1 UNITED STATES DISTRICT COURT 2 DISTRICT OF NEVADA 3 Case No.: 3:20-cv-00114-MMD-CSD FRANK MANUEL HERNANDEZ, 4 Order Plaintiff 5 Re: ECF Nos. 43, 44 v. 6 PERRY RUSSELL, et al., 7 Defendants 8
9 Before the court are Plaintiff’s motions to serve defendant Steve Lennon by publication 10 and to stay the dismissal of defendant Lennon under Federal Rule of Civil Procedure 4(m). 11 (ECF Nos. 43, 44.) 12 I. BACKGROUND 13 Plaintiff is an inmate incarcerated within the Nevada Department of Corrections 14 (NDOC), proceeding pro se with this civil rights action pursuant to 42 U.S.C. § 1983. 15 (ECF No. 8.) The court screened Plaintiff’s complaint and allowed him to proceed with an 16 Eighth Amendment claim of excessive force against defendants Lennon and Cregg. 17 (ECF No. 7.) 18 Plaintiff alleges that Lennon, without justification, began pointing his gun and its laser 19 pointer at inmates’ faces. Plaintiff claims he was injured when Lennon hit his eyes with the laser 20 pointer. Cregg witnessed Lennon’s actions, but did nothing to prevent Lennon from pointing the 21 gun and its laser at the inmates. 22 On May 26, 2021, Magistrate Judge William G. Cobb entered an order granting 23 Plaintiff’s application to proceed in forma pauperis (IFP) and directed the Attorney General’s 1 Office to file a notice advising of the names of defendants for whom it accepts service, and file 2 the last known address under seal for any defendant for whom it did not accept service. At that 3 time, the court instructed Plaintiff that service had to be completed within 90 days of the date of 4 that order, by August 24, 2021. (ECF No. 15.)
5 The Attorney General’s Office accepted service for defendant Cregg, and filed the last 6 known address of defendant Lennon under seal. (ECF Nos. 16, 17.) The U.S. Marshal attempted 7 to serve Lennon, but the summons was returned unexecuted because Lennon no longer lived at 8 the last known address. (ECF No. 22.) 9 On September 2, 2021, Plaintiff filed a motion to have the U.S. Marshal serve Lennon. 10 (ECF No. 29.) Judge Cobb denied the motion, noting that the U.S. Marshal had already 11 unsuccessfully attempted to serve Lennon, but Judge Cobb directed the Attorney General’s 12 Office to advise whether it was able to find another address for Lennon. (ECF No. 30.) The 13 Attorney General’s Office was unable to find an alternative address for Lennon. (ECF No. 31.) 14 On November 23, 2021, Plaintiff asked the court to direct the U.S. Marshal or appoint an
15 investigator to assist Plaintiff in locating Lennon. (ECF No. 34.) Judge Cobb denied the motion, 16 noting that the mission of the U.S. Marshal does not extend to locating addresses of defendants 17 in civil actions for plaintiffs proceeding IFP, and it was Plaintiff’s ultimate responsibility to do 18 so. Judge Cobb again directed the Attorney General’s Office to advise whether it had an 19 alternative address for Lennon, but they still could not locate an alternative address for Lennon. 20 (ECF Nos. 36. 37.) 21 On January 4, 2022, a notice of intent to dismiss Lennon under Federal Rule of Civil 22 Procedure 4(m) was issued, advising that Lennon may be dismissed without prejudice unless a 23 proof of service or a showing of good cause was filed by February 3, 2022. (ECF No. 40.) 1 Plaintiff then asked the court to allow for a public notice to be posted within the federal 2 court building, to appoint a federal public defender to locate Lennon for service, or to require the 3 Attorney General to accept service for Lennon. (ECF No. 41.) 4 Judge Cobb denied this motion, advising Plaintiff: a “public notice” posted in the federal
5 courthouse would not constitute proper service under Rule 4 of the Federal Rules of Civil 6 procedure; the mission of the Federal Public Defender’s Office does not extend to representing 7 pro se plaintiffs in civil rights cases; and the Attorney General’s Office has a policy of accepting 8 service for former employees only when the former employee consents to the Attorney General 9 doing so, and the court cannot order the Attorney General’s Office to accept service for a former 10 employee who had not given consent. (ECF No. 42.) Judge Cobb also noted that Plaintiff could 11 pursue service by publication under Federal Rule of Civil Procedure 4(3)(1) and Nevada Rule of 12 Civil Procedure 4(d)(3). Judge Cobb explained that Plaintiff is responsible for ascertaining the 13 name of the publication, paying the publication costs associated with that method of service, and 14 complying with the other terms of the rules. (ECF No. 42 at n. 1.)
15 Plaintiff now moves to serve Lennon by publication, and to stay the dismissal of Lennon 16 under Rule 4(m). (ECF Nos. 43, 44.) 17 On January 24, 2022, this case was reassigned to the undersigned as a result of the 18 retirement of Judge Cobb. (ECF No. 45.) 19 II. DISCUSSION 20 An individual may be served by delivering a copy of the summons and complaint to the 21 individual personally, leaving a copy at the individual’s dwelling with someone of suitable age 22 and discretion who lives there, or delivering a copy to an agent authorized to receive service. 23 Fed. R. Civ. P. 4(e)(2)(A)-(C). In addition, under Federal Rule of Civil Procedure 4(e), an 1 individual may be served by following Nevada law, which also authorizes those methods of 2 service. Fed. R. Civ. P. 4(e)(1), Nev. R. Civ. P. 4.2(a). In Nevada, if a party demonstrates that 3 those service methods are “impracticable, the court may, upon motion and without notice to the 4 person being served, direct that service be accomplished through any alternative service
5 method[,]” including service by publication when the defendant “cannot, after due diligence, be 6 found.” Nev. R. Civ. P. 4.4(b)(1), 4.4(c) (emphasis added). 7 A motion seeking an order for alternative service by publication must provide affidavits, 8 declarations or other evidence setting forth facts demonstrating: (1) the due diligence that was 9 undertaken to locate and serve the defendant; (2) the efforts made to locate and serve the 10 defendant; (3) the defendant’s known, or last known contact information; (4) the last known 11 address, the dates during which the defendant resided at the location, and confirmation the 12 plaintiff is unaware of any other address at which the defendant has resided since that time, or at 13 which the defendant can be found. Nev. R. Civ. P. 4.4(b)(2), 4.4(c)(2). 14 The motion must also: state why service by publication comports with due process;
15 include the proposed language of the summons to be used in the publication, briefly 16 summarizing the claims asserted and the relief sought; and suggest one or more newspapers or 17 other periodicals in which the summons should be published that are reasonably calculated to 18 give the defendant actual notice of the proceedings. Id. The publication “should be reasonably 19 calculated to give the defendant actual notice of the proceedings.” Nev. R. Civ. P. 4.4(c)(4)(A). 20 “The service must be published at least once a week for a period of four weeks.” Nev. R. Civ. P. 21 4.4(c)(4)(A). 22 Other courts have recognized that in light of “due process concerns, service by 23 publication must be allowed ‘only as a last resort.’” Price v. Thomas, No. 21-cv-06370-DMR, 1 2021 WL 5564795, at *1 (N.D. Cal. Nov.
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1 UNITED STATES DISTRICT COURT 2 DISTRICT OF NEVADA 3 Case No.: 3:20-cv-00114-MMD-CSD FRANK MANUEL HERNANDEZ, 4 Order Plaintiff 5 Re: ECF Nos. 43, 44 v. 6 PERRY RUSSELL, et al., 7 Defendants 8
9 Before the court are Plaintiff’s motions to serve defendant Steve Lennon by publication 10 and to stay the dismissal of defendant Lennon under Federal Rule of Civil Procedure 4(m). 11 (ECF Nos. 43, 44.) 12 I. BACKGROUND 13 Plaintiff is an inmate incarcerated within the Nevada Department of Corrections 14 (NDOC), proceeding pro se with this civil rights action pursuant to 42 U.S.C. § 1983. 15 (ECF No. 8.) The court screened Plaintiff’s complaint and allowed him to proceed with an 16 Eighth Amendment claim of excessive force against defendants Lennon and Cregg. 17 (ECF No. 7.) 18 Plaintiff alleges that Lennon, without justification, began pointing his gun and its laser 19 pointer at inmates’ faces. Plaintiff claims he was injured when Lennon hit his eyes with the laser 20 pointer. Cregg witnessed Lennon’s actions, but did nothing to prevent Lennon from pointing the 21 gun and its laser at the inmates. 22 On May 26, 2021, Magistrate Judge William G. Cobb entered an order granting 23 Plaintiff’s application to proceed in forma pauperis (IFP) and directed the Attorney General’s 1 Office to file a notice advising of the names of defendants for whom it accepts service, and file 2 the last known address under seal for any defendant for whom it did not accept service. At that 3 time, the court instructed Plaintiff that service had to be completed within 90 days of the date of 4 that order, by August 24, 2021. (ECF No. 15.)
5 The Attorney General’s Office accepted service for defendant Cregg, and filed the last 6 known address of defendant Lennon under seal. (ECF Nos. 16, 17.) The U.S. Marshal attempted 7 to serve Lennon, but the summons was returned unexecuted because Lennon no longer lived at 8 the last known address. (ECF No. 22.) 9 On September 2, 2021, Plaintiff filed a motion to have the U.S. Marshal serve Lennon. 10 (ECF No. 29.) Judge Cobb denied the motion, noting that the U.S. Marshal had already 11 unsuccessfully attempted to serve Lennon, but Judge Cobb directed the Attorney General’s 12 Office to advise whether it was able to find another address for Lennon. (ECF No. 30.) The 13 Attorney General’s Office was unable to find an alternative address for Lennon. (ECF No. 31.) 14 On November 23, 2021, Plaintiff asked the court to direct the U.S. Marshal or appoint an
15 investigator to assist Plaintiff in locating Lennon. (ECF No. 34.) Judge Cobb denied the motion, 16 noting that the mission of the U.S. Marshal does not extend to locating addresses of defendants 17 in civil actions for plaintiffs proceeding IFP, and it was Plaintiff’s ultimate responsibility to do 18 so. Judge Cobb again directed the Attorney General’s Office to advise whether it had an 19 alternative address for Lennon, but they still could not locate an alternative address for Lennon. 20 (ECF Nos. 36. 37.) 21 On January 4, 2022, a notice of intent to dismiss Lennon under Federal Rule of Civil 22 Procedure 4(m) was issued, advising that Lennon may be dismissed without prejudice unless a 23 proof of service or a showing of good cause was filed by February 3, 2022. (ECF No. 40.) 1 Plaintiff then asked the court to allow for a public notice to be posted within the federal 2 court building, to appoint a federal public defender to locate Lennon for service, or to require the 3 Attorney General to accept service for Lennon. (ECF No. 41.) 4 Judge Cobb denied this motion, advising Plaintiff: a “public notice” posted in the federal
5 courthouse would not constitute proper service under Rule 4 of the Federal Rules of Civil 6 procedure; the mission of the Federal Public Defender’s Office does not extend to representing 7 pro se plaintiffs in civil rights cases; and the Attorney General’s Office has a policy of accepting 8 service for former employees only when the former employee consents to the Attorney General 9 doing so, and the court cannot order the Attorney General’s Office to accept service for a former 10 employee who had not given consent. (ECF No. 42.) Judge Cobb also noted that Plaintiff could 11 pursue service by publication under Federal Rule of Civil Procedure 4(3)(1) and Nevada Rule of 12 Civil Procedure 4(d)(3). Judge Cobb explained that Plaintiff is responsible for ascertaining the 13 name of the publication, paying the publication costs associated with that method of service, and 14 complying with the other terms of the rules. (ECF No. 42 at n. 1.)
15 Plaintiff now moves to serve Lennon by publication, and to stay the dismissal of Lennon 16 under Rule 4(m). (ECF Nos. 43, 44.) 17 On January 24, 2022, this case was reassigned to the undersigned as a result of the 18 retirement of Judge Cobb. (ECF No. 45.) 19 II. DISCUSSION 20 An individual may be served by delivering a copy of the summons and complaint to the 21 individual personally, leaving a copy at the individual’s dwelling with someone of suitable age 22 and discretion who lives there, or delivering a copy to an agent authorized to receive service. 23 Fed. R. Civ. P. 4(e)(2)(A)-(C). In addition, under Federal Rule of Civil Procedure 4(e), an 1 individual may be served by following Nevada law, which also authorizes those methods of 2 service. Fed. R. Civ. P. 4(e)(1), Nev. R. Civ. P. 4.2(a). In Nevada, if a party demonstrates that 3 those service methods are “impracticable, the court may, upon motion and without notice to the 4 person being served, direct that service be accomplished through any alternative service
5 method[,]” including service by publication when the defendant “cannot, after due diligence, be 6 found.” Nev. R. Civ. P. 4.4(b)(1), 4.4(c) (emphasis added). 7 A motion seeking an order for alternative service by publication must provide affidavits, 8 declarations or other evidence setting forth facts demonstrating: (1) the due diligence that was 9 undertaken to locate and serve the defendant; (2) the efforts made to locate and serve the 10 defendant; (3) the defendant’s known, or last known contact information; (4) the last known 11 address, the dates during which the defendant resided at the location, and confirmation the 12 plaintiff is unaware of any other address at which the defendant has resided since that time, or at 13 which the defendant can be found. Nev. R. Civ. P. 4.4(b)(2), 4.4(c)(2). 14 The motion must also: state why service by publication comports with due process;
15 include the proposed language of the summons to be used in the publication, briefly 16 summarizing the claims asserted and the relief sought; and suggest one or more newspapers or 17 other periodicals in which the summons should be published that are reasonably calculated to 18 give the defendant actual notice of the proceedings. Id. The publication “should be reasonably 19 calculated to give the defendant actual notice of the proceedings.” Nev. R. Civ. P. 4.4(c)(4)(A). 20 “The service must be published at least once a week for a period of four weeks.” Nev. R. Civ. P. 21 4.4(c)(4)(A). 22 Other courts have recognized that in light of “due process concerns, service by 23 publication must be allowed ‘only as a last resort.’” Price v. Thomas, No. 21-cv-06370-DMR, 1 2021 WL 5564795, at *1 (N.D. Cal. Nov. 29, 2021) (citation and quotation marks omitted). This 2 is because “it is generally recognized that service by publication rarely results in actual notice.” 3 Id. (citation and quotation marks omitted). 4 The court recognizes that due to his status as an inmate, Plaintiff cannot provide some of
5 the information required, such as Lennon’s last known contact information and address, because 6 that information is filed under seal. Nor can Plaintiff identify the publications without having at 7 least the city where the defendant was last located. The court may consider disclosing the city of 8 the defendant’s last know address; however, Plaintiff’s motion does not demonstrate any due 9 diligence has been undertaken to locate and serve Lennon. If Lennon cannot be served at the last 10 known address filed under seal, then Plaintiff must conduct his own investigation to try and 11 locate Lennon. See Peterson v. United States, No. EDCV 15-00143-AB (RAO), 2017 WL 12 10543986, at *2 (C.D. Cal. Jan. 10, 2017) (“Although plaintiff may not have access to public 13 records because of his incarceration, Plaintiff has not had someone else perform an appropriate 14 investigation into public records on his behalf.”). Other than asking the court to appoint someone
15 to investigate Lennon’s whereabouts (these requests have been denied), Plaintiff does not state 16 what efforts he has taken to locate and serve Lennon. For example, he does not address whether 17 he has solicited family or friends or even a private investigator to undertake this investigation. 18 The court appreciates that this is a difficult task for an indigent inmate to undertake; 19 however, the statute places the burden on the party seeking to conduct service by publication to 20 provide this information. Moreover, there is no provision in the IFP statute which provides for 21 the court, the U.S. Marshal or the Nevada Attorney General to pay for the costs associated with 22 service by publication. See 28 U.S.C. § 1915; LSR 1-6 (“The granting of an application to 23 proceed in forma pauperis does not relieve the applicant of the responsibility to pay the expenses 1 of litigation that are not covered by 28 U.S.C. § 1915.”). Plaintiff’s motion does not state who 2 will pay for the cost of service by publication. 3 For these reasons, Plaintiff’s motion to serve Lennon by publication is denied. 4 The court will now address Plaintiff’s request to stay the dismissal of Lennon under Rule
5 4(m). The rule provides that a defendant must be served within 90 days or the defendant must be 6 dismissed unless the Plaintiff shows good cause for the failure to timely serve the defendant. 7 "Rule 4(m) provides two avenues for relief. The first is mandatory: the district court must extend 8 time for service upon a showing of good cause. The second is discretionary: if good cause is not 9 established, the district court may extend time for service upon a showing of excusable neglect.” 10 Crowley v. Bannister, 734 F.3d 967, (9th Cir. 2013) (quoting Lemoge v. United States, 587 F.3d 11 1188, 1189 (9th Cir. 2009)). The Ninth Circuit has held that "Rule 4(m) explicitly permits a 12 district court to grant an extension of time to serve the complaint after” expiration of the 90-day 13 period." Efaw v. Williams, 473 F.3d 1038, 1041 (emphasis original, citation and quotation marks 14 omitted).
15 When the court entered its service order, it gave Plaintiff 90 days, until August 24, 2021, 16 to complete service. (ECF No. 15.) It has been 254 days since the court issued that order, and 17 Lennon has not been served. In light of the fact that Plaintiff is a pro se inmate proceeding IFP, 18 the court will exercise its discretion to grant Plaintiff an additional 45 days to complete service as 19 to Lennon. The court does not believe any further delay in this case is warranted, and the case 20 must move forward as to defendant Cregg. If Plaintiff files another motion for service by 21 publication, he shall address the requirements discussed above. 22 23 1 Ill. CONCLUSION 2 Plaintiff's motion to serve Lennon by publication (ECF No. 43) is DENIED. 3 Plaintiff's motion to stay the Rule 4(m) dismissal of Lennon (ECF No. 44) is GRANTED to the extent that Plaintiff has an additional 45 days from the date of this Order to complete service on Lennon. If Plaintiff files another motion for service by publication, he shall 6|| address the factors discussed in this Order. If a proof of service is not filed for Lennon within 45 days of this Order, Lennon will be dismissed without prejudice under Federal Rule of Civil Procedure 4(m). 9 1IT IS SO ORDERED. Dated: February 4, 2022 CS oy Craig S. Denney 13 United States Magistrate Judge 14 15 16 17 18 19 20 21 22 23