Helfman v. Northeastern University

CourtMassachusetts Supreme Judicial Court
DecidedJuly 27, 2020
DocketSJC 12787
StatusPublished

This text of Helfman v. Northeastern University (Helfman v. Northeastern University) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Helfman v. Northeastern University, (Mass. 2020).

Opinion

NOTICE: All slip opinions and orders are subject to formal revision and are superseded by the advance sheets and bound volumes of the Official Reports. If you find a typographical error or other formal error, please notify the Reporter of Decisions, Supreme Judicial Court, John Adams Courthouse, 1 Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557- 1030; SJCReporter@sjc.state.ma.us

SJC-12787

MORGAN HELFMAN vs. NORTHEASTERN UNIVERSITY & others.1

Suffolk. December 9, 2019. - July 27, 2020.

Present: Lenk, Gaziano, Lowy, Budd, Cypher, & Kafker, JJ.

Negligence, College, Duty to prevent harm, Intoxicated person, Foreseeability of harm, Vicarious liability, Emotional distress. Intoxication. Emotional Distress. Contract, Private college, Performance and breach, School handbook. Equal Rights Act. Anti-Discrimination Law, Sex, Unfair educational practice. Education, Private colleges and universities, Disciplinary matter.

Civil action commenced in the Superior Court Department on October 31, 2016.

The case was heard by Robert B. Gordon, J., on a motion for summary judgment.

The Supreme Judicial Court granted an application for direct appellate review.

Mark F. Itzkowitz (Kenneth I. Kolpan also present) for the plaintiff. Daryl J. Lapp (Katherine A. Guarino Baker also present) for the defendants.

1 Katherine Antonucci, Robert Jose, Briana R. Sevigny, Mary Wegmann, and Madeleine Estabrook. 2

Lisa A. Parlagreco & Jeffrey S. Beeler, for Heinlein Beeler Mingace & Heineman, P.C., amicus curiae, submitted a brief. Rebecca J. Roe, of Washington, & Erin K. Olson, for National Center for Victims of Crime & another, amici curiae, submitted a brief.

LENK, J. This case arises out of an allegedly

nonconsensual sexual encounter between two first-year students

at Northeastern University(Northeastern)2 in October 2013. The

plaintiff claims that Northeastern3 is liable for failing to

prevent the sexual assault, as well as for its allegedly

inadequate response, including exonerating her alleged attacker

after a disciplinary hearing.4 Following discovery, a Superior

Court judge granted the defendants' motion for summary judgment

on all claims. The plaintiff appealed, and we subsequently

allowed her application for direct appellate review.

2 Northeastern is a private, nonprofit educational institution offering undergraduate and graduate degrees.

3 The five named defendants were Northeastern executives during the relevant period. Jose was the associate dean of cultural, residential, and spiritual life, and the director of residential life. He supervised Antonucci, who was an area coordinator, and who trained and oversaw the work of the student resident advisors (RAs). Estabrook was the associate vice- president for student affairs and oversaw the office of student conduct and conflict resolution (OSCCR). Wegmann was the director of OSCCR and was responsible for enforcing the code of student conduct and hiring and training members of the student conduct board (SCB) and the appeals board. Sevigny was the assistant director of OSCCR, and trained residential life staff members, as well as members of the student conduct board.

4 Northeastern police also determined not to pursue any criminal charges against that student. 3

In light of the multifaceted relationship between a

university and its students, we long have recognized that

universities have a duty to protect students from the

foreseeable criminal acts of third parties. Such a duty exists

even when those criminal acts are made possible by the

intoxication of the student victim. Nonetheless, we conclude

that there was no duty to protect here, where the Northeastern

defendants had at best minimal knowledge of the conditions that

gave rise to the particular harm, rendering this assault

unforeseeable. Further, although we now also recognize that a

college or university will sometimes owe a duty to protect its

students from the harms associated with alcohol-related

emergencies, we conclude that this duty was met here.

Accordingly, we affirm the order granting summary judgment to

the defendants on the plaintiff's negligence-related claims.

Because there was no error in the motion judge's conclusions

regarding the plaintiff's statutory or contract claims, we

affirm the allowance of summary judgment on those claims as

well.

1. Background. We recite the facts from the summary

judgment record in the light most favorable to the nonmoving

party, reserving certain details for later discussion.

In the fall of 2013, the plaintiff was a first-year student

at Northeastern. As required of all first-year students, she 4

lived in a university residence hall. A.G.,5 the alleged

assailant, also was a first-year Northeastern student who lived

in the same dormitory.

Northeastern residence halls were supervised by resident

assistants (RAs), who were students hired6 to foster community

within the dormitories and provide assistance to resident

students. The RAs in turn were supervised by the residence hall

director, a permanent staff person assigned to the same

building, and more generally by the area coordinator. RAs were

required to sign a "Resident Assistant Agreement," which set

forth the terms of their position as well as some of their

duties.

RAs were expected to serve as role models for the younger

students, to be familiar with the provisions of Northeastern's

code of student conduct (code), and to intervene if they

encountered students violating "community norms." RAs were to

hold office hours to meet with students in their assigned

residence halls, and to coordinate programs and events in

accordance with Northeastern's educational goals. The goals for

first-year students included "understand[ing] the effects of

5 As do the parties, we refer to the student by the pseudonym "A.G."

6 In exchange for their services, RAs received a dormitory room at no charge, meals in the residence halls, and a small amount of money monthly on a meal card. 5

drugs and alcohol," "identif[ying] moments of peer pressure,"

and "attend[ing] at least two on or off campus events that are

alcohol free." RAs performed rounds of their assigned buildings

during assigned shifts and were expected to report any code

violations to their supervisors. In addition, RAs served as

proctors at the entrances to some residence halls, where they

regulated access to the hall.7

On October 31, 2013, the plaintiff and A.G. were invited to

a Halloween party hosted by Sarah Smith,8 a sophomore at

Northeastern and an RA in a different dormitory9 from the one in

which the plaintiff and A.G. lived. Before leaving to attend

the party, the plaintiff and A.G. drank alcohol in the

plaintiff's dormitory room. They brought more alcohol with them

to the party, carried in a plastic soda bottle to conceal its

existence from any campus police they might encounter during the

walk across campus.

7 As apparently was common, the RAs in this case were both sophomore students at Northeastern, and themselves under the legal age for consumption of alcohol.

8 Because neither RA is a named defendant, and both were underage students at the time of the alleged assault, we refer to them by pseudonyms.

9 RA Smith held office hours in a different dormitory from the one in which she lived.

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