Harris v. Sharp

941 F.3d 962
Court of Appeals for the Tenth Circuit·Decided October 28, 2019·No. 17-6109·Published·Cited by 23 cases

Opinion

FILED

United States Court of Appeals PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS October 28, 2019

Elisabeth A. Shumaker

FOR THE TENTH CIRCUIT Clerk of Court

JIMMY DEAN HARRIS, Petitioner - Appellant, v. No. 17-6109

TOMMY SHARP, Interim Warden, Oklahoma State Penitentiary, *

Respondent - Appellee.

Appeal from the United States District Court for the Western District of Oklahoma (D.C. No. 5:08-CV-00375-F)

Jack Fisher, Fisher Law Office, Edmond, Oklahoma, and Emma V. Rolls, Assistant Federal Public Defender, Oklahoma City, Oklahoma, on behalf of the Petitioner-Appellant.

Jennifer L. Crabb, Assistant Attorney General (Mike Hunter, Attorney General of Oklahoma, with her on the briefs), Oklahoma City, Oklahoma, on behalf of the Respondent-Appellee.

Before TYMKOVICH, Chief Judge, BACHARACH, and McHUGH, Circuit Judges.

BACHARACH, Circuit Judge.

*

Pursuant to Fed. R. App. P. 42(c)(2), Mike Carpenter is replaced by Tommy Sharp, as the Interim Warden of the Oklahoma State Penitentiary.

TABLE OF CONTENTS

Background ................................................................................... 2 The Standard of Review ................................................................. 3

Appellate Arguments Covered in an Existing Certificate of Appealability .............................................. 5

I. Ineffective Assistance of Counsel ........................................... 5 A. The Strickland Standard ................................................ 6

B. Failure to Seek a Pretrial Hearing on Intellectual Disability as a Bar to Execution .................................... 7

1. The Standard of Review ........................................ 9 2. Deficiency Prong .................................................. 13 3. Prejudice Prong .................................................... 18 (a) Unreasonable Determination of Fact .............. 19 (b) The Need for an Evidentiary Hearing ............. 26 (c) Conclusion ................................................... 36 C. Failure to Adequately Present Mitigation Evidence .......... 37 1. The Legal Standard and the Standard of Review ...... 38 2. Intellectual Impairment as a Mitigating Factor ........ 38 (a) Evidence of an Intellectual Impairment .......... 39

(b) Mitigation Evidence Involving an Intellectual Disability .................................................... 41

(c) Mitigation Evidence Involving Borderline Intellectual Functioning ................................ 45

i

i. The OCCA’s Reliance on Both Prongs (Deficient Performance and Prejudice) .. 45

ii. Deficient Performance .......................... 46 iii. Prejudice ............................................. 50

(d) Mitigation Evidence Involving Mental Illness ......................................................... 52

i. Mental Health Evidence in the 2005 Retrial ........................................ 53

ii. Other Existing Evidence of Mr. Harris’s Mental Illness ...................................... 54

iii. Claim of Ineffective Assistance of Counsel ............................................... 55

a. Deficiency Prong ......................... 56

(i) Unreasonable Factual Determinations ................... 56

(ii) Unreasonable Application of Supreme Court Precedents ... 58

b. Prejudice .................................... 59

II. Jury Instructions and Closing Arguments as to Mitigation Evidence ............................................................... 63

A. The Standard of Review ................................................. 64 B. The Jury Instruction ...................................................... 66 C. The Prosecutors’ Closing Arguments .............................. 67 1. Applicability of 28 U.S.C. § 2254(d) ...................... 69 2. Unreasonable Determination of Fact ....................... 70

3. Unreasonable Application of Supreme Court Precedent ............................................................. 74

ii

III. Victim-Impact Testimony ....................................................... 81 A. The Constitutional Limit on Victim-Impact Testimony ..... 81

B. The Victim-Impact Testimony and the Issue of Harmlessness ................................................................ 82

C. Structural or Harmless Error .......................................... 83 D. Harmlessness ................................................................ 85 IV. Cumulative Error ................................................................... 89 Motion to Expand the Certificate of Appealability ............................ 91 Conclusion .................................................................................... 94

iii

Mr. Jimmy Dean Harris was convicted of first-degree murder and sentenced to death. He appealed, and the Oklahoma Court of Criminal Appeals (OCCA) reversed his sentence and remanded for a retrial at the penalty phase. After the retrial, the state district court reimposed the death penalty. Mr. Harris appealed and sought post-conviction relief in state court. When these efforts failed, he brought a habeas petition in federal district court. The court denied relief, and Mr. Harris appeals.

On appeal, Mr. Harris argues in part that his trial counsel was ineffective in failing to seek a pretrial hearing on the existence of an intellectual disability, which would have prevented the death penalty. 1 The federal district court rejected this claim. In our view, the district court should have conducted an evidentiary hearing to decide this claim, so we reverse and remand for further consideration. Given the need to remand on this issue, we also remand for the district court to reconsider the claim of cumulative error. But we affirm the denial of habeas relief on Mr. Harris’s other claims.

1 Older opinions often used the term “mentally retarded.” See, e.g., Atkins v. Virginia, 536 U.S. 304, 316 (2002). But more recently, we have used the term “intellectually disabled.” See Postelle v. Carpenter, 901 F.3d 1202, 1210 n.4 (10th Cir. 2018); cf. Rosa’s Law, Pub. L. No. 111-256, 124 Stat. 2643 (2010) (changing references in federal law from “mental retardation” and “mentally retarded” to “intellectual disability” and “intellectually disabled”).

Background 2

Jimmy Dean Harris and Pam Harris were married for about twenty years. Mr. Harris repaired transmissions, as did Pam, who worked for Mr. Merle Taylor. With the passage of time came marital strain between Mr. Harris and Pam.

In 1999, Pam obtained a divorce and restraining order, requiring Mr.

Harris to move out of their house. He complied, moving his belongings into a storage shed, but he grew distraught—crying, drinking, and taking Valium.

The next day, Pam returned home and discovered that Mr. Harris had vandalized the house and moved some of her belongings into the storage shed. This incident led Pam to change the locks and to obtain a second restraining order, which required Mr. Harris to stay away from the house.

Mr. Harris repeatedly asked Pam to allow him to retrieve his tools.

After a few days, Mr. Harris went to Pam’s workplace and shot at her, Mr. Taylor, and his daughter (Jennifer Taylor). Mr. Taylor died, Pam was wounded, and Jennifer Taylor escaped without injury.

2 Under the Antiterrorism and Effective Death Penalty Act (AEDPA), we defer to the OCCA’s factual findings absent clear and convincing evidence to the contrary. 28 U.S.C. § 2254(e)(1). We thus state the facts as the OCCA found them unless noted otherwise.

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