Henri Mauricio Perez Flores v. Commonwealth of Virginia

CourtCourt of Appeals of Virginia
DecidedOctober 1, 2024
Docket1110234
StatusPublished

This text of Henri Mauricio Perez Flores v. Commonwealth of Virginia (Henri Mauricio Perez Flores v. Commonwealth of Virginia) is published on Counsel Stack Legal Research, covering Court of Appeals of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Henri Mauricio Perez Flores v. Commonwealth of Virginia, (Va. Ct. App. 2024).

Opinion

COURT OF APPEALS OF VIRGINIA PUBLISHED

Present: Judges Malveaux, Friedman and Lorish Argued at Alexandria, Virginia

HENRI MAURICIO PEREZ FLORES OPINION BY v. Record No. 1110-23-4 JUDGE LISA M. LORISH OCTOBER 1, 2024 COMMONWEALTH OF VIRGINIA

FROM THE CIRCUIT COURT OF THE CITY OF ALEXANDRIA James C. Clark,1 Judge

Samantha Offutt Thames, Senior Assistant Public Defender (Virginia Indigent Defense Commission, on briefs), for appellant.

William K. Hamilton, Assistant Attorney General (Jason S. Miyares, Attorney General, on brief), for appellee.

Henri Mauricio Perez Flores was pulled over for driving without his two red tail lights

illuminated. Perez Flores argues that evidence that led to his arrest for driving while intoxicated

(DWI) should have been suppressed pursuant to the statutory exclusionary rule in Code

§ 46.2-1013(B). The general district court agreed, but granted the Commonwealth’s motion to

nolle pros. Perez Flores argues that res judicata barred his subsequent indictment in the circuit

court, but we conclude that neither the general district court’s ruling on the motion to suppress

nor the grant of the motion to nolle pros were final judgments on the merits triggering preclusive

effects.

Perez Flores then argues that the circuit court erred by not suppressing the evidence.

Perez Flores relies on the statutory exclusion in Code § 46.2-1013(B), which applies only to

1 Judge Kathleen M. Uston presided over the suppression motion hearing. Judge James C. Clark presided over the trial and motion to set aside the verdict. violations of that “subsection.” That subsection requires vehicles to have a rear white light that

can illuminate the license plate. The parties agree, however, that Perez Flores was stopped for a

red tail light violation, governed by subsection A of Code § 46.2-1013. This subsection requires

vehicles to have two red rear tail lights and has no exclusionary rule. While a different statute,

Code § 46.2-1030, governs when a vehicle’s lights must be illuminated, and contains an

exclusionary rule that applies to any violations of that section, the parties agree that only the

application of Code § 46.2-1013(B)’s exclusionary rule is before us in this appeal. Because no

exclusionary remedy applies when a law enforcement officer stops a vehicle for a suspected

violation of Code § 46.2-1013(A), we affirm the trial court.

BACKGROUND2

Officer Benjamin Walsh saw a vehicle driving late at night, in the dark, without

illuminated tail lights. He stopped the vehicle and identified Perez Flores as the driver. Perez

Flores was charged with DWI based on evidence that Walsh observed after stopping him. Walsh

did not observe any erratic driving behavior before the stop and testified that he stopped Perez

Flores only because his tail lights were off.

In the general district court, Perez Flores moved to suppress the evidence obtained from

the traffic stop. After the court granted the pretrial motion, the Commonwealth moved to nolle

prosequi the charges. The district court granted the Commonwealth’s motion over Perez Flores’s

objection.

The Commonwealth then indicted Perez Flores in the circuit court. Perez Flores again

moved to suppress the evidence obtained during the traffic stop, arguing that the stop was

unlawful under the recently-amended Code § 46.2-1013. The circuit court denied that motion.

2 The relevant facts are not in dispute. -2- Following trial, the jury convicted Perez Flores of DWI with a BAC between 0.15 and

0.20. Perez Flores moved to set aside the verdict, arguing that the district court’s earlier

dismissal precluded prosecution under the doctrine of res judicata. The circuit court denied that

motion. Perez Flores appeals.

ANALYSIS

We begin with Perez Flores’s argument that the trial court erred by refusing the motion to

set aside the verdict because his direct indictment was barred under res judicata. Then,

concluding that the direct indictment was not barred, we take up the suppression argument on its

merits.

I. Res judicata prevents parties from relitigating a claim in the circuit court if the district court issued a final decision on the merits of the criminal charge.

Res judicata “precludes relitigation of a claim or issue once a final determination on the

merits has been reached by a court of competent jurisdiction.” Neff v. Commonwealth, 39

Va. App. 13, 18 (2002). We apply res judicata to a pretrial dismissal of a criminal charge when

that dismissal constitutes a decision “on the merits.” Highsmith v. Commonwealth, 25 Va. App.

434, 441-42 (1997).3 The party asserting res judicata bears the burden of proof by a preponderance

of the evidence. Neff, 39 Va. App. at 18. We review the circuit court’s legal conclusions de novo.

Id. at 16.

The question here is whether the district court’s order granting the Commonwealth’s pretrial

motion to nolle pros the DWI charge was a judgment on the merits. “A dismissal of a cause of

action may constitute a judgment on the merits depending upon the grounds upon which such

Highsmith articulated res judicata elements that applied “[p]rior to the [2006] adoption 3

of Rule 1:6.” Caperton v. A.T. Massey Coal Co., 285 Va. 537, 549 (2013). Nonetheless, the requirement that a final judgment be rendered “on the merits” remains an element of claim preclusion—the type of res judicata implicated here. Lane v. Bayview Loan Servicing, LLC, 297 Va. 645, 654 (2019). -3- dismissal is based.” Highsmith, 25 Va. App. at 440. “A judgment of dismissal which is intended to

be and is a disposition on the merits of a claim is a final judgment on the merits.” Id. But a nolle

pros is not a dismissal. A nolle prosequi dismisses the action “without a determination of guilt.”

Commonwealth v. Jackson, 255 Va. 552, 556 (1998). In this way, a nolle pros is a mere

“discontinuance” of the action, which, “if entered before jeopardy attached, does not act as an

acquittal and does not bar further prosecution for the offense.” Cantrell v. Commonwealth, 7

Va. App. 269, 280-82 (1988) (quoting State v. Cain, 289 S.E.2d 488, 490 (W. Va. 1982)).4

The fact that the district court heard evidence and granted the motion to suppress before

granting the motion to nolle pros does not change the outcome. Perez Flores argues that our prior

decision in Neff suggests that when witnesses are sworn, evidence is heard, and a district court

grants a motion to suppress, the court’s decision is a final judgment on the merits. But the issue in

Neff was whether a dismissal following the failure to present any evidence was a judgment on the

merits. 39 Va. App. at 15. There, we said that “because no witnesses were sworn or evidence

taken, the general district court’s dismissal of the DUI . . . following the Commonwealth’s refusal to

present any evidence, did not constitute a final judgment on the merits.” Id. at 20. As a result, the

dismissal “amounted to no more than the assent of the [court] to a cessation of the proceedings,

without any examination whatever of the cause upon its merits. It was the equivalent of a nolle

prosequi—nothing more.” Id. (emphasis added). Whether evidence was presented may change the

nature of a dismissal, but does nothing to modify our longstanding caselaw about the effect of a

nolle pros.

For two other reasons, the district court’s hearing of evidence before granting the motion to

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Related

Logan v. City Council of City of Roanoke
659 S.E.2d 296 (Supreme Court of Virginia, 2008)
Commonwealth v. Jackson
499 S.E.2d 276 (Supreme Court of Virginia, 1998)
Neff v. Commonwealth
569 S.E.2d 72 (Court of Appeals of Virginia, 2002)
Highsmith v. Commonwealth
489 S.E.2d 239 (Court of Appeals of Virginia, 1997)
State v. Cain
289 S.E.2d 488 (West Virginia Supreme Court, 1982)
Com., Dept. of Social Services v. Johnson
376 S.E.2d 787 (Court of Appeals of Virginia, 1989)
Bates v. Devers
202 S.E.2d 917 (Supreme Court of Virginia, 1974)
Turner v. Commonwealth
309 S.E.2d 337 (Supreme Court of Virginia, 1983)
Cantrell v. Commonwealth
373 S.E.2d 328 (Court of Appeals of Virginia, 1988)
Johnson, Ronald v. Commonwealth
793 S.E.2d 321 (Supreme Court of Virginia, 2016)
Grethen v. Robinson
806 S.E.2d 406 (Supreme Court of Virginia, 2017)
Turner v. Commonwealth
809 S.E.2d 679 (Supreme Court of Virginia, 2018)
Major Lance Hillman v. Commonwealth of Virginia
811 S.E.2d 853 (Court of Appeals of Virginia, 2018)
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Henri Mauricio Perez Flores v. Commonwealth of Virginia, Counsel Stack Legal Research, https://law.counselstack.com/opinion/henri-mauricio-perez-flores-v-commonwealth-of-virginia-vactapp-2024.