Herman v. Schlesinger

90 N.W. 460, 114 Wis. 382, 1902 Wisc. LEXIS 165
CourtWisconsin Supreme Court
DecidedMay 13, 1902
StatusPublished
Cited by32 cases

This text of 90 N.W. 460 (Herman v. Schlesinger) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herman v. Schlesinger, 90 N.W. 460, 114 Wis. 382, 1902 Wisc. LEXIS 165 (Wis. 1902).

Opinion

Maeshall, J.

Fifty-three assignments of error are pre*-■sented for consideration. The appeal does not seem to call •for a discussion of them in detail. ISTone of them has been overlooked. Such will receive special attention in this •opinion as are deemed of sufficient importance to merit it.

1. Assignments of error 1 to 6, inclusive, relate to rulings •upon the trial sustaining claims of privilege made by Mr. •James G. Flanders, from testifying to matters in respect to [388]*388wliicli lie was interrogated, upon the ground tliat whatever knowledge lie had on the subjects was acquired in his professional employment by the parties to the transactions. The exceptions to such rulings present for consideration several propositions:

(a) Can the successor of a person acting in a representative capacity, such as an assignee, waive the privilege of his predecessor as to- secrecy in regard to communications made by the latter to his attorney while he was in office? The attorney for an assignee, administrator, or other person similarly situated, is his private employee. At law the attorney must look to such person for his pay, and the latter must rely for reimbursement for his outlay in that regard upon the allowance of his account by the court having judicial charge of the matter. The attorney does not, as counsel for appellant seem to ■ think, stand for the beneficiaries of the trust. He stands for the trustee. He is the latter’s personal representative. The trust estate is not directly chargeable with the attorney’s claim for compensation. The professional relation existing between him and the trustee is substantially the same as it would be if the representative character of the latter were absent. Miller v. Tracy, 86 Wis. 330, 333, 56 N. W. 866; Thomas v. Moore, 52 Ohio St. 200, 39 N. E. 803; Platt v. Platt, 105 N. Y. 488, 501, 12 N. E. 22. Upon the trustee going out of office and being succeeded by another, there is no devolution of the liability of the former upon the latter for the expenses of the former’s attorney. The outgoing trustee must account to his successor, or as the court may direct. His attorney and his successor do not, by reason of the succession, enter into the relation of attorney and client as to past transactions or any other. It follows as a matter of course that the new trustee has no better right than a stranger to represent his predecessor as to waiving the latter’s right to [389]*389have bis former professional employee remain silent as to matters communicated to bim under tbe veil of privilege.

(b) Does a person, by procuring bis attorney to sign, as a subscribing witness, an instrument evidencing an agreement or transaction between sueb person and a third party, in tbe making of wbicb and reduction thereof to writing such attorney served such person in bis professional capacity, waive tbe common-law privilege declared by sec. 4076, Stats. 1898, in respect to the transaction ? Counsel point with much confidence to several authorities to support tbe affirmative of that proposition, .but we are unable to discover any good ground for sueb confidence. Doheny v. Lacy, 168 N. Y. 213, 61 N. E. 255, is one of counsel’s supposed supports. There tbe ruling that tbe privilege of secrecy was waived was not put on tbe ground, merely, that the attorney signed tbe instrument as a subscribing witness, but on tbe ground that tbe communications between attorney and client were not of a confidential character, as shown by tbe circumstance that they were made openly in tbe presence of third persons. No intimation appears in the opinion of tbe court that a mere witnessing of an instrument, of itself, will raise tbe veil of secrecy between attorney and client in respect to legal advice of attorney to client or communications by tbe latter to tbe former to secure such advice. It is suggested that if an attorney acts as sueb in tbe preparation of an instrument for both parties thereto, no other person having knowledge of tbe transaction, each of tbe parties is entitled to enforce tbe privilege of secrecy as to disclosures for the benefit of third persons, but not as relates to matters between themselves. Further, that tbe mere calling of an attorney to witness tbe execution of an instrument does not close his mouth as to what be sees and bears in regard to tbe matter to wbicb be thereby becomes, in a sense, a party. Coveney v. Tannahill, 1 Hill, 33, 40. That is upon tbe ground that tbe relation of attorney and [390]*390client is not involved in sucb a transaction. Counsel cite 1 Greenl. Ev. § 244. Tbat is only to tbe effect tbat if an attorney, employed to prepare an instrument, when bis labor in tbat regard is concluded, assumes tbe character of a subscribing witness to tbe paper at- tbe request of bis client, sucb circumstance will waive tbe privilege of secrecy as to wbat a subscribing witness may be called to prove as sucb, but not as to confidential communications made during tbe preparation of tbe instrument. Tbe text is supported by In re Will of Coleman, 111 N. Y. 220, 226, 19 N. E. 71, where it was held tbat if a testator procures tbe attorney who prepares bis will to witness tbe execution thereof, be impliedly waives tbe privilege of secrecy between attorney and client as to those matters which sucb a witness is expected to testify to after tbe death of tbe testator in order tbat the will may be effective. But it was said tbat tbe veil of secrecy is not thereby lifted so as to permit tbe attorney to disclose communications made to him in tbe course of tbe preparation of tbe will in order to enable him to reduce tbe wishes of tbe testator to- writing. Tbat is elementary. Authority to tbe same effect may be found in tbe reported decisions of this court. McMaster v. Scriven, 85 Wis. 162, 168, 55 N. W. 149.

Tbe extent to which tbe authority goes is clearly indicated by tbe following language used by Mr. Justice PiNNEY in tbe last case cited, speaking of tbe circumstance of tbe attorney acting as a subscribing witness to’ tbe will prepared by him: “This must be held to be a waiver of objection to bis competency, so as to leave tbe witness free to perform tbe duties- of tbe position.” Tbe privilege of secrecy between attorney and client is grounded in tbe idea tbat communications made by tbe latter to tbe former are of a confidential nature and must necessarily be sucb in order to enable tbe attorney to properly serve bis client. Tbe rule does not extend further than tbe reason thereof. Keeping tbat in [391]*391mind it is easy to see that none of the authorities cited by counsel is in their favor under the facts of this case. The attorney whose testimony was desired here was not merely called in to act as a subscribing witness to the instrument. The testimony had no relation to the mere execution of the paper. It did not relate to matters which occurred publicly, nor was the disclosure sought as between two persons for both of whom the attorney acted in the preparation of the paper. Britton v. Lorenz, 45 N. Y. 51; Hurlburt v. Hurlburt, 128 N. Y. 420, 28 N. E. 651. Here was the ordinary case of an attorney employed as a confidential adviser in the preparation of an instrument to which he became a subscribing witness, and subsequently, in an, action between other parties, he was called as a witness and requested to make disclosures in respect to the matter. He testified freely to the circumstance of his witnessing the execution of the paper, but insisted upon his client’s privilege of secrecy as to matters which came to his knowledge from his client in the preparation of the paper.

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Bluebook (online)
90 N.W. 460, 114 Wis. 382, 1902 Wisc. LEXIS 165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herman-v-schlesinger-wis-1902.