Harvey v. Commissioner

1983 T.C. Memo. 599, 46 T.C.M. 1532, 1983 Tax Ct. Memo LEXIS 195
Procedural entryThis page is a short order in Harvey v. Commissioner. Read the opinion of the Court — 52 T.C.M. 207
United States Tax Court·Decided September 26, 1983·No. Docket No. 5425-82·Unpublished

Opinion

JAMES F. HARVEY, Petitioner v. COMMISSIONER OF INTERNAL REVENUE Respondent
Harvey v. Commissioner
Docket No. 5425-82
United States Tax Court
T.C. Memo 1983-599; 1983 Tax Ct. Memo LEXIS 195; 46 T.C.M. (CCH) 1532; T.C.M. (RIA) 83599;
September 26, 1983.
Laurence J. Pino, for the petitioner.
John F. Driscoll, and Willie Fortenberry, for the respondent.

WILBUR

MEMORANDUM FINDINGS OF FACT AND OPINION

WILBUR, Judge: Respondent determined that petitioner James F. Harvey was liable for a deficiency of $8,283.95 and for additions to tax under section 6653(a) 1 ($414.19) and section 6651(a)(1) ($202.65), in his 1980 Federal income*196 tax. By amended answer respondent asserted that petitioner was liable for the addition to tax for fraud under section 6653(b), rather than for negligence as he had originally asserted. The correct addition to tax, he claims, is $4,141.98. The only issue remaining for our decision is whether petitioner is liable for fraud. 2

FINDINGS OF FACT

Some of the facts have been stipulated and are so found. The stipulation and attached exhibits are incorporated by this reference.

Petitioner James F. Harvey lived in Plant City, Florida when the return and petition in this case were filed. He was employed by Southeastern Construction and Maintenance, Inc. during 1980, and received wages of $31,731.72 in exchange for his labor. A Form W-4 filed for that year claimed 10 allowances for purposes of Federal withholding.

*197 Petitioner filed returns and paid taxes in 1974, 1975, 1976, 1977, and 1978. On April 15, 1980, he filed a return for taxable year 1979 showing gross income of $18,324, and a tax liability of $2,898. On January 9, 1981, Mr. Harvey filed an amended return showing total income of zero. The form stated that he was entitled to a refund of $4,016.53.

On May 4, 1981, petitioner submitted a Form 1040A to respondent on which he stated that his gross income in 1980 was zero. The W-2 form attached to the return was marked "incorrect." Petitioner also attached a copy of a letter sent to his employer entitled "Request for Corrected Form W-2." This "notice" stated that (a) the amounts shown on the Form W-2 did not properly reflect amounts includable in gross income; (b) that the amount shown in box 10 should be corrected to comply with sections 71 through 84 of the Internal Revenue Code; (c) that the amount shown in box 13 should be corrected to show the proper amount of FICA wages includable in gross income; and (d) that the amount of FICA wages erroneously withheld should be returned to J. F. Harvey.

OPINION

Petitioner James F. Harvey failed to file an adequate return in 1980, filed*198 a W-4 form claiming excessive withholding allowances, and requested that his employer send him a "correct" W-2 wage and withholding statement. Respondent contends that these actions constitute fraud, and says that petitioner is liable for the addition to tax under section 6653(b). We agree.

The existence of fraud is to be determined from consideration of all the facts and circumstances. Stratton v. Commissioner,54 T.C. 255, 284 (1970). Respondent bears the burden of proof, and must show clear and convincing evidence of each element of fraud. Section 7454(a); Rule 142(b), Tax Court Rules of Practice and Procedure; Stratton v. Commissioner,supra.He must show that the taxpayer intended to commit fraud, which has been described as an "intentional wrong-doing * * * motivated by a specific purpose to evade a tax known or believed to be owing." Stoltzfus v. United States,398 F.2d 1002, 1004 (3d Cir. 1968); Webb v. Commissioner,394 F.2d 366 (5th Cir. 1968). The elements to be shown are (1) an underpayment of tax, and (2) that some part of this underpayment was due to fraud. Plunkett v. Commissioner,465 F.2d 299, 303 (7th Cir. 1972).*199 This Court has found that petitioner is liable for the asserted deficiencies, thus we need only determine whether any part of such underpayment was due to fraud.

We believe that the submission of a W-4 form claiming excessive exemptions, and the filing a return showing gross income of zero constitutes evidence of fraudulent intent. Petitioner had paid taxes in prior years, and must have known that he, like all other citizens, was required to pay Federal income tax.

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Harvey v. Commissioner, 1983 T.C. Memo. 599, 46 T.C.M. 1532, 1983 Tax Ct. Memo LEXIS 195 (tax 1983).

1983 T.C. Memo. 599 (Harvey v. Commissioner) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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