STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss. CIVIL ACTION Docket No. CV-2022-412 ) JEFFREY HASKELL, ) ) Plaintiff, ) ) v. ) ORDER ON DEFENDANTS' ) MOTION TO DISQUALIFY ROBERT KLINE, ESQ. and KLINE ) LAW OFFICES, LLC, ) ) Defendants. ) )
Before the Court is Defendants Robert Kline, Esq. and Kline Law Offices, LLC's
("Defendants," or "Attorney Kline") Motion to Disqualify Attorney Bennett, Attorney
Bailey, and Legal-Ease, LLC P.A. ("Legal-Ease"). For the following reasons, the Court
denies the motion.
I. Background
Plaintiff Jeffrey Haskell's Complaint alleges breach of fiduciary duty, negligence
and professional negligence, intentional infliction of emotional distress, negligent
infliction of emotional distress, and violation of Maine's Unfair Trade Practices Act.
This matter arises out of Attorney Kline's representation of Mr. Haskell in a prior
action against Mr. Haskell by General Linen, his former employer, for violation of a non
competition agreement ("the Underlying Matter"). Mr. Haskell, after being laid off from
his job at General Linen, had been hired by Pratt Abbott.
Although the Underlying Matter was initially brought against Mr. Haskell, only,
Pratt Abbott was later joined. Pratt Abbott hired Attorney Kline to represent it and Mr.
Haskell in the Underlying Matter. The Underlying Matter involved a "Master
Page 1 of 5 Agreement" between General Linen and Pratt Abbott, which Mr. Haskell alleges
Attorney Kline authored.
When Mr. Haskell lost his job at Pratt Abbott, Pratt Abbott stopped paying
Attorney Kline for Mr. Haskell's representation. Mr. Haskell retained Brooke Bailey, an
attorney at Legal-Ease and Mr. Haskell's stepdaughter. Attorney Kline continued to
represent Pratt Abbott until shortly after Mr. Haskell filed a crossclaim against Pratt
Abbott, at which time Attorney Kline withdrew.
Mr. Haskell alleges that Attorney Kline failed to obtain informed consent to the
joint representation of Pratt Abbott and Mr. Haskell, failed to accurately advise Mr.
Haskell as to Pratt Abbott's agreement or obligation to pay Mr. Haskell's attorney fees,
failed to document the fee agreement, and failed to advise Mr. Haskell as to Attorney
Kline's ability to be a witness regarding the Master Agreement and Pratt Abbott's failure
to pay attorney fees. He claims his economic losses include "loss of employment and
income with Pratt [Abbott], and for a period of time loss of paid legal defense and for the
cost of legal defense." (Pl.'s Comp!. 'l[ 34.)
The Underlying Matter settled. Pratt Abbott paid Mr. Haskell's legal fees to Legal
Ease. Thereafter, Mr. Haskell filed this suit.
II. Legal Standard
In Morin v. Maine Education Association, the Law Court held:
[D]isqualification is appropriate only when the moving party produces evidence supporting two findings. First, disqualification must "serve the purposes supporting the ethical rules." A party moving to disqualify an attorney has the burden of demonstrating more than mere speculation that an ethics violation has occurred; she must establish in the record that continued representation of the nonmoving party by that party's chosen attorney results in an affirmative violation of a particular ethical rule ....
Second, we require a showing that continued representation by the attorney would result in actual prejudice to the party seeking that attorney's disqualification.
Page 2 of 5 2010 ME 36, 'l['l[ 9-10, 993 A.2d 1097 (citations omitted). Thus, to grant a motion to
disqualify, a court must find (1) an ongoing ethical violation in the attorney's continued
representation and (2) prejudice to the moving party. Id.
III. Discussion
Defendants argue that Legal-Ease's continued representation of Mr. Haskell
violates Maine Rule of Professional Conduct 3.7, which provides:
(a) A lawyer shall not act as advocate at a tribunal in which the lawyer is likely to be a necessary witness unless:
(1) the testimony relates to an uncontested issue;
(2) the testimony relates to the nature and value of legal services rendered in the case; or
(3) disqualification of the lawyer would work substantial hardship on the client.
(b) A lawyer may act as advocate in a tribunal in which another lawyer in the lawyer's firm is likely to be called as a witness unless precluded from doing so by Rule 1.7 or Rule 1.9.
Defendants assert that the Legal-Ease attorneys' testimony will be necessary to
develop Attorney Kline's defense in this case. Specifically, they expect that Attorneys
Bennett and Bailey will be necessary fact witnesses as to the litigation plan created by
Attorney Kline and implemented by Legal-Ease, Mr. Haskell's damages, and Mr.
Haskell's mental state after the transition of representation. Mr. Haskell argues that
neither Attorney Bennett nor Attorney Bailey is a "necessary" witness as to any fact in
issue.
Defendants cite Katz v. Turesky, No. CV-18-253, 2018 Me. Super. LEXIS 234, at *4-6
(Dec. 18, 2018), in which the Superior Court (Cumberland County, Mills,].) granted the
defendant's motion to disqualify Attorney Bennett as plaintiffs' counsel. Attorney
Bennett had represented the plaintiffs in three prior forcible entry and detainer actions,
Page3 of 5 which formed the basis for plaintiffs' malicious prosecution and wrongful use of civil
procedure claims, as well as other allegations in their complaint. Id. at *1-2. The court
concluded that Attorney Bennett was a necessary wih,ess regarding plaintiffs' emotional
distress and defamation claims (the malicious prosecution and wrongful use of civil
procedure claims had been dismissed). Id. at *4.
This matter is distinguishable from Katz. 1 Mr. Haskell's allegations against
Attorney Kline concern ethical breaches that allegedly occurred before Legal-Ease began
representing Mr. Haskell. Neither Attorney Bennett nor Attorney Bailey wimessed the
alleged failure to obtain informed consent or failures to advise. Attorney Bennett and
Attorney Bailey's knowledge of the litigation plan created by Attorney Kline is not likely
to be relevant to Mr. Haskell's claims-or Attorney Kline's defense thereof-as they have
been cast at this point. And the Court agrees with Mr. Haskell that other witnesses are
likely available to testify as to Mr. Haskell's emotional distress claims.
Defendants also cite several cases from other jurisdictions. These cases are not
persuasive. For example, in Penna v. Margolis, No. CV030475408S, 2004 Conn. Super.
LEXIS 289, at *5-13 (Feb. 9, 2004), the defendant in the malpractice action sought to
disqualify the plaintiff's attorney, who had represented plaintiff at the same time that the
defendant represented the plaintiff in the underlying suit. Id. at *5. Legal-Ease's
representation of Mr. Haskell did not overlap with Attorney Kline's representation.
Walsh v. Lynch, No. CV116010042, 2012 Conn. Super. LEXIS 1199 (May 3, 2012), is
more analogous. In that malpractice action, the plaintiff alleged that his original counsel
in the underlying action, the defendants in Walsh, failed to timely file a motion to
1Similarly, Legal-Ease v. Egdall, 2018 Me. Bus. & Consumer LEXIS 56, at *2, *7-13 (Nov.
Free access — add to your briefcase to read the full text and ask questions with AI
STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss. CIVIL ACTION Docket No. CV-2022-412 ) JEFFREY HASKELL, ) ) Plaintiff, ) ) v. ) ORDER ON DEFENDANTS' ) MOTION TO DISQUALIFY ROBERT KLINE, ESQ. and KLINE ) LAW OFFICES, LLC, ) ) Defendants. ) )
Before the Court is Defendants Robert Kline, Esq. and Kline Law Offices, LLC's
("Defendants," or "Attorney Kline") Motion to Disqualify Attorney Bennett, Attorney
Bailey, and Legal-Ease, LLC P.A. ("Legal-Ease"). For the following reasons, the Court
denies the motion.
I. Background
Plaintiff Jeffrey Haskell's Complaint alleges breach of fiduciary duty, negligence
and professional negligence, intentional infliction of emotional distress, negligent
infliction of emotional distress, and violation of Maine's Unfair Trade Practices Act.
This matter arises out of Attorney Kline's representation of Mr. Haskell in a prior
action against Mr. Haskell by General Linen, his former employer, for violation of a non
competition agreement ("the Underlying Matter"). Mr. Haskell, after being laid off from
his job at General Linen, had been hired by Pratt Abbott.
Although the Underlying Matter was initially brought against Mr. Haskell, only,
Pratt Abbott was later joined. Pratt Abbott hired Attorney Kline to represent it and Mr.
Haskell in the Underlying Matter. The Underlying Matter involved a "Master
Page 1 of 5 Agreement" between General Linen and Pratt Abbott, which Mr. Haskell alleges
Attorney Kline authored.
When Mr. Haskell lost his job at Pratt Abbott, Pratt Abbott stopped paying
Attorney Kline for Mr. Haskell's representation. Mr. Haskell retained Brooke Bailey, an
attorney at Legal-Ease and Mr. Haskell's stepdaughter. Attorney Kline continued to
represent Pratt Abbott until shortly after Mr. Haskell filed a crossclaim against Pratt
Abbott, at which time Attorney Kline withdrew.
Mr. Haskell alleges that Attorney Kline failed to obtain informed consent to the
joint representation of Pratt Abbott and Mr. Haskell, failed to accurately advise Mr.
Haskell as to Pratt Abbott's agreement or obligation to pay Mr. Haskell's attorney fees,
failed to document the fee agreement, and failed to advise Mr. Haskell as to Attorney
Kline's ability to be a witness regarding the Master Agreement and Pratt Abbott's failure
to pay attorney fees. He claims his economic losses include "loss of employment and
income with Pratt [Abbott], and for a period of time loss of paid legal defense and for the
cost of legal defense." (Pl.'s Comp!. 'l[ 34.)
The Underlying Matter settled. Pratt Abbott paid Mr. Haskell's legal fees to Legal
Ease. Thereafter, Mr. Haskell filed this suit.
II. Legal Standard
In Morin v. Maine Education Association, the Law Court held:
[D]isqualification is appropriate only when the moving party produces evidence supporting two findings. First, disqualification must "serve the purposes supporting the ethical rules." A party moving to disqualify an attorney has the burden of demonstrating more than mere speculation that an ethics violation has occurred; she must establish in the record that continued representation of the nonmoving party by that party's chosen attorney results in an affirmative violation of a particular ethical rule ....
Second, we require a showing that continued representation by the attorney would result in actual prejudice to the party seeking that attorney's disqualification.
Page 2 of 5 2010 ME 36, 'l['l[ 9-10, 993 A.2d 1097 (citations omitted). Thus, to grant a motion to
disqualify, a court must find (1) an ongoing ethical violation in the attorney's continued
representation and (2) prejudice to the moving party. Id.
III. Discussion
Defendants argue that Legal-Ease's continued representation of Mr. Haskell
violates Maine Rule of Professional Conduct 3.7, which provides:
(a) A lawyer shall not act as advocate at a tribunal in which the lawyer is likely to be a necessary witness unless:
(1) the testimony relates to an uncontested issue;
(2) the testimony relates to the nature and value of legal services rendered in the case; or
(3) disqualification of the lawyer would work substantial hardship on the client.
(b) A lawyer may act as advocate in a tribunal in which another lawyer in the lawyer's firm is likely to be called as a witness unless precluded from doing so by Rule 1.7 or Rule 1.9.
Defendants assert that the Legal-Ease attorneys' testimony will be necessary to
develop Attorney Kline's defense in this case. Specifically, they expect that Attorneys
Bennett and Bailey will be necessary fact witnesses as to the litigation plan created by
Attorney Kline and implemented by Legal-Ease, Mr. Haskell's damages, and Mr.
Haskell's mental state after the transition of representation. Mr. Haskell argues that
neither Attorney Bennett nor Attorney Bailey is a "necessary" witness as to any fact in
issue.
Defendants cite Katz v. Turesky, No. CV-18-253, 2018 Me. Super. LEXIS 234, at *4-6
(Dec. 18, 2018), in which the Superior Court (Cumberland County, Mills,].) granted the
defendant's motion to disqualify Attorney Bennett as plaintiffs' counsel. Attorney
Bennett had represented the plaintiffs in three prior forcible entry and detainer actions,
Page3 of 5 which formed the basis for plaintiffs' malicious prosecution and wrongful use of civil
procedure claims, as well as other allegations in their complaint. Id. at *1-2. The court
concluded that Attorney Bennett was a necessary wih,ess regarding plaintiffs' emotional
distress and defamation claims (the malicious prosecution and wrongful use of civil
procedure claims had been dismissed). Id. at *4.
This matter is distinguishable from Katz. 1 Mr. Haskell's allegations against
Attorney Kline concern ethical breaches that allegedly occurred before Legal-Ease began
representing Mr. Haskell. Neither Attorney Bennett nor Attorney Bailey wimessed the
alleged failure to obtain informed consent or failures to advise. Attorney Bennett and
Attorney Bailey's knowledge of the litigation plan created by Attorney Kline is not likely
to be relevant to Mr. Haskell's claims-or Attorney Kline's defense thereof-as they have
been cast at this point. And the Court agrees with Mr. Haskell that other witnesses are
likely available to testify as to Mr. Haskell's emotional distress claims.
Defendants also cite several cases from other jurisdictions. These cases are not
persuasive. For example, in Penna v. Margolis, No. CV030475408S, 2004 Conn. Super.
LEXIS 289, at *5-13 (Feb. 9, 2004), the defendant in the malpractice action sought to
disqualify the plaintiff's attorney, who had represented plaintiff at the same time that the
defendant represented the plaintiff in the underlying suit. Id. at *5. Legal-Ease's
representation of Mr. Haskell did not overlap with Attorney Kline's representation.
Walsh v. Lynch, No. CV116010042, 2012 Conn. Super. LEXIS 1199 (May 3, 2012), is
more analogous. In that malpractice action, the plaintiff alleged that his original counsel
in the underlying action, the defendants in Walsh, failed to timely file a motion to
1Similarly, Legal-Ease v. Egdall, 2018 Me. Bus. & Consumer LEXIS 56, at *2, *7-13 (Nov. 13, 2018) in which the court (Duddy, J.) ruled that Attorney Be1mett was a necessary witness regarding Legal-Ease's claims, is obviously distinguishable.
Page 4 of 5 substitute upon the death of the defendant. Id. at *1-3. The plaintiff claimed that he, with
the assistance of successor counsel, had settled the underlying action for less than he
otherwise would have because opposing counsel had threatened to bring a motion for a
directed verdict due to the untimely motion to substitute. Id. The court ruled that the
plaintiff's attorney was a necessary witness in the malpractice action because the
plaintiff's attorney had represented the plaintiff in the settlement negotiations. Id. at *10
12. Again, however, this matter is distinguishable. Mr. Haskell does not allege that a
deficiency in Attorney Kline's performance affected settlement negotiations.
Defendants have not demonstrated that Legal-Ease's representation of Mr. Haskell
violates Rule 3.7. Accordingly, the Court need not proceed to the second prong of the
analysis. The Court acknowledges, however, that it is possible that Attorney Bem1ett or
Attorney Bailey could become a necessary witness on the issue of damages as the case
progresses. Because circumstances may arise that will alter the analysis, the denial of the
present motion will be without prejudice to its renewal.
IV. Conclusion
For the foregoing reasons, the Court will not disqualify Attorney Bennett,
Attorney Bailey, or Legal-Ease at this time.
The entry is:
Defendants' Motion to Disqualify is DENIED without prejudice.
The Clerk is directed to incorporate this Order into the docket by reference
pursuant to Maine Rule of Civil Procedure 79(a).
; <~/ (?'\ /' Dated: --....L,,....!..,....L,~>"-/,....!..,---- MaryGap Kennedy, Justice Maine,,S'uperior Court
Page 5 of 5