Heitmeyer v. Arthur

2022 Ohio 4230, 201 N.E.3d 1052
CourtOhio Court of Appeals
DecidedNovember 28, 2022
Docket5-22-01
StatusPublished
Cited by90 cases

This text of 2022 Ohio 4230 (Heitmeyer v. Arthur) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heitmeyer v. Arthur, 2022 Ohio 4230, 201 N.E.3d 1052 (Ohio Ct. App. 2022).

Opinion

[Cite as Heitmeyer v. Arthur, 2022-Ohio-4230.]

IN THE COURT OF APPEALS OF OHIO THIRD APPELLATE DISTRICT HANCOCK COUNTY

ALICIA HEITMEYER,

PLAINTIFF-APPELLANT, CASE NO. 5-22-01

v.

GARY ARTHUR, OPINION

DEFENDANT-APPELLEE.

Appeal from Hancock County Common Pleas Court Trial Court No. 2020 CV 0197

Judgment Affirmed

Date of Decision: November 28, 2022

APPEARANCES:

Dorothy L. Williams for Appellant

William E. Clark for Appellee Case No. 5-22-01

ZIMMERMAN, P.J.

{¶1} Plaintiff-appellant, Alicia Heitmeyer (“Heitmeyer”), appeals the

January 26, 2022 judgment of the Hancock County Court of Common Pleas

awarding her $392.16 as to her conversion claim. For the reasons that follow, we

affirm.

{¶2} This case stems from Heitmeyer’s allegation that her father, defendant-

appellee, Gary Arthur (“Gary”), established a bank account for her under the

Uniform Transfer to Minors Act (“UTMA”), and that he converted the funds in that

account for his own benefit.

{¶3} On June 11, 2020, Heitmeyer filed a complaint against Gary in the trial

court alleging claims for conversion and punitive damages. On August 20, 2020,

Gary filed an answer along with a third-party complaint against Dianne M. Arthur

(“Dianne”), Heitmeyer’s mother, alleging a claim for contribution. Dianne filed her

answer to Gary’s third-party complaint on October 2, 2020. However, Gary

dismissed his third-party compliant against Dianne without prejudice under Civ.R.

41(A)(1)(a) on July 2, 2021.

{¶4} The case proceeded to a hearing before the trial court’s magistrate on

July 2, 2021, after which the trial court’s magistrate permitted the parties to submit

proposed findings of fact and conclusions of law.1 On September 21, 2021, the trial

1 Even though the transcript reflects that the hearing was a bench trial before the trial court, the record unequivocally reflects, and the parties agree, that those references in the transcript are scrivener’s errors.

-2- Case No. 5-22-01

court’s magistrate concluded that Heitmeyer failed to prove that the account is an

UTMA account or that any transfer occurred while Heitmeyer “was still a ‘minor’

under the [U]TMA.” (Doc. No. 59). However, because Heitmeyer demonstrated

that she deposited two paychecks into the account, the trial court’s magistrate

concluded that Heitmeyer should be awarded $392.16.2

{¶5} On October 5, 2021, Heitmeyer filed her objections to the magistrate’s

decision. However, Heitmeyer failed to provide the trial court with a transcript of

the hearing conducted before the trial court’s magistrate. See Fogt v. Fogt, 3d Dist.

Defiance No. 4-18-10, 2019-Ohio-1403, ¶ 12-14. Gary filed his memorandum in

opposition to Heitmeyer’s objections to the magistrate’s decision on November 9,

2021.

{¶6} On December 13, 2021, the trial court issued its entry overruling

Heitmeyer’s objections to the magistrate’s decision. On January 26, 2022, the trial

court issued judgment in favor of Heitmeyer by awarding her $392.16 as to her

conversion claim.

{¶7} On February 22, 2022, Heitmeyer filed a notice of appeal. She raises

four assignments of error for our review, which we will discuss together.

Assignment of Error No. I

The Trial Court Erred in Determining That the Evidence Did Not Support a Finding That the Account Was a OTMA Account.

2 Heitmeyer dismissed her punitive-damages claim under Civ.R. 41(B)(2).

-3- Case No. 5-22-01

Assignment of Error No. II

The Trial Court Erred in Seeking Clear and Convincing Evidence When the Burden is Clearly Preponderance of the Evidence.

Assignment of Error No. III

The Trial Court Failed to Determine Ownership of the Account.

Assignment of Error No. IV

The Trial Court Erred in Failing to Recognize the Account in Question as a Fiduciary Account.

{¶8} In her assignments of error, Heitmeyer argues that the trial court abused

its discretion by adopting the magistrate’s decision concluding that she did not

demonstrate ownership or a right to possess the account (beyond the $392.16).

Specifically, Heitmeyer argues that the trial court erred by failing to conclude that

the parties established a UTMA account, that she is the owner of the UTMA

account, and by failing to award her the full balance of the account.

Standard of Review

{¶9} “Generally, ‘[a]n appellate court reviews the trial court’s decision to

adopt, reject or modify the Magistrate’s decision under an abuse of discretion

standard.’” Fogt, 2019-Ohio-1403, at ¶ 17, quoting Tewalt v. Peacock, 3d Dist.

Shelby No. 17-10-18, 2011-Ohio-1726, ¶ 31. An abuse of discretion suggests the

trial court’s decision is unreasonable, arbitrary, or unconscionable. Blakemore v.

Blakemore, 5 Ohio St.3d 217, 219 (1983).

-4- Case No. 5-22-01

{¶10} When reviewing a party’s objections to a magistrate’s decision, “[t]he

trial court may adopt, reject, or modify the magistrate’s decision.” Sheehan v.

Sheehan, 3d Dist. Defiance No. 4-19-25, 2020-Ohio-5300, ¶ 11, citing Civ.R.

53(D)(4)(b). Significantly, when reviewing those objections, “the trial court is ‘not

required to follow or accept the findings or recommendations of its magistrate.’”

Id., quoting Stumpff v. Harris, 2d Dist. Montgomery No. 21407, 2006-Ohio-4796,

¶ 16. “Instead, the trial court ‘shall undertake an independent review as to the

objected matters to ascertain that the magistrate has properly determined the factual

issues and appropriately applied the law.’” Id., quoting Civ.R. 53(D)(4)(d), and

citing Stumpff at ¶ 16. “Accordingly, the trial court reviews the magistrate’s

decision under a de novo standard of review,” which is “‘independent and without

deference to the [magistrate’s] determination.’” Id., citing Stumpff at ¶ 16; Canter

v. Garvin, 3d Dist. Union No. 14-19-30, 2021-Ohio-99, ¶ 22, quoting ISHA, Inc. v.

Risser, 3d Dist. Allen No. 1-12-47, 2013-Ohio-2149, ¶ 25.

{¶11} To aid the trial court’s independent review, Civ.R. 53(D) specifies that

objections to factual findings must “be supported by a transcript of all the evidence

submitted to the magistrate relevant to that finding or an affidavit of that evidence

if a transcript is not available.” Civ.R. 53(D)(3)(b)(ii). Importantly, “‘[t]he duty to

provide a transcript to the trial court rests with the person objecting to the

-5- Case No. 5-22-01

magistrate’s decision.’” Fogt at ¶ 12, quoting Slepsky v. Slepsky, 11th Dist. Lake

No. 2016-L-032, 2016-Ohio-8429, ¶ 20. See also Civ.R. 53(D)(3)(b)(ii).

{¶12} “Where a party fails * * * to file a transcript of the evidence presented

at the magistrate’s hearing, the trial court, when ruling on the objections, is required

to accept the magistrate’s findings of fact and to review the magistrate’s conclusions

of law based on the factual findings.” Fogt at ¶ 13, quoting Nieto v. Marcellino,

11th Dist. Geauga No. 2017-G-0146, 2018-Ohio-4952, ¶ 15. “‘“Where the failure

to provide the relevant portions of the transcript or suitable alternative is clear on

the face of the submissions, the trial court cannot then address the merits of that

factual objection because the objecting party, whether through inadvertence or bad

faith, has not provided all of the materials needed for the review of that objection.”’”

(Emphasis sic.) Id., quoting Nieto at ¶ 15, quoting Wade v. Wade, 113 Ohio App.3d

414, 418 (11th Dist.1996).

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Bluebook (online)
2022 Ohio 4230, 201 N.E.3d 1052, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heitmeyer-v-arthur-ohioctapp-2022.