Henderson v. Commissioner of Social Security

District Court, W.D. Washington·Decided October 28, 2021·No. 3:20-cv-06094·Unknown

Opinion

UNITED STATES DISTRICT COURT AT TACOMA TONYA H., Plaintiff, CASE NO. C20-06094-MAT v. ORDER RE: SOCIAL SECURITY COMMISSIONER OF SOCIAL SECURITY, DISABILITY APPEAL Defendant.

Plaintiff proceeds through counsel in her appeal of a final decision of the Commissioner of the Social Security Administration (Commissioner). The Commissioner denied Plaintiff’s applications for Disability Insurance Benefits (DIB) and Supplemental Security Income (SSI) after a hearing before an administrative law judge (ALJ). Having considered the ALJ’s decision, the administrative record (AR), and all memoranda of record, this matter is AFFIRMED. Plaintiff was born on XXXX, 1968.1 Plaintiff has at least a high school education and previously worked as a telecommunicator and telecommunicator supervisor. (AR 33, 280.) Plaintiff filed an application for DIB and SSI on June 28, 2018, alleging disability beginning on

Dates of birth must be redacted to the year. Fed. R. Civ. P. 5.2(a)(2) and LCR 5.2(a)(1). 1 November 19, 2016. (AR 236–45, 251–58.) The applications were denied at the initial level and on reconsideration. On October 31, 2019, the ALJ held a telephonic hearing that was postponed so that Plaintiff could obtain representation. (AR 94–105.) On April 14, 2020, the ALJ held a

telephonic hearing and took testimony from Plaintiff and a vocational expert (VE). (AR 56–93.) On June 3, 2020, the ALJ issued a decision finding Plaintiff not disabled. (AR 19–35.) Plaintiff timely appealed. The Appeals Council denied Plaintiff’s request for review on September 23, 2020 (AR 1–6), making the ALJ’s decision the final decision of the Commissioner. Plaintiff appeals this final decision of the Commissioner to this Court. The Court has jurisdiction to review the ALJ’s decision pursuant to 42 U.S.C. § 405(g). This Court’s review of the ALJ’s decision is limited to whether the decision is in accordance with the law and the findings supported by substantial evidence in the record as a

whole. See Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993). “Substantial evidence” means more than a scintilla, but less than a preponderance; it means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion. Magallanes v. Bowen, 881 F.2d 747, 750 (9th Cir. 1989). If there is more than one rational interpretation, one of which supports the ALJ’s decision, the Court must uphold that decision. Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). The Commissioner follows a five-step sequential evaluation process for determining whether a claimant is disabled. See 20 C.F.R. §§ 404.1520, 416.920 (2000). At step one, the ALJ must determine whether the claimant is gainfully employed. The ALJ found Plaintiff had not engaged in substantial gainful activity since the alleged onset date. (AR 22.) At step two, the ALJ must determine whether a claimant suffers from a severe impairment. The ALJ found Plaintiff has the following severe impairments: lumbar and thoracic spine

degenerative disc disease, obesity, major depressive disorder, generalized anxiety disorder, post- traumatic stress disorder (PTSD), and borderline personality disorder. (AR 22.) The ALJ also found that the record contained evidence of the following conditions that did not rise to the level of severe impairment: parasomnia, obstructive sleep apnea, migraines, gastroesophageal reflux disease (GERD), diverticulosis, small hiatal hernia, hypertension, left face Bell’s palsy, and acute otitis media. (AR 22–23.) At step three, the ALJ must determine whether a claimant’s impairments meet or equal a listed impairment. The ALJ found that Plaintiff’s impairments did not meet or equal the criteria of a listed impairment. (AR 23–25.) If a claimant’s impairments do not meet or equal a listing, the Commissioner must assess

residual functional capacity (RFC) and determine at step four whether the claimant has demonstrated an inability to perform past relevant work. The ALJ found Plaintiff able to perform light work, as defined in 20 C.F.R. §§ 404.1567(b) and 416.967(b), with the following limitations: She can never climb ladders, ropes, or scaffolds. She can occasionally balance and climb ramps or stairs. She should have no more than occasional exposure to extreme temperatures, vibrations, loud noise, and hazards, such as unprotected heights and dangerous machinery. She can perform simple routine tasks or unskilled work that requires only occasional, superficial contact with the public, such that public contact is not part of the job duties. She should have less than occasional changes in work tasks. (AR 25.) With that assessment, the ALJ found Plaintiff unable to perform her past relevant work. (AR 33.) If a claimant demonstrates an inability to perform past relevant work, or has no past relevant work, the burden shifts to the Commissioner to demonstrate at step five that the claimant retains the capacity to make an adjustment to work that exists in significant levels in the national economy. With the assistance of a VE, the ALJ found Plaintiff capable of performing other jobs,

such as work as a merchant marketer, package sorter, ND production assembler. (AR 33.) Plaintiff argues that the ALJ erred by (1) failing to articulate legally adequate reasons for rejecting the medical opinions of Dr. Wheeler, Dr. Lewis, and Dr. van Dam, (2) failing to provide clear or convincing reasons for rejecting Plaintiff’s testimony regarding her symptoms and limitations, (3) failing to provide germane reasons for rejecting lay witness statement, and (4) assessing an RFC that is incomplete by not including limitations caused by Plaintiff’s migraines or profound fatigue caused by parasomnia and obstructive sleep apnea. Plaintiff requests remand for an award of benefits or, in the alternative, remand for further administrative proceedings. The Commissioner argues the ALJ’s decision has the support of substantial evidence and should be affirmed.

1. Medical Opinions The regulations effective March 27, 2017, require the ALJ to articulate how persuasive the ALJ finds medical opinions and to explain how the ALJ considered the supportability and consistency factors.2 20 C.F.R. §§ 404.1520c(a)–(b), 416.920c(a)–(b). The regulations require an ALJ to specifically account for the legitimate factors of supportability and consistency in addressing the persuasiveness of a medical opinion. The “more relevant the objective medical evidence and supporting explanations presented” and the “more consistent” with evidence from other sources, the more persuasive a medical opinion or prior finding. Id. at §§ 404.1520c(c)(1)–

The Ninth Circuit has not yet addressed the 2017 regulations in relation to its standard for the review of medical opinions. (2), 416.920c(c)(1)–(2). Further, the Court must continue to consider whether the ALJ’s analysis is supported by substantial evidence. See 42 U.S.C. § 405(g) (“The findings of the Commissioner of Social

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