Heckler v. Mathews

465 U.S. 728, 104 S. Ct. 1387, 79 L. Ed. 2d 646, 1984 U.S. LEXIS 38, 52 U.S.L.W. 4333, 33 Empl. Prac. Dec. (CCH) 34,190, 4 Soc. Serv. Rev. 4
CourtSupreme Court of the United States
DecidedMarch 5, 1984
Docket82-1050
StatusPublished
Cited by466 cases

This text of 465 U.S. 728 (Heckler v. Mathews) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heckler v. Mathews, 465 U.S. 728, 104 S. Ct. 1387, 79 L. Ed. 2d 646, 1984 U.S. LEXIS 38, 52 U.S.L.W. 4333, 33 Empl. Prac. Dec. (CCH) 34,190, 4 Soc. Serv. Rev. 4 (1984).

Opinion

Justice Brennan

delivered the opinion of the Court.

Califano v. Goldfarb, 430 U. S. 199 (1977), held that a gender-based classification in the spousal-benefit provisions of the Social Security Act violated the right to the equal protection of the laws guaranteed by the Due Process Clause *731 of the Fifth Amendment. In this case, the United States District Court for the Northern District of Alabama held that amendments to the Act, adopted in 1977 partly in response to our decision, unjustifiably revive the gender-based classification that was invalidated in Goldfarb and therefore also violate the Fifth Amendment. App. to Juris. Statement la-9a. The Secretary of Health and Human Services appealed directly to this Court. We noted probable jurisdiction under 28 U. S. C. § 1252, 460 U. S. 1036 (1983), and now reverse.

I

A

The Social Security Act (Act) provides spousal benefits for the wives, husbands, widows, and widowers of retired and disabled wage earners. 42 U. S. C. § 402 (1976 ed. and Supp. V). Prior to December 1977, benefits were payable only to those husbands or widowers who could demonstrate dependency on their wage-earning wives for one-half of their support. Wives and widows, on the other hand, were entitled to spousal benefits without any such showing of dependency on their husbands. See former 42 U. S. C. §§ 402(b), (c)(1)(C), and (f)(1)(D). In March 1977, Califano v. Goldfarb, supra, affirmed the judgment of a three-judge District Court which held that the gender-based dependency requirement for widowers violated the equal protection component of the Due Process Clause of the Fifth Amendment. 1 Subsequently, the Court summarily affirmed two District Court decisions invalidating the dependency requirement for husbands’ benefits. Califano v. Silbowitz, 430 U. S. 924 (1977); Jablon v. Califano, 430 U. S. 924 (1977).

Following these decisions, as part of a general reform of the Social Security system, Congress repealed the dependency requirement for widowers and husbands. Social Security *732 Amendments of 1977 (1977 Amendments), §§ 334(b)(1), (d)(1), Pub. L. 95-216, 91 Stat. 1544, 1545, 42 U. S. C. §§ 402(c)(1), (f)(1) (1976 ed., Supp. V). See S. Rep. No. 95-572, pp. 88, 93 (1977). 2 It concluded, however, that elimination of the dependency test, by increasing the number of individuals entitled to spousal benefits, could create a serious fiscal problem for the Social Security trust fund. See id., at 27-28. This problem was particularly acute with respect to the large number of retired federal and state employees who would now become eligible for spousal benefits. Unlike most applicants, who must offset any dual Social Security benefits against each other, 42 U. S. C. § 402(k)(3)(A), retired civil servants could, at the time of the 1977 Amendments, receive the full amount of both the spousal benefits and the government pensions to which they were entitled. Congress estimated that payment of unreduced spousal benefits to such individuals could cost the system an estimated $190 million in 1979. S. Rep. No. 95-572, supra, at 27-28.

To avoid this fiscal drain, Congress included as part of the 1977 Amendments a “pension offset” provision that generally requires the reduction of spousal benefits by the amount of certain Federal or State Government pensions received by the Social Security applicant. 1977 Amendments, §§334 (a)(2) and (b)(2), 42 U. S. C. §§ 402(b)(4)(A) and (c)(2)(A) (1976 ed., Supp. V). Congress estimated that 90 percent of the savings that would be achieved by the pension offset provision as proposed by the Senate would be attributable to a reduction in payments to nondependent husbands and widowers who had not been entitled to any spousal benefits prior to *733 the decision in Goldfarb. See S. Rep. No. 95-572, supra, at 81. The remaining portion of the savings, however, would come from a reduction in benefits to individuals, mostly women but also dependent men, who had retired or were about to retire and who had planned their retirements in reliance on their entitlement, under pre-1977 law, to spousal benefits unreduced by government pension benefits. See ibid.; H. R. Conf. Rep. No. 95-837, p. 72 (1977); S. Conf. Rep. No. 95-612, p. 72 (1977). In order to protect the reliance interests of this group, see infra, at 742, Congress exempted from the pension offset requirement as ultimately enacted those spouses who were eligible to receive pension benefits prior to December 1982 and who would have qualified for unreduced spousal benefits under the Act “as it was in effect and being administered in January 1977.” 1977 Amendments, § 334(g)(1), note following 42 U. S. C. §402 (1976 ed., Supp. V). 3

*734 In the same subsection in which it established this 5-year grace period for individuals who qualified for spousal benefits in January 1977, Congress also included a severability clause, which provides:

“If any provision of this subsection, or the application thereof to any person or circumstance, is held invalid, the remainder of this section shall not be affected thereby, but the application of this subsection to any other persons or circumstances shall also be considered invalid.” 1977 Amendments, § 334(g)(3), note following 42 U. S. C. §402 (1976 ed., Supp. V).

The Conference Committee explained that the severability clause was enacted “so that if [the exception to the pension offset provision] is found invalid the pension-offset. . . would not be affected, and the application of the exception clause would not be broadened to include persons or circumstances that are not included within it.” H. R. Conf. Rep. No. 95-837, pp. 71-72 (1977); S. Conf. Rep. No. 95-612, pp. 71-72 (1977).

B

Appellee Robert H. Mathews (hereafter Mathews or appel-lee) retired from his job with the United States Postal Service on November 18, 1977. His wife, who had retired from her job a few months earlier, was fully insured under the *735 Social Security Act.

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Bluebook (online)
465 U.S. 728, 104 S. Ct. 1387, 79 L. Ed. 2d 646, 1984 U.S. LEXIS 38, 52 U.S.L.W. 4333, 33 Empl. Prac. Dec. (CCH) 34,190, 4 Soc. Serv. Rev. 4, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heckler-v-mathews-scotus-1984.