Henry D. Bates v. State of Indiana (mem. dec.)

CourtIndiana Court of Appeals
DecidedDecember 30, 2020
Docket20A-CR-1110
StatusPublished

This text of Henry D. Bates v. State of Indiana (mem. dec.) (Henry D. Bates v. State of Indiana (mem. dec.)) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Henry D. Bates v. State of Indiana (mem. dec.), (Ind. Ct. App. 2020).

Opinion

MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Dec 30 2020, 9:42 am

court except for the purpose of establishing CLERK Indiana Supreme Court the defense of res judicata, collateral Court of Appeals and Tax Court estoppel, or the law of the case.

ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Marielena Duerring Curtis T. Hill, Jr. South Bend, Indiana Attorney General of Indiana Catherine Brizzi Deputy Attorney General Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

Henry D. Bates, December 30, 2020 Appellant-Defendant, Court of Appeals Case No. 20A-CR-1110 v. Appeal from the Elkhart Superior Court State of Indiana, The Honorable Teresa L. Cataldo, Appellee-Plaintiff. Judge Trial Court Cause No. 20D03-1608-F3-37

Tavitas, Judge.

Court of Appeals of Indiana | Memorandum Decision 20A-CR-1110 | December 30, 2020 Page 1 of 17 Case Summary [1] Henry D. Bates appeals his sixteen-year sentence, pursuant to a guilty plea, for

robbery with a deadly weapon, a Level 3 felony. We affirm.

Issues [2] Bates raises two issues on appeal, which we restate as follows:

I. Whether the trial court abused its sentencing discretion by considering an improper aggravating factor and overlooking a significant mitigating factor.

II. Whether Bates’ sentence is inappropriate in light of the nature of his offense and his character.

Facts [3] Shortly after noon on July 11, 2016, Bates and his nephew, Eddie Bates

(“Eddie”), robbed a Dollar General Store in Elkhart, Indiana. Theresa Palmer

was working the cash register during the robbery. Bates walked behind the

counter, told Palmer that the store was being robbed, and warned that Bates

had a knife. Bates then placed “a fairly long, probably around six- to eight-inch

knife” to the back of Palmer’s neck, demanded that Palmer open the cash

register, and fled with the cash register’s contents. 1 Tr. Vol. II p. 182. Bates

was under the influence of synthetic marijuana when he committed the offense.

1 After a failed attempt to obtain the store’s surveillance footage, Eddie stole money from the store’s security room and fled.

Court of Appeals of Indiana | Memorandum Decision 20A-CR-1110 | December 30, 2020 Page 2 of 17 The store’s video surveillance system captured the entire robbery and depicted

Bates with the knife.

[4] On August 24, 2016, the State charged Bates with robbery with a deadly

weapon, a Level 3 felony. On May 25, 2017, Bates pleaded guilty as charged.

In exchange for Bates’ guilty plea, the State agreed not to file an habitual

offender information against Bates due to Bates’ record of cooperation with law

enforcement as a confidential informant (“CI”). 2

[5] The trial court conducted Bates’ sentencing hearing on November 14, 2017.

Bates expressed remorse and attributed his misconduct to being “off [his]

med[ication]s” for paranoid schizophrenia. Id. at 176. In seeking a minimum

sentence, defense counsel argued that Bates’ mental health, including his

paranoid schizophrenia diagnosis, was a mitigating factor and provided Bates’

mental health treatment jail records to the trial court. Defense counsel further

argued as follows:

This crime that . . . Mr. Bates is being sentenced on here today is a result mostly . . . of his mental health status. He knows he did armed rob [sic] that [ ] store. [ ] He watched the video of

2 At the sentencing hearing, the prosecutor remarked that “the State gave [Bates] a huge break, because he’s well eligible, more than double, to be a[n] habitual criminal offender”; and “but for the fact that [the State] didn’t file the habitual [offender enhancement, Bates would] be facing 20 more years.” Tr. Vol. II pp. 183, 184. Regarding Eddie, however, the State proceeded with filing the habitual offender count, and Eddie received a thirty-six-year sentence.

Court of Appeals of Indiana | Memorandum Decision 20A-CR-1110 | December 30, 2020 Page 3 of 17 him[self] doing it. I do not believe that this is . . . something that he would normally do if he were taking his medication . . . .

Id. at 36.

[6] Next, in seeking a near-maximum sentence, the prosecutor introduced still

images of the robbery that depicted Bates holding the long knife to Palmer’s

neck and reported the State’s favorable charging treatment of Bates as a CI.

Additionally, the State argued:

. . . I absolutely guarantee you Henry Bates was on drugs when he committed this offense. [ ] I am not disputing that Henry Bates sits here with some mental issues. . . .[B]ut what I am going to say is his continued abuse of very serious mind-altering drugs does him no favors. And for him to say[,] “I never would have done this if I wasn’t on my meds,” is completely belied by his criminal record. This is not the first crime that he’s committed, where he can come in and say[,] “I was off of my meds and I made a bad mistake,” because he has a record that consists of over a dozen convictions. . . .[F]rom the State’s perspective, he was going to commit this crime regardless.

Id. at 40-41.

[7] In open court, the trial court identified the following mitigating sentencing

factors: (1) Bates’ guilty plea; (2) expression of remorse; (3) service as a CI; and

(4) “[Bates’] comments and letters and comments of counsel.” Bates’ App. Vol.

II p. 71. The trial court found the following aggravating factors: (1) Bates’

extensive criminal history; (2) Bates’ commission of theft and violent crimes

dating back to 1977; (3) Bates was under the influence of synthetic marijuana

Court of Appeals of Indiana | Memorandum Decision 20A-CR-1110 | December 30, 2020 Page 4 of 17 when he committed the offense; (4) Bates’ history of alcohol and drug abuse; (5)

Bates’ use of a deadly weapon in the robbery, causing Palmer to fear for her life;

and (6) the presence of children in the store during the robbery. The trial court

stated: “[T]he aggravating circumstances do far, far outweigh the mitigating

circumstances, and all the mitigating factors taken as a whole do not outweigh

even one of the aggravators; so, . . . an aggravated sentence . . . is appropriate.”

Tr. Vol. II p. 47.

[8] The trial court sentenced Bates to sixteen years in the Department of Correction

(“DOC”), with three years ordered suspended to probation. The trial court also

recommended that Bates receive mental health treatment in the DOC and

undergo a mental health assessment as a condition of probation. Notably, the

trial court’s judgment of conviction, entered on November 17, 2017, omitted

the “presence of children” aggravating factor. Bates now appeals. 3

Analysis [9] Bates challenges the trial court’s exercise of its sentencing discretion. “[S]ubject

to the review and revise power [under Indiana Appellate Rule 7(B)], sentencing

decisions rest within the sound discretion of the trial court and are reviewed on

appeal only for an abuse of discretion.” Anglemyer v. State, 868 N.E.2d 482, 490

(Ind. 2007), clarified on reh’g, 875 N.E.2d 218 (Ind. 2007); Phipps v. State, 90

N.E.3d 1190, 1197 (Ind. 2018). An abuse occurs only if the decision is clearly

3 This Court granted Bates’ petition for permission to file a belated notice of appeal on May 13, 2020.

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