Herman Mathew via v. Superintendent, Powhatan Correctional Center

643 F.2d 167, 1981 U.S. App. LEXIS 19817
CourtCourt of Appeals for the Fourth Circuit
DecidedFebruary 26, 1981
Docket79-6550
StatusPublished
Cited by82 cases

This text of 643 F.2d 167 (Herman Mathew via v. Superintendent, Powhatan Correctional Center) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herman Mathew via v. Superintendent, Powhatan Correctional Center, 643 F.2d 167, 1981 U.S. App. LEXIS 19817 (4th Cir. 1981).

Opinion

BUTZNER, Circuit Judge:

The Superintendent of a Virginia prison appeals from a judgment of the district court granting Herman Via a writ of habeas corpus on the ground that his plea of guilty to five drug charges in state court is invalid because he was denied effective assistance of counsel. We affirm.

I

The record of the state trial proceedings discloses that on March 28, 1977, the grand jury returned three indictments charging Via with the sale of marijuana and one indictment charging the sale of LSD. Via was released on bail on April 1, and trial on the LSD charge was set for Máy 20, 1977.

On the day of trial, Via’s attorney moved for a continuance on three grounds. First, that because he had been retained three days earlier, he was “unprepared to try [the case] at the present time.” Second, that venue should be changed because of adverse pre-trial publicity. And third, that a prospective juror had told some other members of the panel to give a stiff sentence to a defendant in an earlier drug case to let Via know that he was not going to get off light. 1

The trial judge stated that unless Via could prove that he had been absolutely unable to employ counsel who could have been prepared, he was going to take the position that the request for a continuance *169 was for the sake of delay only. He ruled that Via would have to overcome this burden. Because the trial judge believed that the voir dire examination of the jurors would be sufficient to determine jury bias, he denied the attorney’s request to question individually members of the jury who had served in the earlier drug case. He noted that 35 jurors had been summoned, and he expressed the opinion that from this number a fair and impartial jury could be selected. The trial judge then directed Via’s attorney to present his evidence for a change of venue. Via’s attorney was then granted a recess.

Court reconvened, and Via waived indictment on a fourth charge of selling marijuana, consenting to be tried on an information. Without objection, the prosecutor amended an indictment to correct an error. Via pled guilty to all five charges. The state trial judge conducted a thorough arraignment, in which Via admitted his guilt, stated his plea was voluntary, that no one had promised to make any recommendation to the court about his sentence, that no person had forced him to enter his plea, that no one had made any prediction about his sentence, that he had no understanding what his sentence would be, that he had had enough time “before today” to talk to his attorney about his plea of guilty, and that he was satisfied with the services of his attorney.

With the consent of Via’s attorney, the prosecutor then summarized the evidence against Via. All of the sales were made to the same undercover agent. The first sale involved two ounces of marijuana, the second a little less than a pound, the third five ounces, and the fourth, which the prosecutor described as “set up” by the agent, involved ten pounds. The prosecutor stated that Via solicited the agent to purchase 96 tablets of LSD.

The court accepted Via’s pleas and found him guilty. The prosecutor recommended that Via be sentenced to the penitentiary for 32 years. Via’s attorney acknowledged that he had discussed the sentence with the prosecutor. The Court sentenced Via to confinement in the penitentiary for 32 years. 2 Upon learning that Via had three young children, the court suspended the execution of sentence and continued him on bail for three weeks to get his affairs in order.

II

After exhausting his state remedies, Via filed this petition alleging that the representation afforded by his counsel was ineffective, his plea of guilty was involuntary, he was denied witnesses, and he was denied a fair and impartial trial. Upon receipt of the state’s answer, the district court appointed counsel for Via and conducted an evidentiary hearing. 3

The habeas proceedings disclosed the following additional facts. Between indictment and trial, Via was represented by three successive attorneys. His first attorney, who represented him when his bail was set, told him that the prosecutor would *170 agree to a 20 year sentence if Via pled guilty. Via insisted on pleading not guilty and did not retain this attorney for trial. A friend then took him in early April to the home of the attorney who ultimately represented him. They discussed the ease, but Via did not retain him at that time. Instead he retained another attorney, paying him $1,200.

On May 16 Via went to the office of the attorney who ultimately represented him and said he had been offered 20 years on a plea of guilty, but he wanted to plead not guilty. The attorney responded that 20 years was too much and that he could probably get him five years.

The next day Via discharged his second attorney, who returned all but $200 of his fee. Via was dissatisfied with this attorney because “he was talking about 20 years, too.” Via then retained his third and last attorney — the lawyer with whom he discussed the case in early April and on May 16. He paid this attorney $1,500 of his $2,500 fee.

Via again told his counsel that he wanted to plead not guilty to all of the charges. He testified that the attorney did not ask him whether he was guilty, and he did not tell the attorney that he was guilty. He claimed that he informed his counsel of three witnesses who could impeach the credibility of the Commonwealth’s principal witness — the agent to whom Via allegedly sold drugs. Two of the witnesses would testify that the agent had sold drugs to them. The third witness, he stated, would testify that the agent wrote a note to Via, which Via could not locate, threatening to turn Via in to the police unless he sold him certain drugs. He also told his counsel that the agent had a police record.

A relative of a juror who had served in the earlier drug trial accompanied Via. She furnished information about the bias some jurors had against him. She was willing to testify about the incident that indicated bias, and she provided the names of two jurors in the earlier case who would also testify.

The attorney told Via he would get a continuance because he had not had sufficient time to prepare for trial and because of the allegation of jury bias. The attorney then phoned the prosecutor who said he would oppose the continuance because Via had employed several attorneys. Via’s attorney also phoned the trial judge who said that he would not grant a continuance by telephone unless the prosecutor consented. Nevertheless, the attorney continued to assure Via that a continuance would be granted. The attorney also assured Via that he would investigate the allegations concerning the informer.

Via’s attorney, testifying on behalf of the state, said that prior to May 17 he conducted no investigation beyond his meetings with Via. After he was retained on May 17, he took no action until May 20, the day of trial, other than to interview the single witness Via brought to his office and to seek a continuance by telephone.

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Bluebook (online)
643 F.2d 167, 1981 U.S. App. LEXIS 19817, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herman-mathew-via-v-superintendent-powhatan-correctional-center-ca4-1981.