Heinemann v. United States

4 Cl. Ct. 564, 223 U.S.P.Q. (BNA) 282, 1984 U.S. Claims LEXIS 1475
CourtUnited States Court of Claims
DecidedMarch 1, 1984
DocketNo. 202-79C
StatusPublished
Cited by4 cases

This text of 4 Cl. Ct. 564 (Heinemann v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heinemann v. United States, 4 Cl. Ct. 564, 223 U.S.P.Q. (BNA) 282, 1984 U.S. Claims LEXIS 1475 (cc 1984).

Opinion

OPINION

COLAIANNI, Judge.

On May 15, 1979, plaintiff filed the instant suit in the United States Court of Claims, seeking relief against the United States for an alleged patent infringement. Plaintiff asserted three separate grounds for relief. First, he claimed entitlement to damages for patent infringement under 28 U.S.C. § 1498. Second, plaintiff sought damages under 35 U.S.C. § 183 due to the defendant’s imposition of a secrecy order on plaintiff’s invention from 1966 to 1972 and for the alleged use of the invention during this period. Finally, plaintiff alleged a taking of his invention under the fifth amendment. Defendant moved to dismiss all three claims. On April 16, 1980, the Court of Claims granted defendant’s motion as to plaintiff’s second count for relief, but denied it as to his first and third. Heinemann v. United States, 233 Ct.Cl. 479, 620 F.2d 874 (1980).

Subsequently, on January 30, 1981, the Court of Claims ordered that consideration of plaintiff’s claim by the trial judge be bifurcated. Heinemann v. United States, 226 Ct.Cl. 622 (1981). Under that order the issues of whether the government was entitled to an assignment of, or a royalty-free license in, the invention were to be considered first, with the infringement claim postponed for later determination. Therefore, the sole issues before this court are those of assignment and royalty-free license. Two preliminary issues, however, concern what standard should be used in determining the invention rights and what body — this court or plaintiff’s employing agency — should make that determination. Because the court finds that the determination of invention rights should be made by the agency, and not by this court, under the standards framed by Executive Order 10096, proceedings are suspended pending the agency’s final determination and any review by the Commissioner of Patents and Trademarks that the parties may seek.

Facts

Plaintiff’s association with Picatinny Arsenal extends back to 1957. In February of that year, he joined Picatinny as a GS-11 general chemist. By 1963, Mr. Heinemann had risen to the position of a GS-13 supervisory physical scientist in charge of the Explosive Devices Unit within the Artillery Ammunition Laboratory.

[566]*566In mid- to late-1963, Mr. Heinemann decided to leave Picatinny for a higher-grade position in Washington, D.C. Shortly after announcing his resignation, he was approached by Mr. Robert Vogel, the head of Picatinny’s Ammunition Development Division. Mr. Vogel asked Mr. Heinemann to stay and assured him of a GS-14 position at Picatinny. Subsequently, Mr. Victor Lindner, the head of the Ammunition Engineering Directorate and Mr. Vogel’s direct superior, gave Mr. Heinemann the same assurance, specifically indicating that a position would be found for him in the Warheads and Special Projects (WASP) Laboratory.

The WASP Laboratory was one of several laboratories and branches within the Ammunition Development Division. At this time, the WASP Laboratory was responsible for the research, design, and development of bombs, guided missile warheads, mines, grenades, demolition devices, special warfare munitions, and accessories for those items. The bulk of work in the WASP Laboratory was concentrated in the Selected Ammunition Section. This section was directed to develop improved conventional munitions, specifically concentrating its research and development effort on utilizing the concepts of clustered munitions and controlled fragmentation.1 Much of the laboratory’s work at this time involved the research and development of anti-armor munitions and the means of incorporating sensors or guidance systems into them.

On November 5, 1963, Mr. Heinemann joined the WASP Laboratory. He had no approved job description. Rather, he received his assignments and job duties from the chief of the WASP Laboratory, Mr. Frederick Saxe. Plaintiff worked directly for Mr. Saxe and within six months of arriving at the laboratory was designated “Assistant to the Chief.” On December 26, 1965, an approved job description for plaintiff’s position as a GS-13 at the WASP Laboratories finally became effective.2 That description, in pertinent part, summarized plaintiff’s job responsibilities as follows:

To serve as a scientific advisor and consultant to the Chief, Warheads and Special Projects Laboratory, responsible for furnishing expert advice and assistance in the field of physical science and engineering. To develop long and short-range plans for accomplishment of laboratory research objectives. To control and coordinate all supporting research functions in conjunction with the Selected Ammunition Program and Aircraft Weaponization Program. To conceive, screen, and formalize proposed tasks and organize these into cohesive well-integrated programs to result in substantial improvements in ammunition now being produced and leading to end item development programs in the future. To maintain liaison with research facilities to keep alert of developments in the field of munitions.

In late 1965, Mr. Heinemann conceived and developed the invention that is now the subject of this suit. He drafted an invention disclosure, entitled “Low Density Indirect Fire Weapon System,” and submitted it to the Picatinny legal office on January 7,1966. That invention disclosure described an intelligent munition system incorporating the concept of controlled fragmentation for the defeat of tanks and armored personnel carriers. Plaintiff’s disclosure described the munition system as follows:

[567]*567The approach involves a munition, which drops from the air via a retardation or drag device. It could be dropped from an aerial vehicle or ejected from a missile. The system is shown in the attached schematic drawing. It is composed of the retardation device which may be a parachute, wing or similar drag device (a), an explosive, forward firing warhead (b) and a directional sensor antenna (c) coupled to the warhead, electronics (d) and fuze (e). The drag device, coupling (f) and spin tabs (j) impart a spin and oscillation to the sensor and coupled warhead so that it oscillates through an angle, while it spins and therefore scans an area below it. The warhead is suspended at an angle (i) to the horizantal [sic] so as to cover a larger view area. A glide device such as a wing in lieu of the retardation device could permit it to cover a larger area. The warhead has a forward spray angle (k) controlled by a wave shaper (h) which is matched and directionally oriented with that of the sensor. The directional sensor can be of the passive, semi-active or active type. It responds to the signature of the target, which may be inherent to the target or induced in the target. As the munition descends, possibly glides, spins and oscillates, the sensor scans an area of land below. If it receives a proper target signature, it immediately initiates the explosive charge and a lethal spray engulfes [sic] the target.

On January 7, 1966, plaintiff executed and forwarded to the Picatinny legal office the three necessary forms for disclosing the invention now at issue.

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Related

Alexey T. Zacharin v. United States
108 F.3d 1391 (Federal Circuit, 1997)
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34 Fed. Cl. 609 (Federal Claims, 1996)
Heinemann v. Commissioner
1988 T.C. Memo. 164 (U.S. Tax Court, 1988)
Robert W. Heinemann v. The United States
796 F.2d 451 (Federal Circuit, 1986)

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Bluebook (online)
4 Cl. Ct. 564, 223 U.S.P.Q. (BNA) 282, 1984 U.S. Claims LEXIS 1475, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heinemann-v-united-states-cc-1984.