Helfrich v. Madison

2014 Ohio 1928
CourtOhio Court of Appeals
DecidedMay 5, 2014
Docket13-CA-57
StatusPublished
Cited by3 cases

This text of 2014 Ohio 1928 (Helfrich v. Madison) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Helfrich v. Madison, 2014 Ohio 1928 (Ohio Ct. App. 2014).

Opinion

[Cite as Helfrich v. Madison, 2014-Ohio-1928.]

COURT OF APPEALS LICKING COUNTY, OHIO FIFTH APPELLATE DISTRICT

JAMES HELFRICH JUDGES: Hon. William B. Hoffman, P.J. Appellant Hon. Sheila G. Farmer, J. Hon. Craig R. Baldwin, J. -vs- Case No. 13-CA-57 TIMOTHY MADISON, ET AL.

Appellees OPINION

CHARACTER OF PROCEEDING: Appeal from the Licking County Court of Common Pleas Court, Case No. 07-CV-394

JUDGMENT: Affirmed in part; Reversed in part; and Final Judgment Entered

DATE OF JUDGMENT ENTRY: May 5, 2014

APPEARANCES:

For Appellant For Appellees

JAMES HELFRICH, PRO SE MADISON AND ROSAN LLP P.O. Box 921 39 East Whittier Street Pataskala, Ohio 43062 Columbus, Ohio 43206 Licking County, Case No. 13-CA-57 2

Hoffman, P.J.

{¶1} Appellant, James Helfrich, appeals the June 26, 2013 Judgment Entry

entered by the Licking County Common Pleas Court awarding appellees Timothy

Madison and Madison & Rosan, LLP ("Lawyer Defendants") and Carol Strickland, David

Garner and N.R.T. Columbus Inc. d.b.a. Coldwell Banker King Thompson Realty ("Real

Estate Defendants") attorney's fees and costs in the amount of $45,566.23.

STATEMENT OF FACTS AND CASE

{¶2} In February of 2004, Appellant filed suit in the Licking County Municipal

Court against appellees Strickland, Garner and Coldwell Banker over his purchase of a

home. Appellant dismissed the Municipal Court case and brought suit for the same

claims in Licking County Common Pleas Court (Case No. 05 CV 00120) in January of

2005, seeking $27,000.00 in damages. Appellees were granted summary judgment

when Appellant failed to present any evidence of damages. In that case, Appellant

sought to amend his complaint to join the defendants' counsel, Timothy Madison, as a

defendant. The motion was denied.

{¶3} On March 16, 2007, Appellant filed a pro se complaint in the instant case

alleging tortious interference with a business relationship, abuse of process and fraud

against the Real Estate Defendants, whom he had sued in the prior two cases, and

against the Lawyer Defendants, who had represented the Real Estate Defendants in the

prior cases. On April 13, 2007, Appellees filed a motion to dismiss the complaint, or in

the alternative for summary judgment, and a counterclaim asserting Appellant is a

vexatious litigator, as defined by R.C. 2323.52. Licking County, Case No. 13-CA-57 3

{¶4} The trial court granted summary judgment on the vexatious litigator

counterclaim in favor of Appellees without addressing the motion to dismiss the

complaint. This Court reversed the trial court's granting of summary judgment and

remanded for further proceedings in Helfrich v. Madison, 5th Dist. No. 08–CA–150,

2009–Ohio–5140.

{¶5} Following our remand, the trial judge recused himself and a visiting judge

was assigned to conduct all further proceedings in the case. Appellant amended his

complaint on February 16, 2010, adding Mark Serrott as an additional defendant.

Appellees moved to strike the amended complaint. Before ruling on the motion to strike,

the trial court stayed all proceedings in order to rule on the counterclaim. Following a

bench trial, the court found Appellant to be a vexatious litigator who must obtain leave of

court to file or pursue a claim in any Ohio trial court. Appellant appealed. This Court

affirmed the trial court's judgment. Helfrich v. Madison, 5th Dist. No. 11–CA–26, 2012–

Ohio–551.

{¶6} On March 14, 2011, Appellant voluntarily dismissed all claims against

Appellees. Appellees filed a timely post-judgment motion for attorney fees and

expenses for frivolous conduct, pursuant to R.C. 2323.51. The trial court held an

evidentiary hearing on the motion. Following the hearing, the trial court found Appellant

had engaged in frivolous conduct, as defined by R.C. 2323.51, and ordered Appellant

pay Appellees' attorney fees and expenses in the amount of $118,451.05.

{¶7} Appellant appealed the trial court's decision in Helfrich v. Madison, Licking

App. No. 2011-CA-89, 2012-Ohio-3701. This Court again reversed the decision of the

trial court in part, and remanded the matter to the trial court holding, Licking County, Case No. 13-CA-57 4

{¶8} "However, we do not read our decision in Mid–Ohio so broadly as to

encompass a counterclaim that is in effect a separate action from the underlying

complaint. A party seeking to have a person declared a vexatious litigator must do so in

a civil action pursuant to R.C. 2323.52. This statute has been interpreted to require the

filing of a separate action or a counterclaim. A party seeking to have a person declared

a vexatious litigator may not do so merely by motion filed in the underlying case. Kinstle

v. Union County Sheriff's Office, 3rd Dist. No. 14–07–16, 2007–Ohio–6024, ¶ 9.

Therefore, although the filing of the instant complaint was a part of appellees' claim that

appellant is a vexatious litigator, the counterclaim seeking to have appellant declared a

vexatious litigator is a separate action and appellees must show frivolous conduct in the

defense of the counterclaim in order to be entitled to fees.

{¶9} "Appellees failed to present evidence that appellant acted in a frivolous

manner in his defense of the counterclaim. Certainly appellant is entitled to defend

himself when a counterclaim is filed against him. Appellant prevailed on his first appeal

of the summary judgment finding him to be a vexatious litigator because the court had

based its judgment on material that was not of evidentiary quality as required by Civ. R.

56. Further, appellee Madison specifically testified that appellant was not frivolous in

choosing to defend himself. Tr. (II) 97. While Madison testified that appellant filed things

that he would deem frivolous, there was no specific evidence presented concerning

what documents appellant filed in defense of the counterclaim that were frivolous, nor

did the trial court make specific findings of frivolous conduct in conjunction with the

counterclaim. The trial court found that the counterclaim sought to show 'vexatious

conduct,' which is tantamount to 'frivolous conduct.' While the two statutes share similar Licking County, Case No. 13-CA-57 5

definitions, the issue is not whether appellant engaged in frivolous conduct in his past

lawsuits so as to meet the definition of a vexatious litigator, but whether he engaged in

frivolous conduct specifically in relation to his defense of the vexatious litigator

complaint. Further, the trial court found that appellees should recover fees and

expenses 'for a public service beyond their own interests by restraining a vexatious

litigator's future imposition on the courts and other potential defendants.' Judgment

Entry, August 19, 2011, p. 15. However, there is no statutory or legal authority for the

award of fees on this basis.

{¶10} "The third assignment of error is sustained.

{¶11} "***

{¶12} "The judgment of the Licking County Common Pleas Court is affirmed in

part and reversed in part. This cause is remanded to the court with instructions to

calculate the amount of fees and expenses incurred in conjunction solely with the

complaint filed by appellant and not including fees and expenses incurred in pursuit of

appellees' counterclaim. Costs split evenly between the parties." (Emphasis added.)

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Related

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2014 Ohio 1928, Counsel Stack Legal Research, https://law.counselstack.com/opinion/helfrich-v-madison-ohioctapp-2014.