Held v. State University

165 Misc. 2d 577, 630 N.Y.S.2d 196, 1995 N.Y. Misc. LEXIS 315
CourtNew York Supreme Court
DecidedApril 27, 1995
StatusPublished

This text of 165 Misc. 2d 577 (Held v. State University) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Held v. State University, 165 Misc. 2d 577, 630 N.Y.S.2d 196, 1995 N.Y. Misc. LEXIS 315 (N.Y. Super. Ct. 1995).

Opinion

OPINION OF THE COURT

Joseph Gerace, J.

The court considers the issues in and ramifications of this case call for a more detailed decision and order.

[578]*578In its bench ruling the court stayed suspension of the student petitioner from his college standing where no advance notice of the charges against him had been given nor had a hearing before an impartial body been held. In the court’s view, suspension constitutes a major disciplinary action judgment pursuant to the college’s "Regulations Governing Student Conduct and Community Standards of Behavior”, issued by the council of the State University of New York (SUNY) College at Fredonia, authorized by section 356 of the State Education Law (see, Undergraduate Catalog, 1993-1995).

That regulation was issued in 1967 by the college council pursuant to Education Law § 356 and 8 NYCRR part 500 promulgated by the SUNY board of trustees.

"The State University operates under rules and regulations promulgated by the Board of Trustees [that] * * * have the force and effect of law.” (Gadzella v Neumaier, 67 Misc 2d 585, 586 [Sup Ct, Ulster County 1971].)

Education Law § 356 (3) (g) which empowers the college council to "make regulations governing the conduct and behavior of students” qualifies that power "[s]ubject to the general management, supervision, control and approval of, and in accordance with rules established by the state university trustees” (Education Law § 356 [3]; emphasis added). The statute further provides that the council: "(k) make and establish, and from time to time alter and amend, such regulations pertaining to the affairs of its institution, not inconsistent with law or the rules of the state university trustees, as may be necessary or appropriate to carry out effectively the foregoing powers and duties.” (Emphasis added.)

Those cited provisions of the Education Law are set out in the guidelines established by the board of trustees in section 500.2 (8 NYCRR part 500) directing that the councils "shall promulgate or review and ratify regulations governing the conduct and behavior of students, subject to general guidelines established by the chancellor, and in accordance with law and such other rules or policies as the trustees may from time to time establish”. (Emphasis added.)

The same section 500.2 in subdivision (c), entitled "The need for due process”, states: "Where regulations govern student disciplinary proceedings, they should reflect the basic concepts of procedural fairness and should make certain that no student shall be expelled or suffer other major disciplinary action [579]*579as defined by the council for any offense, other than failure to meet required academic standing, without being first given appropriate advance notice of the charges against both him and a hearing before an impartial body or officer as established by the council or chief administrative officer at such campus. While a formal judicial hearing is not required, the hearing should be of such nature as to give the hearing body or officer, as the case may be, full opportunity to hear both sides of the issue in considerable detail. The student may waive in writing the requirements of a hearing.” (Emphasis added.)

In the court’s view a student suspended from classes and attendance at the university is caused to "suffer other major disciplinary action”, and the cited regulation bars such action without the student having been given advance notice of the charges and a hearing before an impartial body or officer.

The court notes that in the Fredonia council’s regulations it omitted to expressly identify suspension as "other major disciplinary action”, but the regulation in its "Procedures and Policies of the College Judicial Board” does so implicitly. Those procedures separate disciplinary warning and disciplinary probation from disciplinary suspension and disciplinary dismissal, in providing that warning and probation may be meted out by the judicial board, with a right of appeal by the student to the college president, whereas in cases involving suspension or dismissal, the judicial board shall recommend such action to the president of the college or his/her designee, in which case the college president’s decision shall be final.

Moreover, paragraph 14 contains the following: "note: In the legitimate interest of the college in protecting property and the safety and welfare of specific individuals or the general public, the college president or his/her designee may temporarily suspend an individual pending a decision by the hearing body.”

The provision clearly recognizes that suspension without hearing (and presumably proper notice) may not be invoked except in limited cases that come within a finding of the college’s legitimate interest in protecting property and the safety and welfare of specific individuals or the general public.

The communications to the student petitioner or his attorney by the vice-president for Student Affairs dated April 3 and ■ April 4, 1995 and the vice-president’s notarized summary of events between March 31, 1995 and April 6, 1995 indicate clearly that the student had been arrested and charged with [580]*580various offenses "for possession and sale of a controlled substance”, etc., for which he was summarily suspended. It is not shown or alleged that offenses had been committed on or off campus, but it is clear that the college was aware that the student was before the courts in the criminal judicial system and the charges had not been disposed of. There has been no showing that the conduct or behavior of the student petitioner comes within "a finding of the college’s legitimate interest in protecting property and the safety and welfare of specific individuals or the general public.”

It is further noted that under Specific Standards of Behavior, paragraph 2, Interference with Health, Safety or Rights of Other Persons, the council regulation states: "students are required to obey the statutes and laws of the nation and the state, as well as the ordinances and laws of the Village of Fredonia, City of Dunkirk, and Towns of Pomfret and Dunkirk. Conviction of a violation of such laws, statutes, or ordinances may be grounds for suspension or dismissal. ” (Catalog, at 188; emphasis added.)

Conviction may be grounds for suspension, which clearly suggests that conviction of offenses charged in a court may lead to suspension of the student. In the present matter criminal charges are understood to be pending but no conviction of the student has been found.

In Tedeschi v Wagner Coll. (49 NY2d 652, 660 [1980]), a case involving college regulations substantially similar to those of SUNY Fredonia, the Court of Appeals said: "[W]e hold that when a university has adopted a rule or guideline establishing the procedure to be followed in relation to suspension or expulsion that procedure must be substantially observed” and at page 657, the Court said: "[T]hough we do not arrive at our conclusion on exactly the same reasoning, we agree with the dissenters below that the college has not conformed to the procedure its guidelines prescribed and that plaintiff is entitled to have it do so. We, therefore, reverse.”

The Court of Appeals further said: "[A]s Mr. Justice Felix Frankfurter wrote almost 40 years ago in McNabb v United States

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Related

McNabb v. United States
318 U.S. 332 (Supreme Court, 1943)
Tedeschi v. Wagner College
404 N.E.2d 1302 (New York Court of Appeals, 1980)
Weidemann v. State University of New York College at Cortland
188 A.D.2d 974 (Appellate Division of the Supreme Court of New York, 1992)
Gadzella v. Neumaier
67 Misc. 2d 585 (New York Supreme Court, 1971)

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Bluebook (online)
165 Misc. 2d 577, 630 N.Y.S.2d 196, 1995 N.Y. Misc. LEXIS 315, Counsel Stack Legal Research, https://law.counselstack.com/opinion/held-v-state-university-nysupct-1995.