Harris v. State

437 N.E.2d 44, 1982 Ind. LEXIS 871
CourtIndiana Supreme Court
DecidedJuly 13, 1982
Docket281S29
StatusPublished
Cited by10 cases

This text of 437 N.E.2d 44 (Harris v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harris v. State, 437 N.E.2d 44, 1982 Ind. LEXIS 871 (Ind. 1982).

Opinion

DeBRULER, Justice.

This is an appeal from the denial of a petition for post-conviction relief under Ind. R.P.C. 1. The petitioner, Virginia Jo Harris, was charged with murder in the second degree, Ind.Code Ann. § 35-1-54-1 (Burns 1975) (repealed), and convicted after trial by jury in 1977. She was sentenced to a prison term of not less than fifteen nor more than twenty-five years. The convic *45 tion was affirmed on direct appeal, Harris v. State, (1978) Ind., 382 N.E.2d 913.

In 1979, the petitioner filed a petition for post-conviction relief, alleging that she was denied the effective assistance of counsel because of the failure of defense counsel to communicate offers of a plea negotiation made by the prosecution, and to pursue plea negotiations. The petition was denied after a hearing, and this appeal follows the denial of the motion to correct error. The sole issue on appeal is whether the post-conviction relief court erred in finding and concluding that Harris was effectively represented.

In a proceeding for post-conviction relief, the petitioner has the burden of establishing his grounds for relief by a preponderance of the evidence. Ind.R.P.C. 1, § 5. The judge hearing the petition is the sole judge of the weight of the evidence and the credibility of witnesses. Turman v. State, (1979) Ind., 392 N.E.2d 483. On appeal from an adverse judgment, the petitioner must demonstrate that “the evidence as a whole was such that it leads unerringly and unmistakably to a decision in his favor; that is, one opposite to that reached by the trial court.” Sotelo v. State, (1980) Ind., 408 N.E.2d 1215, 1216.

The petitioner’s argument is that although no binding offer of a plea bargain was made by the prosecution, the failure of her counsel to communicate to her discussions about the possibility of a plea bargain, and the failure of her counsel to attempt to negotiate a plea agreement denied her the effective assistance of counsel guaranteed by the Sixth and Fourteenth Amendments to the Constitution of the United States, and by Art. 1, § 13, of the Constitution of Indiana. Because no binding offer was made, petitioner argues that this is a case of first impression in Indiana and she relies on the authority of the American Bar Association Standards for Criminal Justice, Standards Relating to the Defense Function (ABA Standards) for the proposition that there was a duty to communicate certain conversations and an absolute duty to pursue plea negotiations in the absence of a prosecution offer.

1. Failure to communicate discussions

At the hearing on post-conviction relief, evidence was adduced which showed that two different deputy prosecutors on two different occasions discussed with defense co-counsel Brinkmeyer the possibility of a plea bargain. The first discussion was held early in the criminal proceedings. Defense counsel Brinkmeyer testified that he had a conversation with deputy prosecutor Carith-ers who said of the case that it was an unfortunate set of circumstances and that it would perhaps be appropriate if the petitioner could plead guilty to voluntary manslaughter. Brinkmeyer characterized this exchange as merely a discussion and not an offer and said that he related the conversation to senior defense co-counsel Rice. Rice testified that he recalled Brinkmeyer’s relating Carithers “expression” that the charge might be too great for the facts of the case. Deputy Prosecutor Bowers testified that three weeks before the trial he had a brief discussion with Brinkmeyer in which Bowers asked if Brinkmeyer could check with Rice about whether there was some possibility of a plea to voluntary manslaughter. Bowers testified that at the time he did not have authority to offer a binding plea bargain and that the remark was made entirely on his own initiative.

The post-conviction relief hearing judge found as facts that neither deputy prosecutor had authority to offer a binding plea bargain, and that both conversations referred to above “were casual conversations without authority from the Prosecutor or Chief Prosecutor and were not of such a binding nature which required communication with the client.”

In Curl v. State, (1980) Ind., 400 N.E.2d 775, this Court adopted the ruling of the Court of Appeals in Lyles v. State, (1978) Ind.App., 382 N.E.2d 991, that if a defendant’s counsel failed to inform the defendant of a plea offer, we would be compelled to reverse a conviction and permit the defendant to pursue the plea negotiations or to be retried. The Lyles court adopted as persuasive authority the then-extant A.B.A. Standard § 6.2(a):

*46 “In conducting discussions with the prosecutor, the lawyer should keep the accused advised of developments at all times and all proposals made by the prosecutor should be communicated promptly to the accused.”

We reaffirm that rule here, but we hold that the post-conviction relief judge’s finding that the discussions did not rise to the level of “developments” or “proposals” which should have been communicated promptly to the accused was not shown to be erroneous by the petitioner.

2. Duty to pursue plea negotiations

The petitioner argues that under the A.B.A. Standards, defense counsel had an independent and absolute duty to pursue plea negotiations and that the failure to do so was a denial of the effective assistance of counsel. This duty, she argues, was set forth in A.B.A. Standards, First Edition, 1971, as follows:

“6.1(b) When the lawyer concludes, on the basis of full investigation and study, that under controlling law and evidence a conviction is probable, he should so advise the accused and seek his consent to engage in plea discussions with the prosecutor, if such appears desirable.
6.1(c) Ordinarily the lawyer should secure the client’s consent before engaging in plea discussions with the prosecutor.”

These sections of the First Edition, 1971, were not approved for the Second Edition, approved February 12, 1979. The Second Edition contains the following provision:

“Standard 4-6.1(b) A lawyer may engage in plea discussions with the prosecutor, although ordinarily the client’s consent to engage in such discussions should be obtained in advance. Under no circumstances should a lawyer recommend to a defendant acceptance of a plea unless a full investigation and study of the case has been completed, including an analysis of controlling law and the evidence likely to be introduced at trial.”

Neither the earlier version of the standard, nor the standard as revised and approved, imposes an absolute duty to attempt plea negotiations, as the petitioner argues.

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Bluebook (online)
437 N.E.2d 44, 1982 Ind. LEXIS 871, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harris-v-state-ind-1982.