Henry v. Wise CA4/2

CourtCalifornia Court of Appeal
DecidedMarch 24, 2015
DocketE057073
StatusUnpublished

This text of Henry v. Wise CA4/2 (Henry v. Wise CA4/2) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Henry v. Wise CA4/2, (Cal. Ct. App. 2015).

Opinion

Filed 3/24/15 Henry v. Wise CA4/2

NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION TWO

KATHY M. HENRY et al.,

Plaintiffs and Appellants, E057073

v. (Super.Ct.No. RIP095210)

CAROLYN L. WISE et al., OPINION

Defendants and Respondents.

APPEAL from the Superior Court of Riverside County. Thomas H. Cahraman,

Judge. Affirmed.

The Walker Law Firm and Joseph A. Walker for Plaintiffs and Appellants.

Law Offices of Hall & Bailey, John L. Bailey, Therese Bailey-Nelson, and

Shannon Duane for Defendant and Respondent Bank of America.

No appearances for Defendants and Respondents Carolyn L. Wise and Margaret

Flores.

1 I. INTRODUCTION

This appeal involves the interpretation of a trust instrument. The subject trust (the

Wise Trust) was created by Charles L. Wise (Charles) and Carolyn L. Wise (Carolyn).

Charles’s separate property, a residence we will refer to as Pick Place, was included in

the Wise Trust, as well as certain separate property of Carolyn and the couple’s

community property. Plaintiffs and appellants Kathy M. Henry and Charlynn N. Wise

are Charles’s children from a prior marriage and residual beneficiaries under the Wise

Trust.1

According to the Wise Trust, upon the death of Charles or Carolyn, the “remaining

Trust Estate” is to be divided and placed into two new subtrusts: “Trust A” and “Trust

B.” After Charles’s death in 2001, Carolyn, as trustee of the Wise Trust, transferred title

to Pick Place into Trust B, where it could be used as security for a loan under certain

circumstances. The trustees of Trust B then encumbered Pick Place with a reverse

mortgage and used the loan proceeds for Carolyn’s health, support, and maintenance.

The reverse mortgage was eventually acquired by respondent Bank of America (BofA).

Kathy and Charlynn assert that title to Pick Place should never have been

transferred into Trust B. Specifically, they contend that upon Charles’s death Carolyn

was to receive a life estate in the property from which she could use the property’s net

income, and they were to receive the remainder independent of the provisions for Trust A

1Because Charles, Carolyn, and Charlynn have the same last name, we will refer to them by their first names. For the sake of consistency, we will refer to Kathy Henry by her first name as well.

2 and Trust B. As such, they argue that Carolyn had no power to transfer title to Pick Place

into Trust B and, therefore, the trustees of Trust B had no power to encumber it with a

reverse mortgage.

BofA does not dispute that Carolyn had a life estate in Pick Place, but contends

she could and did validly transfer title to the property into Trust B and that the trustees of

Trust B were empowered by the terms of the trust to “invade the principal” by

encumbering the whole of the property. BofA further contends that if Kathy and

Charlynn’s interpretation is correct, the reverse mortgage is still valid because BofA is a

bona fide encumbrancer.

The trial court agreed with BofA and construed the trust document to permit the

Trust B trustees to encumber the fee interest in Pick Place as needed for Carolyn’s health,

support, and maintenance.

Reviewing the Wise Trust instrument de novo, we conclude, as the trial court did,

that notwithstanding the creation of a life estate in Pick Place, the grantors, by providing

for the inclusion of that interest in Trust B, empowered the trustees of Trust B to borrow

and encumber the entire interest in the property if certain conditions are met. Because the

trial court’s findings that such conditions were met are not challenged on appeal, the

reverse mortgage held by BofA is valid and superior to the remainder held by Kathy and

Charlynn. We therefore affirm the judgment.

3 II. STATEMENT OF FACTS

A. The Creation of the Wise Trust and Its Pertinent Terms

In 1998, Charles and Carolyn, as husband and wife, established the Wise Trust.

They were the original trustees of the Wise Trust and referred to in the trust document as

“Trustees” and “Grantors.” Upon the death of one of them, the other was to serve as sole

Trustee.

The trust estate included property specified as Charles’s separate property,

property specified as Carolyn’s separate property, and property specified as their

community property. The only item listed as Charles’s separate property was Pick Place.

Carolyn’s separate property included certain real property and financial accounts. The

listed community property included certain financial accounts.

The most pertinent provisions of the Wise Trust documents are the following:

“1.024 Distribution of Separate Property: Upon the death of the first Grantor,

hereinafter referred to in this paragraph only as the Deceased Grantor, the Trustee hereof

shall make the following distributions:

“A. If the Husband is the Deceased Grantor, the Trustee is directed to make

the following specific distributions of the Husband’s Separate Property:

“HUSBAND’S SEPARATE PROPERTY, if not already distributed:

“WIFE to use entire net income of Husband’s Separate Property for and during her

lifetime, then to:

4 “The balance of the Husband’s Separate Property shall be distributed to the

following individuals . . . in the following percentages:

“KATHY M. HENRY 50%

“CHARLYNN N. WISE 50% [¶] . . . [¶]

“Distributions of Separate Property to the Surviving Spouse shall be deemed

included in the Residue of the Estate for the division of Trust ‘A’ and Trust ‘B.’

“1.025 Division into Trust ‘A’ and Trust ‘B’: Upon the death of the first Grantor,

hereinafter referred to in this paragraph only as the Deceased Grantor, the Trustee shall

divide the remaining Trust Estate . . . into two (2) parts, which shall constitute separate

Trusts and shall be held, administered and distributed as such. Said Trusts shall hereafter

be called Trust ‘A’ and Trust ‘B’ respectively.”

Trust A includes, in part, “the Surviving Grantor’s share of the community

property and the Surviving Grantor’s separate property.”

Trust B “shall consist of the balance of the Trust Estate representing the balance of

the Deceased Grantor’s interest in the Grantors’ community property and the balance of

the Deceased Grantor’s separate property.”

Part 1.04 of the Wise Trust governs the distribution of net income and principal of

Trust B. Under that part, the “Trustee shall pay to the Surviving Grantor the entire net

income of Trust ‘B’ for and during the Surviving Grantor’s lifetime.” In addition, under

certain conditions, the Trust B trustee is authorized to pay to the surviving grantor or

other beneficiary “so much of the principal, up to and including the whole of the

5 respective Trust, as the Trustee may deem advisable . . . .” The conditions include the

insufficiency of funds from other sources to provide for the education, health, support,

and maintenance of the surviving grantor or beneficiary. Furthermore, payments of

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Henry v. Wise CA4/2, Counsel Stack Legal Research, https://law.counselstack.com/opinion/henry-v-wise-ca42-calctapp-2015.