Helton v. Coleman

1991 OK 43, 811 P.2d 100, 62 O.B.A.J. 1444, 1991 Okla. LEXIS 48, 1991 WL 73605
CourtSupreme Court of Oklahoma
DecidedMay 7, 1991
Docket67009
StatusPublished
Cited by10 cases

This text of 1991 OK 43 (Helton v. Coleman) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Helton v. Coleman, 1991 OK 43, 811 P.2d 100, 62 O.B.A.J. 1444, 1991 Okla. LEXIS 48, 1991 WL 73605 (Okla. 1991).

Opinion

SIMMS, Justice.

Lauretta M. Helton, Administratrix, brought a wrongful death action against Creek County Sheriff Coleman, Appellant, both individually and in his official capacity. The complaint alleged, in essence, that the Sheriff, or his designated employees and agents, had ignored the decedent’s cry for help while suffering from delirium tre-mens and as a result of the negligence of the Sheriff and his employees, her husband took his own life while in jail.

Jury trial resulted in a verdict for the defendant. The trial court granted appel-lee/plaintiff’s motion for new trial and concurrently assessed sanctions against both District Attorney David Young and his as *101 sistant, Luther Cowan, who were representing Sheriff Coleman in their official capacity. The sanction was imposed for purported misconduct occurring during the trial for which the trial court required District Attorney Young and his assistant to pay the cost of the jurors during the trial.

Appeal was taken from the order of the trial court granting a new trial as well as imposing sanction on the defendant’s attorneys.

The matter was assigned to the Court of Appeals which affirmed the trial court’s granting the motion for new trial and the sanction. Appellant Coleman sought cer-tiorari before this Court on the new trial issue, and certiorari is denied. Therefore, the ruling of the trial court granting plaintiffs motion for new trial remains undisturbed. Appellants Young and Cowan sought certiorari on the question of sanctions against them as Coleman’s attorneys. We grant certiorari on the issue of attorney sanctions, vacate that part of the opinion of the Court of Appeals, and reverse the trial court’s order imposing sanctions.

During the trial many instances of alleged misconduct by both Young and plaintiff’s counsel occurred. One such instance was Young’s alleged secreting of jail records which he said he did not have but which he dropped in front of the witness stand during trial. The trial court cited Young for direct contempt of court and allowed Young to apply for the citation to be assigned to another judge for sentencing.

The trial court also dismissed one juror because of alleged jury tampering by plaintiff’s counsel. After eight days of trial, the eleven remaining jurors returned a unanimous verdict in favor of Coleman.

Helton moved for new trial, and Cowan represented Coleman at the hearing on the motion. During the hearing, the trial court decided not to sentence Young for direct contempt. Yet, after a long discourse deriding Young for his misconduct, the trial court granted the motion for new trial and assessed the costs of the jury against Young and Cowan justifying the assessment on their willful violation of court orders given during discovery, pre-trial, and trial.

In a hearing held two days later, the trial court clarified his earlier ruling by stating that he assessed the jury fees on the grounds of sanctions provided “under the discovery code as well as the equitable obligations and duties of the Court.” He further noted that both counsel for plaintiff and defendant committed acts of misconduct, and that it would be inappropriate for him to tax attorney fees against one attorney because the other would receive a windfall.

Under the facts of this case, we find that the trial court was without authority under the discovery code to impose the costs of the jury panel. We look first at the discovery code.

I.

The trial court correctly noted that he is empowered by the discovery code to sanction parties or attorneys who violate discovery orders. Title 12 O.S.Supp.1982, § 3214(B)(2) provides:

“f. If a person, not a party, fails to obey an order entered under subsection C of Section 11 of the Discovery Code [pertaining to Requests for the Production of Documents], the court may treat the failure to obey the order as contempt of court. In lieu of or in addition to the orders provided in this paragraph, the court shall require the party failing to obey the order or the attorney advising him or both to pay the reasonable expenses, including attorney’s fees, caused by the failure, unless the court finds that the failure was substantially justified or that other circumstances make an award of expenses unjust.”

There is no indication that Helton first moved for and obtained a court order compelling discovery as is required by the statute. In interpreting Section 3214, the Court of Appeals found that a motion to compel is a prerequisite to sanctions being imposed under Section 3214. Hill v. Pierce Mobile Homes, Inc., 738 P.2d 1380 (Okla.Ct.App.1987). We are persuaded that the *102 Court of Appeals correctly concluded that a motion to compel is necessary under Section 3214. Consequently, Section 3214(B)(2)(f) does not apply here.

Section 3214(B)(2), also provides for sanctions where a party or their attorney violates a court-ordered discovery plan devised pursuant to a discovery conference provided for in 12 O.S.Supp.1982, § 3203(F). The record does not disclose any violation of such a discovery plan, and sanctions based upon this provision are improper. Neither theory under the discovery code supports the trial court’s imposition of sanctions in this case.

II.

The payment of reasonable expenses as a discovery code sanction imposed upon a non-party for violating a court order are by definition a sanction for contempt of court. See 12 O.S.Supp.1982, § 3214(B)(2). Regardless of the trial court’s assertion that he was not sentencing Young for direct contempt of court, it is clear that is exactly what he did. The discovery code provides no other sanction against a non-party when that non-party violates a court order. Thus, the sanctions imposed under the discovery code were for contempt of court, and as such, Young and Cowan were entitled to be heard before imposition of the contempt sanctions. Okla. Const. art. 2, § 25.

The record shows that neither Young nor Cowan was afforded an opportunity to be heard by the trial court. Cowan was present, but was not allowed to put on any evidence on his or Young’s behalf. Rather, he was forced to listen to the trial court’s deriding comments concerning Young and Cowan. Young was not even present at the hearing so he was clearly not afforded an opportunity to be heard. Therefore, contempt of court sanctions imposed upon Young and Cowan under the discovery code were improper under constitutional guidelines because neither had an opportunity to be heard.

Furthermore, the record indicates that neither of the appellants were given any notice whatsoever that the court would consider sanctions against them for misconduct during the trial. We emphasize the fact that Young and Cowan received neither notice nor an opportunity to be heard because these factors are important in our determination that the court went beyond the authority vested in it by its inherent powers.

Helton cites City Nat’l. Bank & Trust v. Owens, 565 P.2d 4 (Okla.1977), and Winters v. City of Oklahoma City, 740 P.2d 724 (Okla.1987), as support for a finding that the sanctions were proper under the trial court’s inherent powers. In Owens, plaintiff brought suit which went to trial before a jury.

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Bluebook (online)
1991 OK 43, 811 P.2d 100, 62 O.B.A.J. 1444, 1991 Okla. LEXIS 48, 1991 WL 73605, Counsel Stack Legal Research, https://law.counselstack.com/opinion/helton-v-coleman-okla-1991.