Haudrich v. Howmedica, Inc.

642 N.E.2d 206, 267 Ill. App. 3d 630, 204 Ill. Dec. 744, 1994 Ill. App. LEXIS 1415
CourtAppellate Court of Illinois
DecidedNovember 14, 1994
Docket5-92-0863
StatusPublished
Cited by14 cases

This text of 642 N.E.2d 206 (Haudrich v. Howmedica, Inc.) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Haudrich v. Howmedica, Inc., 642 N.E.2d 206, 267 Ill. App. 3d 630, 204 Ill. Dec. 744, 1994 Ill. App. LEXIS 1415 (Ill. Ct. App. 1994).

Opinion

JUSTICE CHAPMAN

delivered the opinion of the court:

In November 1985 Dr. Simmons inserted a Howmedica knee implant into Donald Haudrich and told him it should be good for approximately 10 years. Three years later the implant failed, and Dr. Simmons successfully inserted another, different type of Howmedica knee, but Donald could not return to work. Donald sued Howmedica, the manufacturer, on a product liability theory, and after a bench trial, Donald was awarded $1,686,988.70. (Donald died during this appeal, and Marilyn Haudrich has been substituted as plaintiff. Both will be referred to as plaintiff.)

The only issue we will address in this opinion is whether this product liability claim is preempted by the 1976 Medical Device Amendments to the Federal Food, Drug, and Cosmetic Act (21 U.S.C.A. § 360 et seq. (West Supp. 1994)). We conclude that there is no preemption of this claim. Neither the statute involved nor its legislative history nor the regulations promulgated under the authority of the statute support a claim of preemption under the United States Supreme Court’s consensus of rules for analyzing such claims. (Cipollone v. Liggett Group, Inc. (1992), 505 U.S. 504, 120 L. Ed. 2d 407, 112 S. Ct. 2608.) The preemption doctrine in tort cases has been raised only relatively recently. (Foote, Administrative Preemption: An Experiment in Regulatory Federalism, 70 Va. L. Rev. 1429, 1430 (1984) (Administrative Preemption).) Commentators have offered different reasons for its late arrival on the legal scene. Some have suggested that respect for federalism has protected the States’ court systems from intrusion in an area that has been recognized as a matter for local rather than Federal law since the inception of the nation. (Winokur & Robbins, Consumer Product Safety: Preemption, The Commerce Clause & State Regulatory Authority, 25 Vill. L. Rev. 232 (1979-80).) Others have suggested that parties’ concerns about federalism are pendulum-like and swing from a desire for no intrusion to a prayer for full preemption depending upon which side feels preemption will be beneficial to its position. (Administrative Preemption, 70 Va. L. Rev. at 1466.) Regardless of the reasons for the doctrine’s prepubescent involvement in the tort field, it has existed long enough for litigation with claims of preemption to reach the United States Supreme Court.

In Cipollone v. Liggett Group, Inc. (1992), 505 U.S. 504, 120 L. Ed. 2d 407, 112 S. Ct. 2608, the Supreme Court addressed the defendant’s claim of preemption, which was based on the Federal Cigarette Labeling and Advertising Act of 1965 (Act) (15 U.S.C.A. §§ 1331 through 1340 (West 1982)) and its 1969 amendments. Although Justice Stevens wrote for the plurality, a rearrangement of the three opinions serves to highlight the agreement on certain rules that are shared by all the justices.

Justices Kennedy, Souter, and Blackmun concurred in part because they agreed that the 1965 Act did not preempt tort claims against cigarette manufacturers, and they dissented in part because they concluded that its 1969 amendments also did not preempt.

Justices Scalia and Thomas also concurred in part and dissented in part. They dissented because they thought that both the 1965 Act and its 1969 amendments preempted all such tort claims, but they agreed with Justice Stevens’ relation of most of the rules for the determination of preemption claims. The Scalia-Thomas dissent disagreed with the other seven justices on only one of its stated rules:

"[T]he pre-emptive scope of the 1965 Act and the 1969 Act is governed entirely by the express language in § 5 of each Act.” (Emphasis added.) (Cipollone, 505 U.S. at 517, 120 L. Ed. 2d at 423, 112 S. Ct. at 2618.)

Therefore, on the express-language point, seven of the nine members of the Supreme Court are in agreement, and on the other rules for determining preemption, all nine are in agreement.

What then are the rules governing the resolution of preemption claims that are agreed upon by all nine members of the Court?

(1) "Consideration of issues arising under the Supremacy Clause 'start[s] with the assumption that the historic police powers of the States [are] not to be superseded *** unless that [is] the clear and manifest purpose of Congress’ ” (Emphasis added.) Cipollone, 505 U.S. at 516, 120 L. Ed. 2d at 422, 112 S. Ct. at 2617, quoting Rice v. Santa Fe Elevator Corp. (1947), 331 U.S. 218, 230, 91 L. Ed. 1447, 1459, 67 S. Ct. 1146, 1152.

(2) Perhaps a corollary to number one, but separately stated, " ' "[T]he purpose of Congress is the ultimate touchstone” ’ of preemption analysis. [Citation.]” (Emphasis added.) 505 U.S. at 516, 120 L. Ed. 2d at 422, 112 S. Ct. at 2617.

(3) There is a "presumption against the pre-emption of state police power regulations.” 505 U.S. at 518, 120 L. Ed. 2d at 424, 112 S. Ct. at 2618.

(4) Perhaps as a corollary to number three’s presumption, but separately stated, "This presumption reinforces the appropriateness of a narrow reading ***.” 505 U.S. at 518, 120 L. Ed. 2d at 424, 112 S. a. at 2618.

(5) The fact "[t]hat Congress requires a particular warning label does not automatically pre-empt a regulatory field.” 505 U.S. at 518,120 L. Ed. 2d at 424, 112 S. a. at 2618.

(6) "[T]here is no general, inherent conflict between federal preemption of state warning requirements and the continued vitality of state common-law damages actions.” 505 U.S. at 518, 120 L. Ed. 2d at 424, 112 S. Ct. at 2618.

(7) Common law damage actions can impose requirements. Cipollone, 505 U.S. at 521, 120 L. Ed. 2d at 425-26, 112 S. Ct. at 2620.

The Blackmun-Kennedy-Souter concurrence supplies an addendum to number seven, and as this addendum is neither rejected nor criticized by any of the other opinions, it is also presumably agreed upon by all nine members of the Court.

"The principles of federalism and respect for state sovereignty that underlie the Court’s reluctance to find pre-emption where Congress has not spoken directly to the issue apply with equal force where Congress has spoken, though ambiguously. In such cases, the question is not whether Congress intended to pre-empt state regulation, but to what extent. We do not, absent unambiguous evidence, infer a scope of pre-emption beyond that which clearly is mandated by Congress’ language. I therefore agree with the Court’s unwillingness to conclude that the state common-law damages claims at issue in this case are pre-empted unless such result is ' "the clear and manifest purpose of Congress.” ’ [Citation.]” (Emphasis in original.) Cipollone, 505 U.S. at 533, 120 L. Ed. 2d at 433, 112 S. Ct. at 2626 (Blackmun, J., concurring in part and dissenting in part, joined by Kennedy and Souter, JJ.).

This compilation of the rules relied upon by the Supreme Court in one of its more recent rulings on the preemption issue makes two things clear.

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Cite This Page — Counsel Stack

Bluebook (online)
642 N.E.2d 206, 267 Ill. App. 3d 630, 204 Ill. Dec. 744, 1994 Ill. App. LEXIS 1415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/haudrich-v-howmedica-inc-illappct-1994.