Hartzell Industries, Inc. v. McCauley Industrial Corporation

304 F.2d 481, 134 U.S.P.Q. (BNA) 275, 1962 U.S. App. LEXIS 4689
CourtCourt of Appeals for the Sixth Circuit
DecidedJune 26, 1962
Docket14554
StatusPublished
Cited by6 cases

This text of 304 F.2d 481 (Hartzell Industries, Inc. v. McCauley Industrial Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hartzell Industries, Inc. v. McCauley Industrial Corporation, 304 F.2d 481, 134 U.S.P.Q. (BNA) 275, 1962 U.S. App. LEXIS 4689 (6th Cir. 1962).

Opinion

O'SULLIVAN, Circuit Judge.

In its complaint in the District Court, plaintiff-appellant, Hartzell Industries, Inc., charged defendant-appellee, Mc-Cauley Industrial Corporation, with infringement of claims 1, 2, 8 and 9 of plaintiff’s reissue patent No. 24,530. Defendant’s motion for a summary judgment dismissing plaintiff’s complaint as *482 to claims 8 and 9 was granted. This appeal followed.

The device involved is described as a full-feathering propeller used on airplanes to aid flight control. Plaintiff’s assignor, the inventor, David Bierman, applied for a patent for such device on November 6, 1952, and a patent therefor was issued on November 8, 1955 (Patent No. 2,722,985). Application for reissue of such patent was made January 11, 1956 (approximately two months after the issuance of the original patent). The reissue patent (Re. 24,530) was issued on September 2, 1958. Reissue patent No. 24,530 sets forth nine claims. Claims 1 to 6 are identical with claims of the original patent, but claims 7 to 9 are not.

Commencing in August, 1952, (approximately three months prior to application for the original patent) and continuing thereafter, plaintiff has sold full-feathering propellers made according to the teachings of reissue patent No. 24,-530. The contention of defendant's motion for summary judgment is that inasmuch as claims 8 and 9 of the reissue patent are not identical with claims in the original patent, and inasmuch as the invention described by them had been in public use (through plaintiff’s sale of the patented propeller) for more than a year prior to January 11, 1956, (the date of the application for the reissue patent) the reissue patent is invalid as to claims 8 and 9. This is so, defendant argues, because § 102(b), Title 35 U.S.C.A., forbids issuance of a patent for an invention if such invention was “patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of the application for patent in the United States * * Defendant says that although § 102(b) by its own terms relates to original applications for patents, it is now applicable to reissue patents because of the language in § 251, Title 35, U.S.C.A. (relating to reissue patents) which provides that “the provisions of this title relating to applications for patent shall be applicable to applications for reissue of a patent * *

Defendant’s motion for summary judgment was based upon the factual averments of the complaint, plaintiff’s answers to interrogatories and an affidavit of defendant's counsel. There is nothing in such material from which it can be said or inferred with factual certainty that the reissued patent described anything more than the invention disclosed in the original patent or that new matter was introduced into the application for reissue. We emphasize these observations because we consider them critical to the decision we must make. The averments of defendant’s motion say no more than that claims 8 and 9 of the reissue patent are not identical with claims of the original patent and that such claims 8 and 9 “are obviously different from and broader in scope than the original claims 1 and 2” (counsel’s affidavit). Such averments do not establish, beyond factual dispute, that claims 8 and 9 of the reissued patent are not comprehended by the invention disclosed in the original patent or that they introduce new matter constituting a new invention.

For support of its motion for summary judgment, the defendant, as did the District Judge in granting it, placed primary reliance on the case of Crane Packing Co. v. Spitfire Tool & Machine Co., 276 F.2d 271 (CA 7, 1960) cert. denied, 363 U.S. 820, 80 S.Ct. 1259, 4 L.Ed.2d 1517. The announcement of this decision excited the patent bar. It was, by some, construed as holding that if a reissue patent contained claims not identical with those of the original patent, or to any extent broadened them, it would be invalid if the patented device had been patented or in public use more than a year prior to the application for the reissue patent. A reading of the District Court’s opinion in this case suggests that he gave the Spitfire decision such meaning. In discussing § 252 of Title 35 U.S.C.A., which provides that “every reissued patent shall have the same ef- *483 feet and operation in law, on the trial of actions for causes thereafter arising, as if the same had been originally granted in such amended form * * * ” the District Judge’s opinion says:

"However, in the opinion of this Court the quoted language of § 252 merely means that an inventor does not lose any of the protection of his original patent where the claims are identical as his protection of the original claims dates back to the date of the original patent, and his protection under claims not identical to those in the original patent runs from the date of the reissue.” (Emphasis provided)

To the extent it could be construed as announcing law which would invalidate a large percentage of recently reissued patents, the Spitfire case was repudiated by some members of an en banc panel of the 7th Circuit which heard and decided the case of Union Asbestos & Rubber Co. v. Paltier Corporation, 298 F.2d 48 (CA 7, 1962), cert. denied 82 S.Ct. 1031. Likewise, the Patent Office Board of Appeals in Ex parte Strassburger, 127 U.S.P.Q. 417, refused to follow Spitfire if such decision was to be read as holding that a reissue patent could not validly issue if the application therefor was made more than one year later than the date of the original patent.

Defendant here, supported by Spitfire and the concurring opinion of Judge Castle in Union Asbestos & Rubber Co. v. Paltier Corporation, supra, contends that the language in § 251 (relating to reissue patent) which reads, “The provisions of this title relating to applications for patent shall be applicable to applications for reissue of a patent * * ” makes § 102(b) (relating to patentability of inventions) applicable to reissue patents. The majority opinion in the Paltier Corporation case holds to the contrary. The decision of whether or not a summary judgment should have been entered here does not require us to agree or disagree with one or the other of the opposing contentions in such regard.

We hold that the mere fact that claims 8 and 9 of reissue patent No. 24,-530 are not identical with the claims of the original patent and are broader in scope does not destroy their validity as parts of the reissued patent. The early decision of Grant v. Raymond, 6 Pet. (31 U.S.) 218, 8 L.Ed. 376 (1832) held that a reissued patent which does not claim an invention not disclosed in the original, protects the patentee from the date of the original patent Chief Justice Marshall there said:

"But the new patent, (.reissue patent) and the proceedings on which it issues, have relation to the original transaction.

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304 F.2d 481, 134 U.S.P.Q. (BNA) 275, 1962 U.S. App. LEXIS 4689, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hartzell-industries-inc-v-mccauley-industrial-corporation-ca6-1962.