Haugen v. Kitzhaber

306 P.3d 592, 353 Or. 715, 2013 WL 3155366, 2013 Ore. LEXIS 417
CourtOregon Supreme Court
DecidedJune 20, 2013
DocketCC 12C16560; CA A152412; SC S060761
StatusPublished
Cited by9 cases

This text of 306 P.3d 592 (Haugen v. Kitzhaber) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Haugen v. Kitzhaber, 306 P.3d 592, 353 Or. 715, 2013 WL 3155366, 2013 Ore. LEXIS 417 (Or. 2013).

Opinion

*717 BALMER, C. J.

The Governor has the power to grant clemency, including pardons, commutations, and reprieves, pursuant to Article V, section 14, of the Oregon Constitution. 1 This case requires us to determine what constitutes a reprieve under that constitutional provision. Specifically, we must decide whether a reprieve must have a stated end date, whether it may be granted only for particular purposes, and whether it must be accepted by the recipient to be effective.

After this court affirmed Gary Haugen’s aggravated murder conviction and death sentence, he decided not to pursue further appeals, and the trial court set an execution date. Governor Kitzhaber subsequently issued a reprieve pursuant to Article V, section 14, suspending Haugen’s death sentence for the duration of Kitzhaber’s service as Governor. Haugen purported to reject that grant of clemency. He sought a judgment declaring the reprieve ineffective and invalid, arguing that a reprieve must be accepted to be effective, or, alternatively, that the Governor’s action did not qualify as a reprieve. The trial court agreed that a reprieve must be accepted to be effective and accordingly ruled the Governor’s grant of clemency ineffective because Haugen had rejected it. The Governor appealed, the Court of Appeals certified the appeal to this court, and this court accepted the certification. See ORS 19.405 (procedures for certification of appeal). 2 For the reasons set forth below, we conclude that the reprieve is valid and effective. Accordingly, we reverse the judgment of the trial court.

I. FACTS AND PROCEEDINGS BELOW

The facts are undisputed. Gary Haugen has been an inmate in the Oregon State Penitentiary since 1981, when he was convicted of murder and sentenced to life in *718 prison. In 2007, while he was serving that sentence, a jury convicted Haugen of aggravated murder for the murder of a fellow inmate, and the jury sentenced Haugen to death. This court affirmed the judgment of conviction and sentence of death. State v. Haugen, 349 Or 174, 176, 243 P3d 31 (2010).

After this court affirmed Haugen’s conviction and sentence, he decided not to pursue any further appeals. Following two death warrant hearings, the trial court set an execution date of December 6, 2011. Before that date, Governor Kitzhaber issued a reprieve, which read, in part:

“WHEREAS, Oregon’s application of the death penalty is not fairly and consistently applied, and I do not believe that state-sponsored executions bring justice;
“NOW, THEREFORE, by virtue of the authority vested in me by Article V, Section 14 of the Oregon Constitution, I, John A. Kitzhaber, MD, Governor of the State of Oregon, hereby grant Gary D. Haugen a temporary reprieve of the aforementioned death sentence for the duration of my service as Governor.”

In response, Haugen sent a letter to Governor Kitzhaber purporting to reject the reprieve. He also filed a declaratory judgment action seeking a declaration that the reprieve was ineffective and invalid. In his complaint, he again purported to reject the reprieve. Haugen then alleged that the Governor’s action was beyond his constitutional authority because the reprieve did not last for a definite period of time, was not granted based on Haugen’s particular circumstances, and suspended the operation of laws based on the Governor’s moral opposition to those laws. Haugen also argued that the reprieve was ineffective because a reprieve must be accepted to be effective. The Governor responded that the reprieve was properly granted under Article V, section 14, and was effective regardless of Haugen’s purported rejection of it.

The trial court granted Haugen’s motion for judgment on the pleadings. The court first concluded that the reprieve was not required to specify a particular date when it would expire, because it was limited to the duration of Governor Kitzhaber’s service and therefore was temporary, “as is necessary to define the clemency as a reprieve.” The *719 court also reasoned that commutation of Haugen’s sentence to life in prison would be the functional equivalent of an indefinite reprieve, and the court stated that “there is no question” that the Governor possesses the power to commute a sentence to life in prison. Thus, the court determined, the reprieve was not required to have a specified end date.

In addressing Haugen’s acceptance theory, the trial court traced federal and state case law involving pardons and other acts of clemency. 3 As discussed more fully below, some federal and state cases suggest that certain acts of clemency must be accepted to be effective. Although at least one United States Supreme Court case, Biddle v. Perovich, 274 US 480, 47 S Ct 664, 71 L Ed 1161 (1927), expressly rejected that proposition in the context of the federal clemency power, the trial court determined that no Oregon case had relied on Biddle and that, following Biddle, at least one Oregon case had continued to adhere to the acceptance theory discussed in prior United States Supreme Court cases. The trial court therefore concluded that Haugen “has the right to reject Governor Kitzhaber’s reprieve, and * * * absent acceptance a reprieve is ineffective. Because [Haugen] has unequivocally rejected the reprieve, it is therefore ineffective.” Governor Kitzhaber appealed, the Court of Appeals certified the appeal to this court, and this court accepted the certification.

II. JUDICIAL REVIEW OF THE GOVERNOR’S CLEMENCY POWER

Before addressing the merits of the case, we must determine whether we have authority to decide this case, which involves the exercise of an important governmental power that the constitution entrusts to the Governor.

The “chief executive power” of the state is vested in the Governor, Or Const, Art V, § 1, and because the Governor is the head of an equal branch of government, this court must not “assume the power to question the action of the *720 executive of the state.” Putnam v. Norblad, 134 Or 433, 439, 293 P 940 (1930). Moreover, the Governor is responsible for determining the constitutionality of his actions in the first instance, and, to the extent that this court may review those actions, the court does so with that consideration in mind. See Lipscomb v. State Bd. of Higher Ed., 305 Or 472, 478-79, 753 P2d 939 (1988) (“Governors, legislators, and other public officials are responsible in the first instance for determining their constitutional duties [.]”). That principle, however, does not exempt the Governor’s actions from judicial review. See id.

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Cite This Page — Counsel Stack

Bluebook (online)
306 P.3d 592, 353 Or. 715, 2013 WL 3155366, 2013 Ore. LEXIS 417, Counsel Stack Legal Research, https://law.counselstack.com/opinion/haugen-v-kitzhaber-or-2013.