Herbert Whitlock, Stanley Wrice, and Bennie Lopez v. Adrienne Johnson, Melvin Allen, and George Detella

153 F.3d 380, 1998 U.S. App. LEXIS 17859, 1998 WL 446423
CourtCourt of Appeals for the Seventh Circuit
DecidedAugust 5, 1998
Docket98-1133
StatusPublished
Cited by66 cases

This text of 153 F.3d 380 (Herbert Whitlock, Stanley Wrice, and Bennie Lopez v. Adrienne Johnson, Melvin Allen, and George Detella) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herbert Whitlock, Stanley Wrice, and Bennie Lopez v. Adrienne Johnson, Melvin Allen, and George Detella, 153 F.3d 380, 1998 U.S. App. LEXIS 17859, 1998 WL 446423 (7th Cir. 1998).

Opinion

FLAUM, Circuit Judge.

Prisoners faced with the revocation of good-time credits have a qualified right to call witnesses in their defense. See Wolff v. McDonnell, 418 U.S. 539, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974). Officials at Illinois’ Stateville Correctional Center contend that this right is satisfied when, in lieu of actually bringing an inmate’s requested witnesses to testify at the revocation hearing, officials instead interview the proposed witnesses and present the prison’s disciplinary committee with an unsworn report summarizing the witnesses’ testimony. The district court held that this policy violated the prisoners’ due process rights as articulated in Wolff. We affirm this decision, but we vacate the portion of the district court’s award ordering the reopening of previous cases in which inmates’ good-time credits were revoked.

I.

Stateville Correctional Center maintains an Adjustment Committee that holds hearings to adjudicate inmates’ alleged violations of prison disciplinary rules. The Adjustment Committee is authorized to mete out a variety of punishments for such violations, see 20 III. Admin. Code § 504, including the revocation of good-time credits that an inmate may have earned under Illinois law, see 703 Ill. Comp. Stat. § 5/3—6—3(c). When an inmate accused of an infraction requests a witness to testify in his defense, the Committee sends an investigator to interview the witness. The requesting inmate is allowed to list the questions he would like posed to the witness, and the investigator poses the questions, records the answers or a summary thereof, and prepares a report summarizing the testimony, which is then presented to the Committee at the inmate’s disciplinary hearing.

The Committee relies almost exclusively on these summaries in assessing the testimony of an inmate’s defense witness. The Committee will hear live testimony from an inmate’s defense witness only when the witness is already present before the Committee (usually on his own disciplinary charges) and *383 is available to testify when the requesting inmate’s case is called.

In 1994, Fares Umar, an inmate at State-ville, brought a class action suit under 42 U.S.C. § 1983 against various prison officials, asserting that Stateville’s witness policy violated the Fourteenth Amendment’s due process guarantee. Umar’s complaint alleged that his good-time credits had been revoked by the Adjustment Committee after a search revealed four homemade knives hidden in his cell. According to the complaint,’ Umar made written and oral requests that his cellmate, Pablo Malave, appeal as a witness at his disciplinary hearing, but Malave was not produced. The complaint averred that Ma-lave would have presented exculpatory testimony that the knives belonged to him and that Umar had no actual or constructive notice of their presence in the cell. The complaint sought damages and declaratory and injunctive relief on behalf of Umar and a class of similarly situated inmates who had been charged with disciplinary offenses and had been adversely affected by the witness policy.

In August 1995, the district court certified a plaintiff class. In its final form, the class consisted of inmates at Stateville Correctional Center (1) who are charged with infractions of prison rules or regulations, (2) who request witnesses for their disciplinary hearings before the Adjustment Committee, and (3) who risk the loss of good-time credits as a result of the decisions that may be reached in their hearings. Umar was the designated class representative at the time of certification.

In 1997, the district court ruled on the parties’ cross-motions for summary judgment. On Umar’s individual claim, the court held that the Stateville witness policy was not implicated in Umar’s case. Although Malave was not called as a witness at Umar’s hearing, the Adjustment Committee had heard Malave’s live testimony at Malave’s own hearing (regarding the same incident) four days earlier. Thus, because Umar’s right to present Malave’s testimony had not been affected by the challenged policy, the court entered summary judgment in favor of the prison officials on his individual claim. In doing so, the court recognized that Umar could no longer serve as an .adequate class representative, for his- claims were not typical of those of the class. See Fed. R. Civ. PRO. 23(a)(3). The court declined the defendants’ invitation to decertify the class, however, and instead allowed new named plaintiffs—Herbert Whitlock, Bennie Lopez, and Stanley Wrice—to be substituted as class representatives. The Whitlock plaintiffs filed an amended complaint seeking declaratory and injunctive relief (and dropping the claim for damages), and the court entered summary judgment in favor of the plaintiff class on its due process claim.

The district court entered a permanent injunction barring the defendants from continuing Stateville’s current witness policy. The court also ordered the defendants to review every disciplinary hearing that had been conducted under this witness policy since September 19, 1994 (the date that Umar filed his complaint) and that had resulted in the revocation of good-time credits. For every such hearing in which the inmate class member had requested witnesses, the defendants were ordered to decide whether live testimony should have been allowed and, if so, to restore the inmate’s good-time credits or else hold a new hearing. The defendants appeal from this decision and order.

II.

As an initial matter, we must address the defendants’ contention that the district court was obligated to decertify the class and dismiss the action for lack of jurisdiction after the court entered summary judgment for the defendants on Umar's individual claim. According to the defendants, the district court’s rejection of Umar’s claim was based on its determination that Stateville’s witness policy had never caused Umar to suffer any injury. Without an injury in fact, Umar never had standing to bring suit. Once Umar’s lack of standing became appar- : ent, the defendants assert, the district court should have dismissed the entire action' for lack of subject-matter jurisdiction.

Assuming that the initial certification of the class was appropriate, the district *384 court acted properly in refusing to decertify the class or dismiss the action once it became apparent that Umar did not have an actionable individual claim. A properly certified class has a legal status separate from and independent of the interest asserted by the named plaintiff. See United States Parole Comm’n v. Geraghty, 445 U.S. 388, 404, 100 S.Ct. 1202, 63 L.Ed.2d 479 (1980); Franks v. Bowman Transp. Co., 424 U.S. 747, 753, 96 S.Ct. 1251, 47 L.Ed.2d 444 (1976); Sosna v. Iowa, 419 U.S. 393, 399, 95 S.Ct. 553, 42 L.Ed.2d 532 (1975). In Sosna,

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Bluebook (online)
153 F.3d 380, 1998 U.S. App. LEXIS 17859, 1998 WL 446423, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herbert-whitlock-stanley-wrice-and-bennie-lopez-v-adrienne-johnson-ca7-1998.