Hartnett v. Stack

607 N.E.2d 703, 241 Ill. App. 3d 157, 180 Ill. Dec. 634, 1993 Ill. App. LEXIS 108
CourtAppellate Court of Illinois
DecidedFebruary 2, 1993
Docket2-92-0208
StatusPublished
Cited by56 cases

This text of 607 N.E.2d 703 (Hartnett v. Stack) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hartnett v. Stack, 607 N.E.2d 703, 241 Ill. App. 3d 157, 180 Ill. Dec. 634, 1993 Ill. App. LEXIS 108 (Ill. Ct. App. 1993).

Opinion

JUSTICE UNVERZAGT

delivered the opinion of the court:

Defendant, James Stack, appeals from a Du Page County circuit court order striking defendant’s answer and affirmative defense and entering judgment against defendant and in favor of plaintiff, Patricia Hartnett. Defendant and defendant’s attorney, Robert E. Cleveland, also appeal from the circuit court’s entry of a judgment against them jointly and severally for plaintiff’s attorney fees and costs relating to discovery. The appeal presents us with four issues: (1) whether the trial court erred when it denied defendant’s petition for a change of venue; (2) whether the circuit court’s presiding judge of the law division erred when he assigned defendant’s case for a hearing on defendant’s motion for change of venue for cause; (3) whether the circuit court erred when it denied defendant’s motion for change of venue for cause; and (4) whether the trial court erred when it imposed sanctions and entered judgments based on the sanctions against defendant and defendant’s attorney for discovery violations.

After filing the appeal, defendant’s attorney, Robert E. Cleveland, received a copy of a letter from plaintiff dated June 26, 1992. The letter indicated that plaintiff would not file an appeal brief. Based on the letter, on July 13, 1992, attorney Cleveland filed a motion with this court for sanctions and other relief. The court ordered the motion to be taken with the case. We turn first to this preliminary question.

In their motion, defendant and his attorney, Cleveland, charge that plaintiff and her attorneys violated Supreme Court Rule 375 (134 Ill. 2d R. 375) and should therefore be sanctioned. Defendant and attorney Cleveland contend that plaintiff’s June 26, 1992, letter indicating that plaintiff would not file a brief shows that plaintiff “and her attorneys have further aided and abetted their game plan to embarrass, harass and wrongfully collect money from appellants herein *** wherein they state that they are not going to file a Breief [sic] herein.” The motion asserts that plaintiff’s filing of an appearance for the appeal without also filing a brief and “their actions in this cause are clearly frivolous and sanctionable.” In an attached affidavit, Cleveland, as defendant’s attorney and as attorney pro se, argues that plaintiff’s failure to file a brief in the appeal shows that plaintiff never intended to resist the appeal but filed an appearance only to delay reversal of the trial court judgment. The affidavit concludes that plaintiff’s action in not filing an appeal brief warrants sanctions under Rule 375.

Supreme Court Rule 375 provides, in relevant part:

“If, after consideration of an appeal, it is determined that the appeal itself is frivolous, or that an appeal was not taken in good faith, for an improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation, or the manner of prosecuting the appeal is for such purpose, an appropriate sanction may be imposed upon any party or the attorney or attorneys of the party or parties. An appeal will be deemed frivolous where it is not reasonably well grounded in fact and not warranted by existing law or a good-faith argument for the extension, modification, or reversal of existing law. An appeal will be deemed to have been taken or prosecuted for an improper purpose where the primary purpose of the appeal is to delay, harass, or cause needless expense.” 134 Ill. 2d R. 375(b).

It is clear from the plain language of Rule 375 that the rule applies to frivolous appeals or appeals deemed to have been taken or prosecuted in bad faith or for an improper purpose. The primary thrust of Rule 375, then, is aimed at appellants who file a frivolous appeal, file an appeal in bad faith, or file an appeal for an improper purpose. (See Kennedy v. Miller (1990), 197 Ill. App. 3d 785, 788.) The question before us is whether an appellee’s failure to file an appeal brief can constitute a violation of Rule 375 and subject such an appellee to sanctions under Rule 375.

Our supreme court indirectly answered this question when it stated that the only provision in the supreme court rules imposing a sanction for failure to file an appeal brief limits the sanction to prohibiting the nonfiling party from presenting an oral argument. First Capitol Mortgage Corp. v. Talandis Construction Corp. (1976), 63 Ill. 2d 128,130.

Here, defendant charges that plaintiff-appellee’s failure to file a brief is sufficient reason to impose sanctions under Rule 375. We disagree. Based on the plain language of the rule and our supreme court’s decision limiting sanctions for not filing briefs, we conclude that Rule 375 sanctions are not warranted where an appellee merely does not file a brief. Accordingly, the motion by defendant and attorney Cleveland for sanctions and other relief is denied.

The record on appeal discloses the following. On April 29, 1991, plaintiff brought an action in Du Page County circuit court against defendant to recover the principal and interest accrued on two allegedly overdue promissory notes signed by defendant with plaintiff as payee. Each note was for a period of one year. The first note was dated March 24, 1987, and was in the amount of $15,000 with interest at 10% per annum after that date until paid. The second note was dated April 19, 1989, in the amount of $5,000 with interest at 10% per annum after that date until paid. Plaintiff’s complaint claimed the total amount owed by defendant on the notes through May 1, 1991, was $26,393.49. The complaint claimed that defendant owed plaintiff $20,000 total principal plus $6,393.49 total interest on the notes. The complaint also sought $5.48-per-day additional interest after May 1, 1991.

On May 16, 1991, a process server in New York personally served defendant with a summons and a copy of the complaint. The service was performed at the address in Oneida, New York, where defendant was believed to reside.

On June 25, 1991, defendant filed a motion to strike the complaint on the ground that the complaint showed a discrepancy of almost $3,000 in favor of plaintiff between the amount defendant allegedly owed as of February 25, 1991, and as of April 29, 1991. Defendant’s motion noted that plaintiff’s February 25, 1991, written demand to defendant for payment of the notes calculated that the total amount due as of February 22, 1991, was $23,896.86, nearly $3,000 less than the total amount claimed due in the complaint as of May 1, 1991.

On July 8, 1991, the court held a hearing on plaintiff’s motion for default and defendant’s motion to strike the complaint. The court agreed with defendant in terms of the discrepancy and ordered plaintiff’s complaint amended to reflect the amount shown in the written demand for a total of $23,896.86, plus $5.48 per day in interest after February 22, 1991. The court also ordered defendant to answer or otherwise respond to the amended complaint on or before July 29, 1991, and set a status date of October 7,1991.

On August 2, 1991, defendant filed a motion to extend time to respond. The motion indicated that defendant’s attorney attempted to contact defendant to prepare a response, but that defendant’s wife had informed defendant’s attorney that on the advice of defendant’s doctor defendant could not talk on the phone because defendant was terminally ill.

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Cite This Page — Counsel Stack

Bluebook (online)
607 N.E.2d 703, 241 Ill. App. 3d 157, 180 Ill. Dec. 634, 1993 Ill. App. LEXIS 108, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hartnett-v-stack-illappct-1993.