Haynes v. Kleinwefers

119 F.R.D. 335, 1988 U.S. Dist. LEXIS 4861, 1988 WL 20968
CourtDistrict Court, E.D. New York
DecidedFebruary 25, 1988
DocketNo. CV-87-2286 (ERK)
StatusPublished
Cited by8 cases

This text of 119 F.R.D. 335 (Haynes v. Kleinwefers) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Haynes v. Kleinwefers, 119 F.R.D. 335, 1988 U.S. Dist. LEXIS 4861, 1988 WL 20968 (E.D.N.Y. 1988).

Opinion

MEMORANDUM AND ORDER

CAROL BAGLEY AMON, United States Magistrate.

The defendant Kleinewefers GmbH (Kleinewefers) has moved to strike the discovery demands made by plaintiff Ronald Haynes (Haynes), codefendant Lembo Corporation (Lembo), and third party defendant Kalex Chemical Products, Inc. (Kalex) and seeks an order from this court directing that all discovery of the defendant proceed in accordance with the provisions of the Hague Convention on the Taking of Evidence Abroad in Civil or Commercial Matters, open for signature, March 18, 1970, 23 U.S.T. 2555, T.I.A.S. No. 7444, codified at 28 U.S.C. § 1781 note (Hague Convention). In the alternative, the defendant requests that its deposition noticed by the third party defendant Kalex be taken either in the Federal Republic of Germany or in the United States at the expense of Kalex.

For the reasons set forth herein, defendant’s request for an order directing compliance with the Hague Convention is denied. Its alternative request that the expense of its deposition in the United States be borne by Kalex is granted.1

Background

In this diversity action, plaintiff Ronald Haynes alleges that he sustained injuries using a machine in the course of his employment at Kalex. The plaintiff asserts causes of action in negligence and strict products liability against the defendants Kleinewefers and Lembo whom he alleges manufactured, sold, designed and installed the machine.

The defendant Lembo has asserted a cross claim against Kleinewefers and a third party action against Kalex for indemnification. Kleinewefers, in turn, has been granted leave by the court to assert cross-claims against Lembo and to serve a fourth party complaint on Kalex.

[337]*337The defendant Kleinewefers has served discovery requests pursuant to the Federal Rules of Civil Procedure. It contends, however, that in view of defendant’s status as a West German corporation, discovery directed to it must proceed, not under the Federal Rules, but in accordance with the provisions in the Hague Convention.

To date, plaintiff has served two separate requests for discovery on the defendant. The first demand entitled “Limited Discovery on Issue of Jurisdiction over Kleinewefers GmbH” consists of eleven questions seeking particulars, admissions and interrogatory responses pertaining to Kleinewefers’ defense of lack of jurisdiction. Plaintiff’s second discovery request entitled “Combined Discovery Demands Directed to Kleinewefers” seeks documents, information pertaining to other accidents involving the machine, insurance information, names and addresses of witnesses, plaintiff's statements and expert witness disclosure. Plaintiff has disclaimed any present intention of filing additional discovery demands.

The defendant Lembo has propounded “Limited Interrogatories to Kleinewefers Corp”. Kalex has noticed the deposition of the defendant.

Although Kleinewefers originally objected to a number of the document requests of the plaintiff as overly broad and burdensome, these disputes were resolved by plaintiff’s agreement to limit its demands. The defendant has withdrawn its objections and has agreed to locate and produce the documents subject to its application to proceed under the Hague Convention. The defendant has interposed no other substantive objections to any of the discovery demands with the exception of its contention that the parties should bear the expense of taking its deposition in the United States.

Discussion

In Societe Nationale Industrielle Aerospatiale v. United States District Court for the Southern District of Iowa, — U.S. -, 107 S.Ct. 2542, 2548-2551, 96 L.Ed.2d 461 (1987) [hereinafter Societe Nationale ], the Supreme Court held that the Hague Convention does not provide the exclusive or mandatory procedure for obtaining discovery of documents and information located within a signatory nation. The Court further declined to adopt a blanket rule that litigants must first resort to the Convention procedures, observing that:

In many situations the Letter of Request Procedure authorized by the Convention would be unduly time consuming and expensive, as well as less certain to produce needed evidence than direct use of the Federal Rules. A rule of first resort in all cases would therefore be inconsistent with the overriding interest in the “just, speedy, and inexpensive determination” of litigation in our courts. See Fed.Rule Civ.Proc. 1.

Id. 107 S.Ct. at 2555 (footnote omitted).

The Court described the convention procedures as “optional” to be employed at the election of the trial court when they will facilitate the gathering of evidence by the means authorized in the Convention. Id. at 2554.

In rejecting the argument that principles of international comity require a first resort to Hague Conventions procedures, the Court stated that each case should be evaluated on its own particular facts, sovereign interests and the likelihood that resort to those procedures would prove effective. Id. at 2556. The Court declined to articulate specific rules governing when comity concerns required recourse to the Hague Convention noting only that American Courts should:

... take care to demonstrate due respect for any special problem confronted by the foreign litigant on account of its nationality or the location of its operations, and for any sovereign interest expressed by a foreign state.

Id. at 2557.

In this case, the defendant Kleinewefers has failed to offer any cogent reasons to employ the Convention procedures in the first instance for the discovery sought to date in this case.

The document requests as narrowed by agreement of the parties as well as the [338]*338outstanding interrogatories are not burdensome or extensive nor does the defendant claim they are. Although the defendant argues that many of the documents sought may be difficult to locate since the machine was manufactured in 1962, it does not explain how this problem makes use of the Hague Convention procedures a preferable course. Moreover, the parties’ agreement to accede to defendant’s request that its deposition be taken at their expense in the United States removes a major obstacle to swift completion of discovery in this case and obviates any concern that the parties are seeking to take advantage of the defendant because of its foreign status, a concern noted in Societe Nationale as a possible factor favoring use of Convention procedures. Id. at 2557.

In contrast, if the parties are directed to seek discovery of the defendant through the Hague Convention this would delay the proceedings in a case where employing the Federal Rules should result in a speedy completion of the discovery process. One court has observed that the procedure of executing letters of request in Germany can be a very time-consuming and expensive effort. Murphy v. Reifenhauser, KG Maschinenfabrik, 101 F.R.D. 360, 361 (D.Vt.1984). Moreover, it is less than certain that after the added effort and expense, the plaintiff would be able to obtain the documents sought.

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Bluebook (online)
119 F.R.D. 335, 1988 U.S. Dist. LEXIS 4861, 1988 WL 20968, Counsel Stack Legal Research, https://law.counselstack.com/opinion/haynes-v-kleinwefers-nyed-1988.