”

Section 1115 of the Public Health Law states in part: “ § 1115. Realty subdivisions; definitions. As used in sections eleven hundred fifteen to eleven hundred eighteen of this chapter, inclusive, the word ‘ subdivision ’ shall mean any tract of land which is hereafter divided into five or more parcels along an existing or proposed street, highway, easement or right-of-way for sale * * * as residential lots or residential building plots, regardless of whether the lots or plots to be sold or offered for sale, or leased * * * are described by metes and bounds or by reference to a map or survey of the property or by any other method of description.”

[236]*236The Public Health Department’s position is clearly evidenced by their service on plaintiff of a “ notice of hearing and complaint ”, dated January 25, 1972 for a hearing on March 3, 1972 at the New York Health Department building in Albany. The purpose of the hearing as stated in the notice was ‘ ‘ to consider your violation of section 1116 of the Public Health Law ’ ’. The notice referred to sales from the afore-mentioned 13 farms.

Plaintiff, before the date set for the hearing, commenced this" action and obtained ex parte, a temporary restraining order, and thereafter, a stay of the proceedings of the Department of Health, pending the outcome of this action for a declaratory judgment. This action was tried before the court commencing September 25, 1972 and briefs have now been filed by both parties.

The purpose of the statute is obvious: to assure that adequate and satisfactory water supply and sewage facilities are available to land subdivided by an owner into residential lots and/or residential building plots. To that end, the Department of Health is authorized to promulgate certain rules and regulations.

The uncontradicted proof in this case established that the statute and rules and regulations (10 NYCRR 74.1 et seq.) are neither necessary nor adequate for the express purpose of the statute insofar as this kind of sale is concerned. Even the testimony of the Department of Health District Sanitary Engineer substantiates that fact. The construction of elaborate waterworks and sewage disposal plants, unless certain outside conditions can be established, is neither necessary for the protection of the public nor economically feasible in connection with the sale of land from farms of this nature for recreational purposes. There has been no showing that any of the sales by the plaintiff have resulted in any pollution of any other person’s property.

Accordingly, the construction urged upon the court by the Department of Health is unnecessary in light of the purpose of the statute.

The Department of Health also takes the position that regardless of the size of acreage sold in any individual parcel, that more than four sales are prohibited without compliance with this section of the law. The testimony at page 366 of the record clearly shows that the Health Department employees take the position that this statute would be violated by the sale of five 2,000-acre parcels from a 10,000-acre tract, but [237]*237would not consider the sale of four % acre parcels from a one-acre tract as a violation.

“ The court * * * is not held to a literal reading when such reading would be unjust, absurd or both.” (United Dye Works v. Scifo, 190 Misc. 959, 964 [1947]) and as stated in Williams v. Williams (23 N Y 2d 592, 599 [1969]). “ We will not blindly apply the words of a statute to arrive at an unreasonable or absurd result. If the statute is so broadly drawn as to include the case before the court, yet reason and statutory purpose show it was obviously not intended to include that case, the court is justified in making an exception through implication.”

In reaching a conclusion, the court is also persuaded by the fact that the practical construction of this admittedly ambiguous statute, as evidenced by the usage and custom in the area and the interpretation of it by members of the local Bar Association has been to the effect that this statute does not apply to the sale of recreational lands. In the case of the plaintiff at bar, many years elapsed since the fifth sale before the Department of Health attempted any enforcement. Other owners of farms in Delaware County have sold parcels from their farms in excess of four without filing a subdivision map seeking Health Department approval. It is clear from all of the evidence that this is not a problem of urbanization and is not land development for residential dwellings. And, the statute being penal in nature (section 12 of the Public Health Law provides for a civil penalty not to exceed $250 for each violation of the statutes, which penalty was increased by amendment effective September 1, 1971 to $1,000, and in addition [§ 12-b], provides for a fine of not to exceed $500, and/or imprisonment hot to exceed six months for a willful violation), should be strictly construed. (Lake Mohopac Heights v. Zoning Bd. of Appeals of Town of Carmel, 119 N. Y. S. 2d 809 [1952]; People v. Ryan, 274 N. Y. 149 [1937].)

Consequently, the court holds that section 1116 of the Public Health Law and related sections have no application to sales such as those made by the plaintiff in this case of recreational acreage.

Nevertheless, the Department of Health attempts to apply these statutes to these kinds of sales.

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Related

Slavin v. Ingraham
44 A.D.2d 874 (Appellate Division of the Supreme Court of New York, 1974)

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Bluebook (online)
74 Misc. 2d 234, 345 N.Y.S.2d 831, 1973 N.Y. Misc. LEXIS 1878, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herrick-v-ingraham-nysupct-1973.