Hattersley v. Bollt

512 F.2d 209, 19 Fed. R. Serv. 2d 1552, 1975 U.S. App. LEXIS 16023
CourtCourt of Appeals for the Third Circuit
DecidedFebruary 19, 1975
DocketNos. 74-1043, 74-1044
StatusPublished
Cited by53 cases

This text of 512 F.2d 209 (Hattersley v. Bollt) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hattersley v. Bollt, 512 F.2d 209, 19 Fed. R. Serv. 2d 1552, 1975 U.S. App. LEXIS 16023 (3d Cir. 1975).

Opinion

OPINION OF THE COURT

VAN DUSEN, Circuit Judge.

This is an appeal from a judgment of contribution 1 entered against appellant-[212]*212third-party defendant, Lazovitz, Inc., and in favor of appellee-third-party plaintiff, Bollt. Bollt, the owner of an office building,2 joined Lazovitz, which was acting as general contractor in the renovation of Bollt’s property,3 in a personal injury action brought by Hattersley, an employee of a subcontractor to a subcontractor, and Hattersley’s wife.4 Hattersley was injured on September 30, 1970, when he fell into an elevator shaft just as the elevator was passing the floor from which he fell. The elevator was being operated by Daniel Small,5 an employee of Bollt.

Before the case was submitted to the jury, Bollt agreed to pay the Hattersleys $500,000. in damages, should the jury return a verdict for the Hattersleys. Lazovitz neither knew of this agreement nor concurred in it.

The case was submitted to the jury on special interrogatories, pursuant to F.R. Civ.P. 49(a).6 On September 18, 1973, [213]*213the jury reached a verdict in favor of the Hattersleys, finding both Bollt and Lazovitz negligent. A judgment was filed on November 26, 1973.7

213

I. Appealability of Judgment Filed November 26, 1973

Appellee Bollt contends that the judgment filed November 26, 1973, was not a final judgment appealable under 28 U.S.C. § 1291 because it “leaves some matter involved in the controversy in the District Court still open for further hearing and determination before the ultimate rights of the parties are conclusively adjudicated . . . .” Brief for Appellee at 3.8

The district court entered a “Civil Judgment” phrased in substantially the form prescribed by this court in Smith v. Whitmore, 270 F.2d 741, 746 (3d Cir. 1959).9 In accordance with the jury verdict, Lazovitz was adjudged a joint tortfeasor, liable in contribution to Bollt for any amount which Bollt should pay the Hattersleys “in excess of the sum of two hundred fifty thousand dollars.” The district court rejected Bollt’s contention that Lazovitz was liable on a contract of indemnification for any amount “over and above the amount which Lazovitz, Inc. might be required to pay by way of contribution . . . .” 208a. This judgment does not, in terms, assess the precise monetary amount owed by Lazovitz to Bollt. Moreover, it conditions Bollt’s right to payment from Lazovitz upon Bollt’s prior payment of the judgment to the Hattersleys. Nevertheless, because the judgment fixes Lazovitz’s ultimate liability and clearly establishes the parameters of that liability, it is a final, appealable order.10 The Supreme Court of the United States has emphasized that “the requirement of finality is to be given a ‘practical rather than a technical construction.’ ” Gillespie v. United States Steel, 379 U.S. 148, 152, 85 S.Ct. 308, 311, 13 L.Ed.2d 199 (1964).

Where the practical effect of a judgment or order is final and only requires a ministerial act to implement it, such judgment or order is appealable under 28 U.S.C. § 1291. Since the effect of this district court judgment settles “the primary issue then existing between the parties,” Massachusetts Casualty Ins. Co. v. Forman, 469 F.2d 259, 260 (5th Cir. 1972), and determines, the rights and equities between the parties, it is a final judgment, notwithstanding any provision [214]*214for future determination of the actual amount of recovery. Durkin v. Mason & Dixon Lines, 202 F.2d 425 (6th Cir. 1953). In Forman, supra, the court held final an order of the district court which enforced a settlement between the insurer and the insured, even though the efficacy of the order “was conditioned on surrender of the policy and delivery of the check.” 469 F.2d at 260. Durkin, supra, allowed an appeal under 28 U.S.C. § 1291 from an order which granted recovery in an amount to be later determined. And in Friedman v. Wilson Freight Forwarding Co., 3 Cir., 320 F.2d 244, 247 (1963), this court clearly implied that a Smith v. Whitmore judgment effectively determined the parties’ rights and was appealable, using, inter alia, this language:

“Steinman’s basic legal obligation of contribution had already been properly determined, subject only to the payment of money by Wilson to the plaintiff. All that followed was administration of that basic decision. In this process, different from a trial, the court could assure itself in any reasonable way that Wilson had paid the plaintiff and, therefore, that the matter was ripe for an unqualified order that Steinman reimburse Wilson. The filing of the plaintiff’s receipt and release as part of the post-judgment record was a normal and proper way of supplying the court with that assurance.
“ . . . the judgment was . at most subject to vacation upon a subsequent showing of mistake [or] misrepresentation . . . .”

The judgment now appealed from has determined the rights of the parties by adjudging Lazovitz’s status as a joint tortfeasor and Bollt’s right to contribution from Lazovitz under the procedure used in Friedman. The amount of that liability will be subject to arithmetic computation when Bollt pays more than half the judgment. For example, upon the mere filing of a praecipe evidencing full payment of the judgment, Bollt is entitled to collect from Lazovitz $250,-000.11 Where actual payment awaits only a future ministerial order, finality is not lacking. See United States v. 1,431.80 Acres of Land, 466 F.2d 820, 822 (8th Cir. 1972). Since Bollt’s claim against Lazovitz has thus been effectively established “both as to liability and as to amount,” the judgment is a final one.12 Cf. United States v. Estate of Pearce, 498 F.2d 847, 848-49 (3d Cir. 1974).

We recognize that a subsequent appeal is possible under the procedure contemplated by Friedman, supra, challenging a district court ruling on an allegation that the praecipe containing a representation of payment by the third-party plaintiff is inaccurate.13 However, we believe such appeals are unlikely and will be infrequent. Any departure from the strictest construction of “final decisions” appealable under 28 U.S.C. § 1291

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Bluebook (online)
512 F.2d 209, 19 Fed. R. Serv. 2d 1552, 1975 U.S. App. LEXIS 16023, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hattersley-v-bollt-ca3-1975.