Heimbach v. Williams

136 Misc. 2d 1, 517 N.Y.S.2d 393, 1987 N.Y. Misc. LEXIS 2367
CourtNew York Supreme Court
DecidedJune 15, 1987
StatusPublished

This text of 136 Misc. 2d 1 (Heimbach v. Williams) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heimbach v. Williams, 136 Misc. 2d 1, 517 N.Y.S.2d 393, 1987 N.Y. Misc. LEXIS 2367 (N.Y. Super. Ct. 1987).

Opinion

OPINION OF THE COURT

Harold J. Hughes, J.

The petition will be granted to the extent of directing the respondents to issue a notice of complete application for a permit to expand the Orange County landfill and to publish public notice thereof, and in all other respects will be denied, without costs to any party.

The factual background and legal issues raised in this proceeding are set forth in this court’s decision of February 25, 1987. Briefly, in June of 1984, the County of Orange applied to the Department of Environmental Conservation (DEC) for a permit to continue and expand its operation of a sanitary landfill located over an aquifer. DEC mailed a notice of incomplete application which required the submission of a draft environmental impact statement (DEIS). On July 3, 1986, the county submitted a DEIS to DEC and did not receive [3]*3any notice sent within 15 calendar days that the application was incomplete. Subdivision (1) of ECL 70-0109 provides in part as follows: "(a) On or before fifteen calendar days after the receipt of an application for a permit which has been filed in a manner and in a form prescribed by the department, the department shall mail written notice to the applicant of its determination whether or not the application is complete.

"(b) if the department fails to mail written notice to an applicant of its determination whether or not an application is complete within such fifteen day calendar period, the application shall be deemed complete.”

The Commissioner’s regulations provide, in 6 NYCRR 621.5, as follows:

"(b) The department shall mail notice of its determination of completeness or incompleteness to the applicant * * *

"(2) * * * on or before 15 calendar days after receipt of the application * * *

"(f) If the department fails to mail notice of its determination of completeness or incompleteness to the applicant within the time limit specified above, the application shall be deemed complete.”

Upon receipt of the petitioner’s resubmitted permit application on July 3, 1986, DEC filled out on the timetable of its own permit application process sheet that its notice of completeness or incompleteness was due to be issued by July 18, 1986. DEC concedes that it failed to send a notice of incompleteness within that time, and did not do so until advised of the commencement of this proceeding in November of 1986.

Petitioner contends that the respondents refuse to deem his permit application complete and process it because he will not comply with Commissioner Williams’ aquifer policy, which petitioner alleges has not been properly promulgated as a rule or regulation, and because the county will not submit further hydrogeological data.

The respondents assert as an affirmative defense that subdivision (5) of ECL 8-0109 provides in pertinent part that: "An application for a permit or authorization for an action upon which a draft environmental impact statement is determined to be required shall not be complete until such draft statement has been filed and accepted by the agency as satisfactory with respect to scope, content and adequacy for purposes of paragraph 4 of this section.”

Respondents argue that the DEIS submitted in July of 1986 [4]*4was never accepted by DEC as complete and therefore the application cannot be complete. The Attorney-General took the position at oral argument that subdivision (5) of ECL 8-0109 carves out an exception to the uniform procedures set forth in ECL article 70, and in particular to the 15-day time period set forth in ECL 70-0109. The court disagrees.

Statutes should be construed in harmony rather than in conflict. The two provisions do not conflict. Subdivision (5) of ECL 8-0109 provides that an application for a permit is not complete until DEC is satisfied with the scope, content and adequacy of the DEIS, and subdivision (1) of ECL 70-0109 gives DEC 15 days to determine whether the DEIS is adequate or inadequate and to so notify the applicant.1 Such construction is in harmony with the Legislature’s finding that "It is the intent of the legislature to establish reasonable time periods for administrative agency action on permits” (ECL 70-0103 [3]). Paragraph (b) of subdivision (1) of ECL 70-0109 requires that an application be deemed complete if DEC fails to send notice of incompleteness in order to set in motion the timetable set forth in the uniform procedures and compel that the permit application continue to be processed. Any other construction would result in permit applications being held in administrative limbo, neither denied, granted, or processed, as has been the case with this application, which has been pending since 1984.

DEC is not without the means of acquiring information it deems necessary to meet its statutory burden of protecting the environment, since under subdivision (2) of ECL 70-0117, at any point in the application process, DEC may request additional data, and the failure of the applicant to respond could be determined by a court to be a rational basis for denial of the application (Matter of Atlantic Cement Co. v Williams, 129 AD2d 84).2 The subdivision specifically provides that a request for such additional information does not extend "any time period for department action contained in this article”. Thus, [5]*5DEC can obtain additional information, while still being spurred to action by the time limitations contained in the uniform procedures. If either the applicant or the Commissioner wishes to waive or extend any time period specified in the article they can do so, but only upon written request and the consent of the adversary (ECL 70-0109 [6]). The requirement of a written request and consent is to avoid the types of claims raised by the third and fourth affirmative defenses set forth in the respondents’ answer which contend that a course of conduct entered into by the petitioner caused DEC to fail to meet its 15-day statutory notice requirement and the petitioner should be estopped due to such conduct.

The second affirmative defense is that the permit application is not complete due to a failure to comply with subdivision (1) of PRHPL 14.09 which provides in pertinent part that: "Prior to an action of approval * * * of any private project by a state agency, the agency’s preservation officer shall give notice, with sufficient documentation, to and consult with the commissioner concerning the impact of the project if it appears that any aspect of the project may or will cause any change, beneficial or adverse, in the quality of any * * * archeological * * * property that is * * * determined to be eligible for listing on the state’s register by the commissioner.”

The statute places an obligation upon each State agency’s preservation officer to review project applications to determine if the project will affect a historic, architectural, archeological or cultural property listed on the national register of historic places, the State register, or eligible to be so listed, and to give prompt notice and to consult with the Commissioner of Parks, Recreation and Historic Preservation. Apparently, DEC contends that petitioner’s landfill expansion project may change an archeological property listed on the State register, and the failure of DEC’s preservation officer to give the prompt notice required by the statute is a basis for determining that petitioner’s application is incomplete.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State Division of Human Rights v. Genesee Hospital
405 N.E.2d 692 (New York Court of Appeals, 1980)
Connell v. Regan
114 A.D.2d 273 (Appellate Division of the Supreme Court of New York, 1986)
Callanan Industries, Inc. v. White
118 A.D.2d 167 (Appellate Division of the Supreme Court of New York, 1986)
Atlantic Cement Co. v. Williams
129 A.D.2d 84 (Appellate Division of the Supreme Court of New York, 1987)

Cite This Page — Counsel Stack

Bluebook (online)
136 Misc. 2d 1, 517 N.Y.S.2d 393, 1987 N.Y. Misc. LEXIS 2367, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heimbach-v-williams-nysupct-1987.