Harvey v. Horan

Court of Appeals for the Fourth Circuit·Decided January 23, 2002·No. 01-6703·Published

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

JAMES HARVEY,  Plaintiff-Appellee, v.

ROBERT F. HORAN, JR., Commonwealth’s Attorney, County of Fairfax,  No. 01-6703

Defendant-Appellant.

JENNIFER THOMPSON; KAREN R. POMER; JERI ELSTER, Amici Curiae.

Appeal from the United States District Court for the Eastern District of Virginia, at Alexandria.

Albert V. Bryan, Jr., Senior District Judge.

(CA-00-1123-A)

Argued: September 26, 2001

Decided: January 23, 2002

Before WILKINSON, Chief Judge, and NIEMEYER and KING, Circuit Judges.

Reversed and remanded by published opinion. Chief Judge Wilkinson wrote the opinion, in which Judge Niemeyer joined. Judge King wrote an opinion concurring in part and concurring in the judgment.

COUNSEL

ARGUED: Jack L. Gould, Fairfax, Virginia, for Appellant. Peter J. Neufeld, THE INNOCENCE PROJECT, New York, New York, for 2 HARVEY v. HORAN Appellee. ON BRIEF: Barry C. Scheck, THE INNOCENCE PROJ- ECT, New York, New York; Lisa B. Kemler, ZWERLING & KEM- LER, P.C., Alexandria, Virginia, for Appellee. John D. Cline, FREEDMAN, BOYD, DANIELS, HOLLANDER, GOLDBERG & CLINE, P.A., Albuquerque, New Mexico, for Amici Curiae.

OPINION

WILKINSON, Chief Judge:

James Harvey, a Virginia prisoner, seeks a constitutional right of access to DNA evidence under 42 U.S.C. § 1983. The district court found that Harvey had a due process right of access to the DNA evidence and a right to conduct testing upon the evidence using technology that was unavailable at the time of his trial and at the time his conviction became final. The district court also concluded that Harvey ’s claim was not in effect a petition for a writ of habeas corpus. We disagree. Because substantively Harvey fails to state a claim under § 1983, and because procedurally his claim amounts to a successive petition for a writ of habeas corpus brought without leave of court, we reverse the judgment of the district court and remand the case with directions to dismiss it.

I.

On April 30, 1990, James Harvey was convicted of rape and forcible sodomy by a jury in Fairfax County Circuit Court. He was sentenced to consecutive terms of twenty-five years for the rape and fifteen years for the forcible sodomy. Harvey did not appeal his conviction but did file a state petition for a writ of habeas corpus which was rejected by the Virginia Supreme Court in 1993.

Conventional serology testing on the items recovered from the rape kit revealed the presence of spermatozoa on the victim’s mouth smear, vaginal smear, and thigh smear, as well as in two swab samples and on the victim’s pantyhose. Neither Harvey nor his co- defendant, who was also convicted, could be excluded as a result of the Restriction Fragment Length Polymorphism ("RFLP") DNA test-

HARVEY v. HORAN 3 ing available at the time of the trial. And there was other substantial evidence of Harvey’s guilt. For example, Harvey’s co-defendant testified that Harvey instigated the attack and that Harvey admitted he did not ejaculate while raping the victim. The victim heard one perpetrator call the other "Harv." Another prosecution witness, Curtis Ivy, told the police that Harvey confessed his involvement in the attack. Ivy testified that Harvey owned the maroon shirt identified as belonging to one of the assailants and that Harvey wore the shirt on the date of the attack. Harvey also threatened Ivy shortly before his trial, further suggesting Harvey’s guilt.

On February 25, 1994, Harvey filed an action in federal district court against the Governor of Virginia pursuant to 42 U.S.C. § 1983. Harvey alleged that the state’s failure to retest the biological evidence in his case violated his rights under the Due Process Clause. The district court ruled that Harvey’s claim for additional DNA testing had to be refiled as a petition for a writ of habeas corpus under 28 U.S.C. § 2254. On July 25, 1995, the district court dismissed Harvey’s petition . The court found that Harvey had failed to exhaust state remedies and had failed to raise his claim for DNA testing in his state petition for habeas corpus. Therefore, the district court concluded that any attempt by Harvey to raise his claim would be barred by Va. Code § 8.01-654(B)(2) and that Harvey’s claim was procedurally defaulted. Because Harvey had not shown cause for his default in the state courts or prejudice resulting therefrom, the district court concluded that Harvey’s claim had to be dismissed. Harvey did not appeal the district court’s ruling.

In 1996, the Innocence Project contacted the Virginia Division of Forensic Science on Harvey’s behalf in an attempt to obtain the biological evidence at issue for Short Term Repeat ("STR") DNA testing. STR DNA testing was unavailable at Harvey’s trial and at the time his conviction became final. The Division of Forensic Science recommended that the evidence be requested from the Fairfax County Commonwealth ’s Attorney’s office. In February 1998 and July 1999, the Innocence Project requested the biological evidence from the Commonwealth ’s Attorney.

In October 1999, an Assistant Commonwealth’s Attorney denied Harvey’s request for access to the evidence. The attorney stated that 4 HARVEY v. HORAN even if Harvey was excluded as a contributor of the genetic material, it would not prove his innocence because the victim had stated that only one perpetrator had ejaculated. The attorney concluded that post- conviction DNA testing was not warranted because there was no reasonable likelihood that it would establish Harvey’s innocence.

Harvey then filed this action in the district court pursuant to 42 U.S.C. § 1983. Harvey alleged, inter alia, that Commonwealth’s Attorney Robert Horan had deprived him of a due process right of access to the DNA evidence. Harvey stated that at trial, the prosecution identified him as the first assailant. The victim testified that the first assailant was the only one who orally sodomized her. And the victim was unsure whether the first assailant had ejaculated. Therefore , Harvey argued that if the STR DNA test showed that he was not the source of sperm on the victim’s mouth smear, or if it showed two genetic profiles other than his on the victim’s vaginal swabs or pantyhose , the test would provide a basis for Harvey to prove his innocence .

The district court found Harvey’s arguments persuasive, holding that he had a due process right of access to the DNA evidence under Brady v. Maryland, 373 U.S. 83 (1963), and a right to conduct DNA testing on the biological evidence using the new STR technology. The court also concluded that Harvey’s claim was not in effect a petition for a writ of habeas corpus because Harvey was not seeking immediate release from prison or challenging his conviction. See Harvey v. Horan, 119 F. Supp. 2d 581 (E.D. Va. 2000); Harvey v. Horan, No. Civ.A. 00-1123-A, 2001 WL 419142 (E.D. Va. Apr. 16, 2001). Commonwealth ’s Attorney Horan appeals.

II.

Commonwealth’s Attorney Horan contends both that § 1983 is not an appropriate vehicle for Harvey’s action and that procedural flaws require dismissal of Harvey’s claim because it is in reality a successive petition for a writ of habeas corpus brought without leave of court. Harvey responds that his fundamental right to prove his innocence by retesting the DNA evidence in his case is protected by the Due Process Clause and that § 1983 is an appropriate avenue to vindicate his claim.

HARVEY v. HORAN 5 While we agree with Harvey that the question of guilt or innocence lies at the heart of the criminal justice system, we also believe that the proper process for raising violations of constitutional rights in criminal proceedings cannot be abandoned. Because the substance of a claim cannot be severed from the proper manner of presenting it, we find Harvey’s § 1983 action to be deficient.

A.

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