Harris v. Ryan
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Opinion
1 WO MGD 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 John Leonard Harris, No. CV 19-02723-PHX-JAT (ESW) 10 Plaintiff, 11 v. ORDER 12 Charles L. Ryan, et al., 13 Defendants.
14 15 Plaintiff John Leonard Harris, who is currently confined in the Arizona State Prison 16 Complex-Florence, filed this pro se civil rights action pursuant to 42 U.S.C. § 1983. 17 (Doc. 1.) Pending before the Court are Defendant Centurion of Arizona, LLC’s 18 (“Centurion”) Motion for Summary Judgment (Doc. 26), Defendants Arizona Department 19 of Corrections (ADC) Director Shinn and Corizon Health Incorporated’s (“Corizon”) 20 Motion for Summary Judgment (Doc. 32), and Plaintiff’s Motion for Default Judgment 21 (Doc. 44). Centurion joined Shinn and Corizon’s Motion for Summary Judgment with 22 respect to Plaintiff’s injunctive relief claims. (Doc. 37.) The Court provided notice to 23 Plaintiff pursuant to Rand v. Rowland, 154 F.3d 952, 962 (9th Cir. 1998) (en banc), 24 regarding the requirements of a response to the Motions for Summary Judgment (Docs. 34, 25 35), and he opposes the Motions (Docs. 36, 39). 26 I. Background 27 In his Complaint dated April 22, 2019, Plaintiff alleges that he received inadequate 28 medical care for deformities in his feet. (Doc. 1.) Plaintiff alleges that in July 2016, Dr. 1 Cory reconstructed his left foot and ordered Plaintiff to return in 4 weeks to have sutures 2 removed, to receive injections in both feet for pain, and to return in a year for surgery on 3 his right foot. (Id. at 3, 5.) Plaintiff did not return to Dr. Cory in 4 weeks to have the 4 sutures removed, did not receive the pain injections, and had not received the surgery on 5 his collapsed right foot as of the time he filed his Complaint, which further hindered his 6 mobility and ability to work. (Id. at 5-6.) Plaintiff seeks damages and injunctive relief in 7 the form of “immediate treatment/surgery.” (Id. at 9.) 8 On screening under 28 U.S.C. § 1915A(a), the Court determined that Plaintiff stated 9 Eighth Amendment medical care claims in Counts One and Two against Corizon and 10 former ADC Director Ryan, in his official capacity, and directed Corizon and Ryan to 11 answer. (Doc. 5.) The Court dismissed the remaining claims and Defendants. (Id.) 12 Because Ryan is no longer the ADC Director, on December 20, 2019, the Court substituted 13 current ADC Director David Shinn for Ryan in his official capacity. (Doc. 16.) Also, 14 because Corizon is no longer the contracted healthcare provider for ADC prisoners, the 15 Court added Centurion, the new contracted healthcare provider, as a Defendant with 16 respect to Plaintiff’s request for injunctive relief. (Id.) 17 II. Summary Judgment Standard 18 A court must grant summary judgment “if the movant shows that there is no genuine 19 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” 20 Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The 21 movant bears the initial responsibility of presenting the basis for its motion and identifying 22 those portions of the record, together with affidavits, if any, that it believes demonstrate 23 the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323. 24 If the movant fails to carry its initial burden of production, the nonmovant need not 25 produce anything. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Co., Inc., 210 F.3d 1099, 26 1102-03 (9th Cir. 2000). But if the movant meets its initial responsibility, the burden shifts 27 to the nonmovant to demonstrate the existence of a factual dispute and that the fact in 28 contention is material, i.e., a fact that might affect the outcome of the suit under the 1 governing law, and that the dispute is genuine, i.e., the evidence is such that a reasonable 2 jury could return a verdict for the nonmovant. Anderson v. Liberty Lobby, Inc., 477 U.S. 3 242, 248, 250 (1986); see Triton Energy Corp. v. Square D. Co., 68 F.3d 1216, 1221 (9th 4 Cir. 1995). The nonmovant need not establish a material issue of fact conclusively in its 5 favor, First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968); however, 6 it must “come forward with specific facts showing that there is a genuine issue for trial.” 7 Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal 8 citation omitted); see Fed. R. Civ. P. 56(c)(1). 9 At summary judgment, the judge’s function is not to weigh the evidence and 10 determine the truth but to determine whether there is a genuine issue for trial. Anderson, 11 477 U.S. at 249. In its analysis, the court must believe the nonmovant’s evidence and draw 12 all inferences in the nonmovant’s favor. Id. at 255. The court need consider only the cited 13 materials, but it may consider any other materials in the record. Fed. R. Civ. P. 56(c)(3). 14 III. Plaintiff’s Motion for Default Judgment 15 On September 9, 2020, after briefing was complete on Defendants’ Motions for 16 Summary Judgment, the Court ordered Defendants to provide the records from Plaintiff’s 17 foot surgery and Plaintiff’s follow-up visits with the surgeon or other outside providers. 18 (Doc. 42.) On September 16, 2020, Defendants filed a Notice of Service of Discovery 19 stating that pursuant to the Court’s September 9, 2016 Order, they had served Plaintiff with 20 a copy of supplemental medical records.1 (Doc. 43.) 21 On September 25, 2020, Plaintiff filed a Motion for Default Judgment pursuant to 22 Federal Rule of Civil Procedure 37(b), asserting that Defendants failed to comply with the 23 Court’s Order at Doc. 42 and did not provide the surgeon’s or other outside providers’ 24 “actual dictated notes/reports” but only produced “offsite forms that return with Plaintiff 25 from every appointment.” (Doc. 44 at 1.) As such, Plaintiff argues that Defendants have 26
27 1 Because Defendants apparently misunderstood the Court’s September 9 Order, the Court, on September 30, 2020, ordered Defendants to file the evidence described in the 28 September 9 Order with the Court. (Doc. 45.) Defendants then filed additional medical records with the Court on October 2, 2020. (Doc. 46.) 1 exhibited bad faith “by refusing to produce relevant documents detrimental to their 2 defense.” (Id.) 3 Defendants Corizon and Ryan, joined by Defendant Centurion, respond that they 4 did comply with the Court’s Orders and provided all relevant outside consult records that 5 are in Plaintiff’s medical record. (Doc. 47 at 1.) They argue that they are only required to 6 produce medical records that are in their custody or control and they are not required to 7 search for and retrieve documents from outside sources. (Id. at 1-2.) 8 In Societe Internationale Pour Participations Industrielles et Commerciales, S.A. v.
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1 WO MGD 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 John Leonard Harris, No. CV 19-02723-PHX-JAT (ESW) 10 Plaintiff, 11 v. ORDER 12 Charles L. Ryan, et al., 13 Defendants.
14 15 Plaintiff John Leonard Harris, who is currently confined in the Arizona State Prison 16 Complex-Florence, filed this pro se civil rights action pursuant to 42 U.S.C. § 1983. 17 (Doc. 1.) Pending before the Court are Defendant Centurion of Arizona, LLC’s 18 (“Centurion”) Motion for Summary Judgment (Doc. 26), Defendants Arizona Department 19 of Corrections (ADC) Director Shinn and Corizon Health Incorporated’s (“Corizon”) 20 Motion for Summary Judgment (Doc. 32), and Plaintiff’s Motion for Default Judgment 21 (Doc. 44). Centurion joined Shinn and Corizon’s Motion for Summary Judgment with 22 respect to Plaintiff’s injunctive relief claims. (Doc. 37.) The Court provided notice to 23 Plaintiff pursuant to Rand v. Rowland, 154 F.3d 952, 962 (9th Cir. 1998) (en banc), 24 regarding the requirements of a response to the Motions for Summary Judgment (Docs. 34, 25 35), and he opposes the Motions (Docs. 36, 39). 26 I. Background 27 In his Complaint dated April 22, 2019, Plaintiff alleges that he received inadequate 28 medical care for deformities in his feet. (Doc. 1.) Plaintiff alleges that in July 2016, Dr. 1 Cory reconstructed his left foot and ordered Plaintiff to return in 4 weeks to have sutures 2 removed, to receive injections in both feet for pain, and to return in a year for surgery on 3 his right foot. (Id. at 3, 5.) Plaintiff did not return to Dr. Cory in 4 weeks to have the 4 sutures removed, did not receive the pain injections, and had not received the surgery on 5 his collapsed right foot as of the time he filed his Complaint, which further hindered his 6 mobility and ability to work. (Id. at 5-6.) Plaintiff seeks damages and injunctive relief in 7 the form of “immediate treatment/surgery.” (Id. at 9.) 8 On screening under 28 U.S.C. § 1915A(a), the Court determined that Plaintiff stated 9 Eighth Amendment medical care claims in Counts One and Two against Corizon and 10 former ADC Director Ryan, in his official capacity, and directed Corizon and Ryan to 11 answer. (Doc. 5.) The Court dismissed the remaining claims and Defendants. (Id.) 12 Because Ryan is no longer the ADC Director, on December 20, 2019, the Court substituted 13 current ADC Director David Shinn for Ryan in his official capacity. (Doc. 16.) Also, 14 because Corizon is no longer the contracted healthcare provider for ADC prisoners, the 15 Court added Centurion, the new contracted healthcare provider, as a Defendant with 16 respect to Plaintiff’s request for injunctive relief. (Id.) 17 II. Summary Judgment Standard 18 A court must grant summary judgment “if the movant shows that there is no genuine 19 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” 20 Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The 21 movant bears the initial responsibility of presenting the basis for its motion and identifying 22 those portions of the record, together with affidavits, if any, that it believes demonstrate 23 the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323. 24 If the movant fails to carry its initial burden of production, the nonmovant need not 25 produce anything. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Co., Inc., 210 F.3d 1099, 26 1102-03 (9th Cir. 2000). But if the movant meets its initial responsibility, the burden shifts 27 to the nonmovant to demonstrate the existence of a factual dispute and that the fact in 28 contention is material, i.e., a fact that might affect the outcome of the suit under the 1 governing law, and that the dispute is genuine, i.e., the evidence is such that a reasonable 2 jury could return a verdict for the nonmovant. Anderson v. Liberty Lobby, Inc., 477 U.S. 3 242, 248, 250 (1986); see Triton Energy Corp. v. Square D. Co., 68 F.3d 1216, 1221 (9th 4 Cir. 1995). The nonmovant need not establish a material issue of fact conclusively in its 5 favor, First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968); however, 6 it must “come forward with specific facts showing that there is a genuine issue for trial.” 7 Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal 8 citation omitted); see Fed. R. Civ. P. 56(c)(1). 9 At summary judgment, the judge’s function is not to weigh the evidence and 10 determine the truth but to determine whether there is a genuine issue for trial. Anderson, 11 477 U.S. at 249. In its analysis, the court must believe the nonmovant’s evidence and draw 12 all inferences in the nonmovant’s favor. Id. at 255. The court need consider only the cited 13 materials, but it may consider any other materials in the record. Fed. R. Civ. P. 56(c)(3). 14 III. Plaintiff’s Motion for Default Judgment 15 On September 9, 2020, after briefing was complete on Defendants’ Motions for 16 Summary Judgment, the Court ordered Defendants to provide the records from Plaintiff’s 17 foot surgery and Plaintiff’s follow-up visits with the surgeon or other outside providers. 18 (Doc. 42.) On September 16, 2020, Defendants filed a Notice of Service of Discovery 19 stating that pursuant to the Court’s September 9, 2016 Order, they had served Plaintiff with 20 a copy of supplemental medical records.1 (Doc. 43.) 21 On September 25, 2020, Plaintiff filed a Motion for Default Judgment pursuant to 22 Federal Rule of Civil Procedure 37(b), asserting that Defendants failed to comply with the 23 Court’s Order at Doc. 42 and did not provide the surgeon’s or other outside providers’ 24 “actual dictated notes/reports” but only produced “offsite forms that return with Plaintiff 25 from every appointment.” (Doc. 44 at 1.) As such, Plaintiff argues that Defendants have 26
27 1 Because Defendants apparently misunderstood the Court’s September 9 Order, the Court, on September 30, 2020, ordered Defendants to file the evidence described in the 28 September 9 Order with the Court. (Doc. 45.) Defendants then filed additional medical records with the Court on October 2, 2020. (Doc. 46.) 1 exhibited bad faith “by refusing to produce relevant documents detrimental to their 2 defense.” (Id.) 3 Defendants Corizon and Ryan, joined by Defendant Centurion, respond that they 4 did comply with the Court’s Orders and provided all relevant outside consult records that 5 are in Plaintiff’s medical record. (Doc. 47 at 1.) They argue that they are only required to 6 produce medical records that are in their custody or control and they are not required to 7 search for and retrieve documents from outside sources. (Id. at 1-2.) 8 In Societe Internationale Pour Participations Industrielles et Commerciales, S.A. v. 9 Rogers, 357 U.S. 197 (1958), the Supreme Court held that the question of whether 10 dismissal should be ordered because of noncompliance with a discovery order “depends 11 exclusively upon Rule 37” and that “[t]here is no need to resort to Rule 41(b).” Id. at 207. 12 Rule 37(b)(2)(A) empowers the Court to issue appropriate sanction orders when a party 13 fails to comply with discovery orders, including by barring the disobedient party from 14 introducing certain evidence, directing that certain facts shall be taken to be established, 15 dismissing the action in whole or in part, or rendering a default judgment against the 16 disobedient party. Fed. R. Civ. P. 37(b)(2)(A)(i)-(vii); see also Roadway Express v. Piper, 17 447 U.S. 752, 763 (1980). The Court retains broad discretion in selecting the appropriate 18 sanction, but if the sanction ordered is less than dismissal, the party’s noncompliance need 19 not be proven to be willful or in bad faith. See, e.g., Von Brimer v. Whirlpool Corp., 536 20 F.2d 838, 843-44 (9th Cir. 1976); see also Societe Internationale, 357 U.S. at 208. 21 Here, there is no evidence that Defendants have been noncompliant with the Court’s 22 Orders, and the Court will therefore deny Plaintiff’s Motion for Default Judgment. 23 IV. Relevant Facts 24 On October 12, 2015, Plaintiff submitted an Inmate Letter to Ryan stating that he 25 had been trying to get treatment for his foot and ankle for 2 years and that “both doctors 26 said I need surgery.” (Doc. 40-1 at 12.) Plaintiff further wrote that Dr. Sharp, who worked 27 for Corizon, had requested surgery for Plaintiff in July and September and told Plaintiff 28 that only a specialist could give him shots in his feet and ankles. (Id.) Vanessa Headstream, 1 Program Evaluation Administrator in ADC’s Health Services Contract Monitoring Bureau, 2 responded that Plaintiff was evaluated in December 2014 by a podiatrist, and that Plaintiff 3 had since received the recommended custom fit left ankle brace, medical shoes and inserts, 4 and that a consult for podiatry had been approved and was being scheduled. (Id. at 13.) 5 On February 10, 2016, Plaintiff saw Dr. John Cory, MD, at OrthoArizona, The Foot 6 and Ankle Center. (Doc. 33-1 at 2.) Dr. Cory examined Plaintiff and reviewed -x-rays of 7 the left foot, noting “pes planus deformity bilaterally more significantly left than right,” 8 “Early pes planovalgus deformity right foot,” and “Severe end-stage stage IV planovalgus 9 deformity/posterial tibia tendon dysfunction.” (Id. at 3.) Dr. Cory recommended surgery 10 of the left lower extremity and an “offloading Arizona brace” for the right foot, which 11 Plaintiff should have prior to surgery on the left lower extremity “due to increased strain 12 on the contralateral leg in the postoperative period.” (Id. at 4.) 13 On March 28, 2016, Plaintiff submitted an Informal Complaint Resolution stating 14 that he was being denied adequate medical care for his left foot and ankle and that a bone 15 was “perforating through [his] skin.” (Doc. 40-1 at 32.) Plaintiff wrote that Dr. Cory 16 stressed the importance of getting a brace made immediately for Plaintiff’s right foot and 17 ankle before it “also collapse[s] out of joint.” (Id.) Plaintiff said the bone “pushing through 18 [his] foot and leg is excruciating,” and the pain was causing anxiety and chest tightness. 19 (Id.) Plaintiff submitted a second Informal Complaint Resolution that same day about 20 trying to get medical shoes for 8 months and that Dr. Price said that the worn-out shoes 21 Plaintiff had did not help with the custom brace for Plaintiff’s left foot and ankle. (Id. at 22 35.) Registered Nurse (RN) C. Smith responded to both Informal Complaints on April 29, 23 2016, stating that Plaintiff was scheduled for an orthotics appointment and that the shoes 24 ordered for Plaintiff had arrived and were being sent to ADC property. (Id. at 33, 36.) 25 On May 2, 2016, Plaintiff was evaluated for custom left and right foot ankle-foot 26 orthosis (AFOs) and custom leather laced braces, which were delivered on May 24, 2016. 27 (Doc. 33 ¶ 2.) 28 1 On July 29, 2016, Plaintiff had left ankle surgery at Thompson Peak Hospital. (Doc. 2 33 ¶ 3.) Defendants do not provide the hospital records of the surgery but only submit one 3 page of “General Home Care Instructions” instructing Plaintiff to use crutches and to 4 elevate his leg 20-22 hours a day for 4 weeks. (Doc. 46 at 5.) Defendants also submit 5 Corizon’s medical record of Plaintiff’s return from the surgery, which noted that Plaintiff 6 was in a wheelchair with a bandage on his left leg, his pain level was 8 out of 10, and he 7 was prescribed acetaminophen 300 mg with codeine (Tylenol #3) twice daily as needed. 8 (Doc. 33-1 at 10-12.) Plaintiff was issued a Special Needs Order (SNO) for a wheelchair, 9 a foam wedge, a lower bunk, meals in his living quarters, and no duty. (Id. at 14.) 10 On August 2, 2016, Plaintiff had an offsite appointment with Dr. Cory at 11 OrthoArizona.2 (Id. at 21.) Corizon’s form that the outside provider completed shows a 12 diagnosis of hind foot collapse and that Dr. Cory prescribed Vicodin and ordered Plaintiff 13 to return in 2 weeks for a cast change.3 (Doc. 46 at 4.) Upon Plaintiff’s return from this 14 appointment, Plaintiff reported that a popped blister was cleaned and dressed, and a cast 15 was placed on his left leg. (Doc. 33-1 at 21.) It was noted that Plaintiff was ambulatory 16 and using crutches to get around and that he would follow up in 2 weeks for a cast change.4 17 (Id.) 18 On August 29, 2016, Plaintiff had a follow-up visit with Dr. Cory, who noted on 19 Corizon’s form that Plaintiff’s stiches were taken out that day and that Plaintiff was to 20 return in 2 weeks for x-rays and to transition into a controlled ankle motion (CAM) boot. 21
22 2 The handwriting on the Practitioner Consultation Reports sometimes say the offsite appointments were at “AZ Ortho” or “AZ Foot & Ankle.” Because the masthead 23 shows the clinic name as “OrthoArizona The Foot & Ankle Center” (see Doc. 46 at 8), the Court will use the name OrthoArizona for consistency. 24 3 The other notes on the form are illegible. Defendants did not submit any medical 25 records from Dr. Cory’s office other than its own Practitioner Consultation Report. 26 4 Plaintiff states that he partially disputes this record because “this encounter was not closed for 29 days nor is there an employee signature on this record. This is a violation 27 of Parsons v. Shinn Performance Measure 7.” (Doc. 40 at 2.) Plaintiff, though, does not dispute the contents of the record. The Court will not further note when Plaintiff raises 28 disputes of non-compliance with Parsons’ recordkeeping measures but does not dispute the information in the cited evidence. 1 (Doc. 46 at 7.) When he returned from the offsite-appointment, Plaintiff saw RN Maurice 2 Owiti, who noted that Plaintiff was unable to put pressure on his left foot, and he was still 3 using a wheelchair and crutches. (Doc. 33-1 at 34.) (Id.) On September 14, 2016, Plaintiff 4 had an appointment at OrthoArizona. (Doc. 46 at 9.) Plaintiff saw Nurse Owiti upon his 5 return from the appointment, and Owiti noted that Plaintiff now had a CAM boot and orders 6 to follow up in 4 weeks. (Doc. 33-1 at 41-42.) 7 On October 20, 2016, Plaintiff had an offsite appointment at OrthoArizona where 8 he was instructed to have a wet-to-dry dressing on a wound, to remain in the CAM boot 9 until the wound was healed, and to return in 4 weeks for a wound check. (Doc. 46 at 10.) 10 On October 21, 2016, Plaintiff saw RN Owiti, who noted that Plaintiff was at risk for 11 infection from an open wound and that Plaintiff was to have a wet-to-dry dressing change 12 to the lateral aspect of his foot daily. (Doc. 33-1 at 62-63.) 13 On October 26, 2016, Plaintiff requested that his SNO for ice be renewed “for 14 stiffness and swelling of the ankle, foot & knee.” (Id. at 85.) On October 28, 2016, Plaintiff 15 saw RN Johnson and rated his pain at 8/10 and said the pain was chronic, achy and burning. 16 (Id. at 86.) Johnson noted that Plaintiff’s ankle “has a swollen sight [sic] on the inside” 17 and was slightly warm to the touch, and Johnson instructed Plaintiff to use ice daily, 18 continue with dressing changes, and to follow up as needed. (Id. at 87, 90.) 19 On November 13, 2016, Plaintiff submitted an HNR stating that there was a problem 20 with his right foot and ankle just like he had with the left one and it was causing severe 21 pain that made it hard to walk. (Doc. 40-3 at 24.) On November 15, 2016, Plaintiff saw 22 RN Johnson, who noted that Plaintiff wanted to know “what is going to be done with his 23 right foot now that the left one has been corrected,” and that Plaintiff said his foot and ankle 24 were causing a lot of pain, which he rated at 7/10. (Doc. 33-1 at 95.) Johnson noted that 25 Plaintiff’s gait was steady, he had a boot on the left foot and a brace on the right, and his 26 right ankle was “leaning into the inner right side and the foot is flat.” (Id. at 96.) Johnson’s 27 plan was to talk to a provider about putting in a referral for the right foot. (Id. at 98.) 28 1 On November 26 and December 2, 2016, Plaintiff submitted HNRs stating that his 2 right brace still needed to be adjusted by Hanger Orthotics, that he needed proper shoes to 3 wear with the braces, and that his right foot was very painful without proper footwear. 4 (Doc. 40-3 at 28, 30.) In a December 5, 2016 Informal Complaint Resolution, Plaintiff 5 wrote that his medical shoes and braces were “blown out and causing pain unnecessarily 6 because of untimely care.” (Id. at 2.) 7 On December 6, 2016, Plaintiff saw NP Denehy for a reevaluation of the slow- 8 healing wound on his left foot. (Doc. 33-1 at 106.) Denehy noted that Plaintiff “saw ortho 9 in October, and they wanted him to return in 30 days to reevaluate the wound that has been 10 slow to heal. Wound healing well, almost completely closed.” (Id.) Denehy’s plan of care 11 was for Plaintiff “to [follow up] with ortho prn [as needed].” (Id. at 108.) 12 On December 7, 2016, Plaintiff submitted an HNR about his shoes, stating that his 13 boots were not made to fit his braces and he urgently needed new medical shoes because 14 he was in a lot of pain due to shoes that did not fit properly. (Doc. 40-3 at 32.) On 15 December 8, 2016, Plaintiff saw RN Owiti regarding his shoes and brace, which Plaintiff 16 thought he would be fitted for after the surgery. (Doc. 33-1 at 110.) On January 19, 2017, 17 NP Denehy submitted a Consultation Request for medical shoes. (Id. at 121.) 18 In January, February and March 2017, Plaintiff submitted additional HNRs, an 19 Informal Complaint Resolution, and a Grievance about the lack of medical shoes, the pain 20 he was suffering in his lower back and feet and ankles due to the lack of support, and the 21 need to have his brace adjusted. (See Doc. 40-4 at 17, 20, 23, 26.) On April 7, 2017, 22 Hanger Orthotics saw Plaintiff for the casting and measurement for Gauntlet and extra 23 depth shoes. (Doc. 33-1 at 130.) Plaintiff’s new shoes were delivered on April 28, 2017. 24 (Id. at 136.) 25 On August 31, 2017, Plaintiff saw RN Allison Poe about the pain in his right foot 26 and ankle; Plaintiff said he needed to see the doctor about having surgery on his right foot 27 and ankle. (Id. at 142.) Poe noted that Plaintiff’s gait was unsteady, that he wore braces 28 on both legs, and had a right leg deformity. (Id. at 143.) 1 On September 18, 2017, Plaintiff saw NP Dorothy Igwe and requested surgery on 2 his right foot, which he said was collapsing due to bone deterioration and that his ankle 3 bone was “rolling off the foundation.” (Id. at 149.) Plaintiff reported his pain as 8/10 and 4 that the pain affected his lower back and disrupted his balance. (Id.) Plaintiff reported that 5 he walked 2 miles every 3 days and did cardio 3-4 times a week, but he was unable to run. 6 (Id.) Igwe noted that Plaintiff’s left foot had well-healed scars, his right foot was in a brace, 7 his gait was unsteady, and his feet were flat. (Id.) 8 On December 13, 2017, Plaintiff saw NP Deborah McGarry. (Doc. 33-2 at 2.) 9 McGarry wrote in her assessment: “[s]evere end-stage stage IV planovalgus 10 deformity/posterior tibia tendon dysfunction[.] Pt [patient] had surgical repair of the same 11 deformity on the left foot 17 months ago. He now needs to see Dr. Cory for surgical consult 12 to repair the right foot deformity. Pt is unable to walk without AFO brace. He has early 13 diabetes and is at increased risk for loss of limb.” (Id. at 5.) McGarry requested an off- 14 site orthopedics consult, but the request was denied, and an alternative treatment plan 15 (ATP) issued. (Id.) The ATP by Alyssa Roulston states: 16 Previous ortho note indicates that the right foo[t] deformity was evaluated at the same time as the left. . . . Right foot was 17 noted to have early pes planovalgus deformity (unlike the 18 severe deformity on the left), with physical exam showing full range of motion and overall neutral alignment. The surgeon 19 recommended bracing for the right foot. There is currently not 20 evidence of significant change or worsening. The patient is able to walk with orthotic device. Consider continuing 21 conservative management. 22 (Id. at 10.) 23 On January 18, 2018, Plaintiff saw NP Igwe to review the ATP. (Id. at 15.) Plaintiff 24 reported increasing right ankle and foot pain and inability to walk without the left foot 25 orthotics and ankle brace. (Id.) Plaintiff rated the pain as 8/10, sharp and constant. (Id.) 26 Igwe noted Plaintiff had a flat right foot without cyanosis or edema, a right foot deformity, 27 unsteady gait without the right foot brace, and “asymmetrical alignment of RLE [right 28 lower extremity] with the left.” (Id.) Igwe’s plan was to request an off-site orthopedics 1 consult as Plaintiff presented with worsening pain. (Id. at 17.) Igwe submitted a 2 Consultation Request that day stating that she was “[a]ppealing current ATP as [patient] 3 presents with worsening severe R. foot deformity per today’s assessment. P[atient]t will 4 benefit from orthopedic assessment for possible surgical repair.” (Doc. 40-6 at 24.) The 5 appeal was referred to the UM team for review and an ATP was issued by LPN David 6 Ellison with essentially the same wording as the previous ATP. (See id. at 25, 27.) 7 On March 1, 2018, Plaintiff submitted an Informal Complaint Resolution stating 8 that he needed to see Dr. Cory because his right foot was causing excruciating pain, the 9 brace did not stop the pain, his left leg was now longer than his right because his ankle was 10 straightened and that has caused Plaintiff to walk with a limp and suffer lower back pain. 11 (Doc. 40-6 at 6.) 12 Plaintiff saw NP Igwe again on March 20, 2018 to review the ATP recommendation, 13 which appears to be the same ATP issued in December 2017. (See Doc. 33-2 at 19.) 14 Plaintiff requested medical shoes “to provide needed support for his deformed feet” and he 15 reported instability on the right with ambulation. (Id.) Igwe planned to issue a SNO for 16 medical shoes and insoles. (Id. at 21.) 17 Plaintiff submitted an Informal Complaint Resolution on April 20, 2018 about the 18 pain in his right foot and stating that he had not received shoes, insoles, ice or treatment to 19 help with his pain and suffering. (Doc. 40-6 at 8.) RN Diaz responded that inmates do not 20 dictate care and that Plaintiff should submit an HNR to be seen by medical to discuss his 21 issues. (Id. at 9.) 22 On May 2, 2018, Plaintiff saw NP Igwe and reported stress, anxiety and chest pain 23 related to his back and leg pain and that “the whole process of not getting proper care 24 related to getting his medical shoes with hanger orthotics coupled with being in prison and 25 associated delays in getting the thing he needs cause him a lot of stress and anxiety.” (Doc. 26 33-2 at 28.) Igwe’s plan was to prescribe Robaxin or Flexeril and to refer Plaintiff to 27 mental health. (Id. at 30.) 28 1 On May 18, 2018, Plaintiff submitted an HNR stating he had received no care or 2 medical shoes or insoles since February 21, 2017 and that walking was very painful with 3 every step. (Doc. 40-5 at 15.) Plaintiff said one leg was longer than the other because one 4 was repaired, and the other foot and ankle were collapsing and causing back pain. (Id.) 5 On May 25, 2018, Plaintiff submitted an Inmate Letter to Vanessa Headstream 6 stating that his right foot had taken a turn for the worse, was pulling on his achilles tendon, 7 and the pain was taking a toll on him. (Doc. 40-6 at 11.) Plaintiff wrote that he had lost 8 many educational opportunities to help take care of his family when he is released in 2021 9 and that the injury had sidelined him from returning to welding. (Id.) 10 Plaintiff saw NP Igwe on May 29, 2018, and again requested medical shoes and 11 surgery to repair his right foot “the way they fixed [his] l[eft] foot.” (Doc. 33-2 at 33.) 12 Plaintiff reported that his left foot surgery was successful without complications or rehab 13 and that he now had excruciating pain in his right foot, walking was difficult and affected 14 his back, and his pain was 9/10, sharp and throbbing. (Id.) Plaintiff was taking naproxen 15 and Tylenol. (Id.) Igwe noted that they discussed “ATP medical shoes” and that Plaintiff 16 said he needed medical shoes to accommodate the custom ankle brace. (Id.) Igwe planned 17 to resubmit the offsite consult for foot surgery and appeal the ATP for medical shoes. (Id.) 18 The next day, Igwe submitted the consult request for off-site orthopedics for an 19 evaluation “for possible surgical repair of severe end-stage stage IV planovalgus 20 deformity/posterior tibia tendon dysfunction.” (Id. at 43.) The orthopedic consult request 21 was referred to the UM team for review, which rejected the request, and LPN David Ellison 22 issued an ATP stating, “Previous ortho note indicates a recommendation[] of bracing for 23 the right foot. There is currently not objective evidence of significant changes or worsening 24 leading to an inability to carry out ADLs or severe pain that cannot be controlled with 25 noninvasive measures. The patient is able to walk with orthotic device. Consider 26 continuing conservative management.” (Id. at 45-46.) Plaintiff discussed the ATP with 27 Igwe at his visit on June 7, 2018. (Id. at 40.) Plaintiff requested a different pain medication 28 for his back pain and custom-fitted medical shoes. (Id.) Igwe discontinued Plaintiff’s 1 naproxen, prescribed alpha lipolic acid, and told Plaintiff they were unable to issue a new 2 pair of custom shoes because the current pair were still in good condition. (Id. at 42.) 3 On June 22, 2018, Vanessa Headstream responded to Plaintiff’s May 25 Inmate 4 Letter, stating Corizon UM had issued an ATP for the orthopedic consult request “to 5 include your orthotic device and conservative management.” (Doc. 40-6 at 12.) 6 On July 6, 2018, Plaintiff submitted an HNR stating that alpha lipoic acid was not 7 helping his extreme pain, that his leg was “collapsing off the foundation of [his] foot,” and 8 that he tried daily to physically and mentally cope with the situation without any help. 9 (Doc. 33-2 at 49.) Plaintiff saw NP Igwe on July 9, 2018 about his right foot/ankle pain 10 and Igwe discontinued alpha lipoic acid and restarted naproxen. (Id. at 51, 53.) 11 On July 18, 2018, Plaintiff submitted an Informal Complaint Resolution about the 12 excruciating pain in his right foot that was affecting his balance and causing lower back 13 pain because one leg was longer than the other and he requested to see Dr. Cory. (Doc. 14 40-6 at 14.) Deputy Warden Stickley responded that he had forwarded Plaintiff’s 15 information to the Program Evaluation Administrator for review and that “Ms. Headstream 16 is reviewing your case and has a meeting scheduled with Corizon.” (Id. at 15.) On August 17 15, 2018, Director of Nursing Cortiss responded to Plaintiff’s Informal Complaint, stating: 18 According to your medical records on 2/10/2016, Dr. Cory, the surgeon recommended bracing of the right foot, and surgery on 19 the left foot. Since this consult you had a successful surgery 20 on the left foot/ankle and your pain has increased on the right foot/ankle. The providers on South unit have attempted on 21 12/13/2017, 1/18/2018 and 5/30/2018 to have you sent offsite 22 for an orthopedic consult, and it has been ATP’d. The current provider, NP Igwe sent an appeal to the ATP to the utilization 23 management team and this was also denied. Please follow the 24 plan of care. 25 (Id. at 16.) 26 On August 22, 2018, Plaintiff saw NP Igwe for a functional assessment. (Doc. 33- 27 2 at 58.) Plaintiff’s gait was unsteady without the foot brace, but he ambulated 28 independently with the support of the right ankle/foot brace. (Id.) Igwe noted “low and 1 [p]rotruding medial malleolus, pointing towards gravity, very low longitudinal arch.” (Id.) 2 Igwe assessed Plaintiff with “Pes planus worse on R foot” and that he had “mild functional 3 limitation—ambulates with foot support.” (Id. at 59.) Igwe’s plan was for Plaintiff to 4 continue using the foot/ankle brace, and she planned to transmit the functional assessment 5 to the regional medical director. (Id. at 60.) Igwe submitted an urgent Consultation 6 Request for off-site orthopedics. (Id. at 62.) 7 On September 14, 2018, Plaintiff submitted two HNRs about the need for pain 8 medication, heat and ice treatment for his painful foot and ankle, medical insoles for his 9 shoes, and a foot tub. (Doc. 40-5 at 17, 19.) 10 On October 2, 2018, Plaintiff saw NP Igwe to discuss the ATP of the orthopedics 11 consult request, which said: “Consider continuing conservative management. The patient 12 continues to walk and work, and there is not objective evidence of significant changes or 13 worsening since the previous request. Surgical correction would not be medically 14 necessary.”5 (Doc. 33-2 at 69.) 15 Plaintiff saw Igwe again on October 4, 2018 regarding his foot pain and request for 16 medical supplies. (Doc. 33-2 at 73.) Plaintiff complained of right ankle pain and swelling 17 and stated that his right ankle had the same problem as his left ankle, which had been 18 surgically repaired in 2016, and that his right ankle was getting worse. (Id.) Igwe noted 19 that Plaintiff walked into the medical unit with a steady gait and erect posture, that he had 20 an ankle brace on his right ankle, and there was evidence of right foot deformity with 21 limited range of motion observed. (Id. at 74.) Igwe assessed Plaintiff as at risk for falling 22 due to right ankle deformity and she referred Plaintiff to a provider “for medical supplies 23 evaluation and approval.” (Id. at 75-76.) 24 On October 25, 2018, Plaintiff submitted an HNR stating that his foot hurt “really 25 bad” when walking for long periods, that it felt like his ankle was going to collapse, and he 26 requested a cane or crutch to take some of the weight off his right side. (Doc. 40-5 at 31.) 27 Plaintiff also submitted an Inmate Informal Complaint Resolution on October 25, stating
28 5 The record does not indicate who wrote this ATP. 1 that he had been asking for help for almost two years and was being mentally and physically 2 tormented and had lost wages and an opportunity to become a certified welder because 3 Corizon refused to fix his right foot and ankle. (Doc. 40-6 at 18.) 4 On October 26, 2018, Plaintiff saw RN Owiti and reported that his right ankle hurt 5 with ambulation and requested a cane to take weight off his right foot. (Doc. 33-2 at 87.) 6 Owiti observed that Plaintiff walked into the medical unit with a steady gait and erect 7 posture with a right ankle brace and that Plaintiff had “right ankle deformity.” (Id. at 88.) 8 Owiti referred Plaintiff to a provider for further evaluation. (Id. at 90.) 9 On November 6, 2018, Plaintiff saw NP Betty Hahn for complaints of right leg pain, 10 difficulty walking distances, and his request for a cane. (Id. at 94.) Plaintiff reported that 11 he had to change jobs due to his inability to walk long distances. (Id.) Hahn noted that 12 Plaintiff was wearing an ankle brace and that he walked slowly with an unsteady gait and 13 had “deformed bilateral feet.” (Id. at 94.) Hahn assessed Plaintiff with “congenital 14 bilateral feet deformity (severe).” (Id. at 95-96.) 15 On December 2, 2018, Plaintiff submitted an HNR requesting refills of his naproxen 16 and Tylenol and asking if there was any word on the surgery for his right foot and ankle 17 which were a “daily torment.” (Doc. 40-5 at 37.) The response from RN Jones says, “you 18 have no consult pending” and that Plaintiff’s naproxen was discontinued on October 6, 19 2018 and Tylenol was discontinued on August 2, 2018 and that Plaintiff could buy them 20 from the commissary. (Id.) In an HNR dated December 4, 2018, Plaintiff wrote that he 21 could not afford to buy pain medication from the commissary and the commissary does not 22 sell naproxen 500 mg. (Id. at 39.) Plaintiff asked that his naproxen 500 mg be renewed 23 because he cannot sleep at night because of sharp pains. (Id.) 24 On December 10, 2018, Plaintiff saw NP Hahn and reported he had left foot surgery 25 with fusion in 2016 and was told that he needed the “other surgery.” (Doc. 33-2 at 97.) 26 Plaintiff said the Roman caliber brace he had worn for 2 years was not keeping his foot 27 from collapsing, and he now had significant, excruciating pain to his lower back, which 28 affected his ADLs, and he had to drop out of welding certification due to the pain. (Id.) 1 Hahn assessed Plaintiff with “severe pedis plantus/causing anxiety.” (Id. at 98.) Hahn’s 2 plan was for Plaintiff to see Dr. Cory for evaluation and need for surgery. (Id. at 99.) Hahn 3 submitted an urgent consultation request that day stating: 4 Severe pedis plantus now R foot has needed surgery[.] Could we get an evaluation to see if surgery is needed o[n] his R 5 foot[.] He is now walking with a cane and is feeling need to get 6 this surgery done. Please at least let[’]s get this evaluated by Dr. John Cory who was instrumental in his last surgery. I am 7 also placing a SNO for a new Roman caliber brace for R foot 8 since the other is worn out. He has even taken to trying to repair his own shoes so he can at least experience some 9 comf[o]rt. 10 (Id. at 100.) The request was referred to the UM team; Leslie Allen issued an ATP stating 11 “Surgical intervention would not be medically necessary. The patient continues to be able 12 to ambulate with an assistive device. Consider conservative measures including activity 13 modification and sho[e].”6 (Id. at 102.) 14 On January 31, 2019, Plaintiff submitted an Informal Complaint Resolution stating 15 that he had sharp, excruciating pains that interfered with his sleep, that he had lower back 16 pain because only one foot had been repaired, his brace was over 2 years old and did not 17 support him, and he was unable to do cardiovascular exercise because it was too painful to 18 walk. (Doc. 40-8 at 7.) On February 14, 2019, Plaintiff submitted an Inmate Grievance 19 about his right foot and ankle, which he said was getting worse every day because he had 20 one foot that was repaired and straight and the other was collapsed, and the support brace 21 was not helping with the pain. (Id. at 10.) 22 On February 20, 2019, Plaintiff saw NP Hahn and reported that he had difficulty 23 walking and with his ADLs, he had to quit working, and he was wearing shoes provided 24 by his family. (Doc. 33-2 at 105.) Hahn noted Plaintiff was wearing a right ankle brace 25 and had an “unsteady ataxic gait.” (Id.) Hahn planned a “consult for podiatry to 26 evaluate/insoles were ordered as per ATP await consult results.” (Id. at 107.) Hahn 27
28 6 The record lists Allen as “Staff.” (Doc. 33-2 at 100.) 1 submitted a consultation request that day for offsite podiatry because the ATP suggested 2 “T insoles instead of surgery,” and Hahn wrote, “consider seeing orthopedics again due to 3 inability to adequately walk or work due to ankle foot pain in bilateral feet. 2nd request 4 please consider sending him as well I am going to request the insoles as per the ATP 5 recomm[e]ndations.” (Id. at 108.) The off-site podiatry request was authorized on March 6 6, 2019. (Id. at 109.) On March 11, 2019, Lesli Allen recommended an ATP for the 7 orthopedics request stating, “surgical intervention would not be medically necessary. The 8 patient continues to be able to ambulate with an assistive device. Consider conservative 9 measures including activity modification and shoe inserts.” (Id. at 110.) 10 On April 5, 2019, Plaintiff was seen by Dr. Jess Price at East Valley Foot and Ankle, 11 where the podiatrist observed that Plaintiff had “severe, rigid collapse of medial arch [right] 12 foot, calcaneal valgus and equinus deformity on [right].” (Id. at 116.) The podiatrist noted 13 that the custom brace had helped but did not fully support, that previous injections were 14 only helpful for a few days, and that the previous procedure by Dr. Cory on the left foot 15 worked well. (Id.) The podiatrist diagnosed Plaintiff with pes planus, “PT dysfunction, 16 equinus [right] LE” and recommended that Plaintiff return to Dr. Cory for surgical 17 treatment on his right foot and ankle and noted that Plaintiff would “likely need triple 18 arthrodesis and achilles lengthened.” (Id.) Dr. Price gave Plaintiff an injection in his right 19 foot. (Id.) 20 On April 9, 2019, Plaintiff saw NP Hahn, who submitted a consultation request that 21 day for Plaintiff to see Dr. Cory. (Id. at 125.) The UM team requested more information, 22 specifically, whether Plaintiff could “ambulate with his brace” and if he could shower and 23 dress himself with the brace. (Id. at 131.) Hahn responded that Plaintiff could not 24 ambulate, shower, dress himself, or complete any of his ADLs without the brace. (Id. at 25 132.) The request was denied, and an ATP issued by Artemisa Cordova stating, “Per 26 MBartels ATP: Surgical intervention would not be medically necessary. The patient 27 continues to be able to ambulate with an assistive device such as a brace or cane. Consider 28 1 conservative measures including activity modification and continued use of assistive 2 device/inserts.” (Id. at 133.) 3 On May 15, 2019, Ayodeji Ladele, DO, submitted a consultation request for an 4 offsite orthopedics visit based on the podiatrist’s recommendation. (Id. at 136.) The 5 request was approved on May 28, 2019. (Id.) 6 On June 4, 2019, Plaintiff saw Dr. Cory. (Id. at 143.) X-rays taken that day showed 7 “severe pes plano valgus deformity . . . mid foot collapse with arthritic changes of the 8 dorsal medial and central column . . . .” (Id.) Dr. Cory recommended surgery consisting 9 of “joint fusion with lateral column lengthening using a fiber metal wedge,” “bone grafting 10 from proximal tibia,” and “repair of spring ligament.” (Id.) On June 6, 2019, NP Hahn 11 submitted an urgent consultation request for the surgery recommended by Dr. Cory. (Id. 12 at 148.) The surgery was approved and scheduled. (Id.) 13 Plaintiff had the surgery on June 28, 2019. (Id. at 150.) Plaintiff saw RN Owiti 14 upon his return to the prison that same day. (Id. at 155.) Owiti noted that Plaintiff was in 15 a wheelchair, had a dressing on the right ankle from the surgical procedure, and Plaintiff 16 was able to wiggle his feet. (Id. at 156.) Plaintiff was prescribed Tylenol #3 twice daily 17 as needed for pain and a SNO was issued for meals in his quarters and medical ice. (Id. at 18 157-158.) 19 As of July 1, 2019, Corizon was no longer the provider of certain healthcare at 20 certain health facilities within the ADC. (Doc. 33 ¶ 52.) 21 On July 9, 2019, Plaintiff saw RN Thomas upon his return from an appointment 22 with Dr. Cory.7 (Doc. 33-3 at 2.) Plaintiff had a hard cast on his right leg, could wiggle 23 his toes, and denied pain. (Id. at 3.) On July 10, 2019, NP Hahn submitted an urgent 24 consultation request for Plaintiff to return to Dr. Cory in two weeks for the cast change 25 requested by Dr. Cory. (Id. at 7.) 26 On August 1, 2019, Plaintiff was sent to the wrong office and his appointment with 27 Dr. Cory was rescheduled for August 8, 2019. (Id. at 21.) When Plaintiff saw Dr. Cory
28 7 Defendant’s do not submit any records of this visit from Dr. Cory’s office. 1 on August 8, 2019, x-rays showed no evidence of delay in healing and Plaintiff’s incisions 2 were well healed. (Id. at 23-24.) Dr. Cory applied a walking cast to Plaintiff’s right leg 3 and said Plaintiff was to return in three weeks for x-rays and a cast change. (Id. at 24.) On 4 September 12, 2019, Plaintiff saw Dr. Cory, who noted Plaintiff was doing well post- 5 surgery. (Id. at 37.) A CAM boot was provided to Plaintiff, and he was to return in 6 6 weeks for follow up and possible x-rays. (Id.) 7 IV. Eighth Amendment Legal Standard 8 To support a medical care claim under the Eighth Amendment, a prisoner must 9 demonstrate “deliberate indifference to serious medical needs.” Jett v. Penner, 439 F.3d 10 1091, 1096 (9th Cir. 2006) (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)). There are 11 two prongs to the deliberate-indifference analysis: an objective standard and a subjective 12 standard. First, a prisoner must show a “serious medical need.” Jett, 439 F.3d at 1096 13 (citations omitted). A “‘serious’ medical need exists if the failure to treat a prisoner’s 14 condition could result in further significant injury or the ‘unnecessary and wanton infliction 15 of pain.’” McGuckin v. Smith, 974 F.2d 1050, 1059– 60 (9th Cir. 1992), overruled on other 16 grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc) 17 (internal citation omitted). 18 Second, a prisoner must show that the defendant’s response to that need was 19 deliberately indifferent. Jett, 439 F.3d at 1096. “Prison officials are deliberately 20 indifferent to a prisoner’s serious medical needs when they deny, delay, or intentionally 21 interfere with medical treatment.” Hallett v. Morgan, 296 F.3d 732, 744 (9th Cir. 2002) 22 (internal citations and quotation marks omitted); see also Wood v. Housewright, 900 F.2d 23 1332, 1334 (9th Cir. 1990) (quoting Hutchinson v. United States, 838 F.2d 390, 394 (9th 24 Cir. 1988)). Deliberate indifference may also be shown where prison officials fail to 25 respond to a prisoner’s pain or possible medical need. Jett, 439 F.3d at 1096. “In deciding 26 whether there has been deliberate indifference to an inmate’s serious medical needs, 27 [courts] need not defer to the judgment of prison doctors or administrators.’” Colwell v. 28 1 Bannister, 763 F.3d 1060, 1066 (9th Cir. 2014) (quoting Hunt v. Dental Dep’t, 865 F.2d 2 198, 200 (9th Cir. 1989)). 3 Deliberate indifference is a higher standard than negligence or lack of ordinary due 4 care for the prisoner’s safety. Farmer v. Brennan, 511 U.S. 825, 835 (1994). “Neither 5 negligence nor gross negligence will constitute deliberate indifference.” Clement v. 6 California Dep’t of Corrs., 220 F. Supp. 2d 1098, 1105 (N.D. Cal. 2002); see also 7 Broughton v. Cutter Labs., 622 F.2d 458, 460 (9th Cir. 1980) (mere claims of 8 “indifference,” “negligence,” or “medical malpractice” do not support a claim under 9 § 1983). “A difference of opinion does not amount to deliberate indifference to [a 10 plaintiff’s] serious medical needs.” Sanchez v. Vild, 891 F.2d 240, 242 (9th Cir. 1989). A 11 mere delay in medical care, without more, is insufficient to state a claim against prison 12 officials for deliberate indifference. See Shapley v. Nevada Bd. of State Prison Comm’rs, 13 766 F.2d 404, 407 (9th Cir. 1985). The indifference must be substantial. The action must 14 rise to a level of “unnecessary and wanton infliction of pain.” Estelle, 429 U.S. at 105. 15 Even if deliberate indifference is shown, to support an Eighth Amendment claim, the 16 prisoner must demonstrate harm caused by the indifference. Jett, 439 F.3d at 1096; see 17 Hunt v. Dental Dep’t, 865 F.2d 198, 200 (9th Cir. 1989) (delay in providing medical 18 treatment does not constitute Eighth Amendment violation unless delay was harmful). 19 To maintain a claim against a private entity such as Corizon, Plaintiff must meet the 20 test articulated in Monell v. Department of Social Services of City of New York, 436 U.S. 21 658, 690-94 (1978). See Tsao v. Desert Palace, Inc., 698 F.3d 1128, 1139 (9th Cir. 2012) 22 (applying Monell to private entities acting under color of state law). Accordingly, Corizon 23 may only be held liable under § 1983 for its employees’ civil rights deprivations if Plaintiff 24 can show that an official policy or custom caused the constitutional violation. Monell, 436 25 U.S. at 694. To make this showing, he must demonstrate that (1) he was deprived of a 26 constitutional right; (2) Corizon had a policy or custom; (3) the policy or custom amounted 27 to deliberate indifference to Plaintiff’s constitutional right; and (4) the policy or custom 28 was the moving force behind the constitutional violation. Mabe v. San Bernardino Cnty., 1 Dep’t of Pub. Soc. Servs., 237 F.3d 1101, 1110-11 (9th Cir. 2001). Further, if the policy 2 or custom in question is an unwritten one, the plaintiff must show that it is so “persistent 3 and widespread” that it constitutes a “permanent and well settled” practice. Monell, 436 4 U.S. at 691 (quoting Adickes v. S.H. Kress & Co., 398 U.S. 144, 167-68 (1970)). “Liability 5 for improper custom may not be predicated on isolated or sporadic incidents; it must be 6 founded upon practices of sufficient duration, frequency and consistency that the conduct 7 has become a traditional method of carrying out policy.” Trevino v. Gates, 99 F.3d 911, 8 918 (9th Cir. 1996). 9 V. Discussion 10 A. Serious Medical Need 11 Defendants do not argue that Plaintiff’s severe pes planus, collapsed ankles, and 12 pain were not serious medical needs. Plaintiff and his medical records document Plaintiff’s 13 history of foot deformities, the need for orthoses, complaints of pain, difficulties walking 14 and with his ADLs, and subsequent diagnoses necessitating surgery in 2016 and 2019. 15 This record supports that Plaintiff suffered a serious medical need. The analysis 16 therefore turns to the deliberate-indifference prong. 17 B. Deliberate Indifference 18 1. Corizon 19 Defendants Corizon and Shinn argue that Plaintiff has failed to provide any 20 evidence supporting that Dr. Cory’s post-surgery instructions in July 2016 were not 21 followed or that Dr. Cory recommended pain injections and surgery on his right foot. (Doc. 22 32 at 17-18.) Plaintiff, though, has presented evidence in the form of his own averments 23 in his Complaint and Response that these were Dr. Cory’s recommendations, and the Court 24 must accept as true evidence that is based on Plaintiff’s personal knowledge. Moreover, 25 the Court instructed Defendants to provide the records from Dr. Cory from the left foot 26 surgery and Plaintiff’s follow-up visits with Dr. Cory and other outside providers, but 27 Defendants only provided Corizon’s consultation forms, which provide minimal 28 information, leaving the Court to draw all inferences in Plaintiff’s favor. Defendants also 1 argue that Plaintiff received the offloading brace for his right foot that was recommended 2 by Dr. Cory, that Plaintiff’s complaints of pain were timely and appropriately addressed, 3 that conservative measures were recommended in lieu of surgery “when medical need for 4 surgery was not found,” and that while there was a “slight delay from the time the podiatrist 5 recommended a surgical evaluation and Plaintiff receiving that surgical evaluation, the 6 delay does not rise to the level of deliberate indifference—it would be mere negligence at 7 best.” (Doc. 32 at 18-19.) 8 Corizon’s own providers began requesting a surgical consult for Plaintiff’s right 9 foot in December 2017, and consultation requests were again requested in January, May, 10 August and December 2018, and in February 2019, and each of those requests were denied 11 and ATPs issued. Plaintiff did not see a podiatrist until April 2019, and although that 12 podiatrist recommended Plaintiff see Dr. Cory about having surgery on his right foot, the 13 follow-up consultation request was also denied, and an ATP issued. It was not until Dr. 14 Ladele requested an orthopedics consultation request in May 2019 that Corizon allowed 15 Plaintiff to again see Dr. Cory. When Plaintiff saw Dr. Cory in June 2019, Dr. Cory found 16 severe deformity in Plaintiff’s lower right extremity and recommended surgery, which was 17 approved by Corizon, and Plaintiff had the surgery on June 28, 2019. 18 Plaintiff avers that Dr. Cory said he was to have surgery on his right foot one year 19 after the July 2016 surgery on the left foot. Defendants offer no explanation why it took 3 20 more years for Plaintiff to have even a surgical consult for his right foot, and a year and 21 half after Corizon’s own providers began requesting the consult. Defendants argue 22 generally that “medical need for surgery was not found” prior to Plaintiff’s consultation 23 with Dr. Cory in 2019, but the evidence does not support that whoever made these 24 determinations was more qualified than Dr. Cory, a specialist, and Corizon’s own providers 25 who repeatedly requested surgical consultations. Nor is it clear that Plaintiff’s complaints 26 of pain were timely and appropriately addressed given the substantial delay in sending 27 Plaintiff for an orthopedics consultation for his right foot, which might have alleviated 28 Plaintiff’s pain. And, by not providing the medical records, Defendants have not refuted 1 Plaintiff’s evidence that Dr. Cory recommended Plaintiff have injections for pain after his 2 first surgery. Also, the evidence reflects that Plaintiff repeatedly complained of severe pain 3 in his lower right extremity, the imbalance in the length of his legs causing pain in his back, 4 difficulty in performing his ADLs, and having to discontinue his education program due to 5 pain, which indicates that Plaintiff’s pain was not timely and appropriately addressed. See 6 Estelle, 429 U.S. at 103 (Eighth Amendment applies even to “less serious cases, [where] 7 denial of medical care may result in pain and suffering which no one suggests would serve 8 any penological purpose”); Jett, 439 F.3d at 1097-98 (finding sufficient evidence of harm 9 caused by 6-month delay in surgery for fractured thumb where the prisoner’s thumb healed 10 improperly); McGuckin, 974 F.2d at 1060 (pain and anguish suffered by prisoner 11 constituted harm sufficient to support a § 1983 action). 12 A jury could conclude that Corizon’s failure to provide Plaintiff with an orthopedics 13 consultation for 3 years after the specialist recommended Plaintiff have surgery on his right 14 foot and despite repeated requests for the consultation by Corizon’s own providers for over 15 a year and a half was the result of deliberate indifference to serious medical needs. The 16 Ninth Circuit and other courts have routinely found that failure to follow a treating 17 specialist’s or a treating physician’s recommendation may amount to a course of treatment 18 that is medically unacceptable. See Colwell v. Bannister, 763 F.3d 1060, 1069 (9th Cir. 19 2014) (denying summary judgment where prison officials “ignored the recommendations 20 of treating specialists and instead relied on the opinions of non-specialist and non-treating 21 medical officials who made decisions based on an administrative policy”); Snow v. 22 McDaniel, 681 F.3d 978, 988 (9th Cir. 2012) (where the treating physician and specialist 23 recommended surgery, a reasonable jury could conclude that it was medically unacceptable 24 for the non-treating, non-specialist physicians to deny recommendations for surgery), 25 overruled in part on other grounds by Peralta, 744 F.3d at 1083; Jones v. Simek, 193 F.3d 26 485, 490 (7th Cir. 1999) (the defendant physician’s refusal to follow the advice of treating 27 specialists could constitute deliberate indifference to serious medical needs). 28 1 Moreover, a reasonable jury could conclude that the delay in getting Plaintiff to a 2 specialist and denials of its own providers’ consultation requests for specialist care for a 3 year and a half were not the exception to the policy, but the rule, and thereby constituted a 4 custom or practice of deliberate indifference that was the moving force behind the 5 constitutional violation. See Gibson v. Cnty. of Washoe, 290 F.3d 1175, 1194-95 (9th Cir. 6 2002) (whether a policy or custom exists is normally a jury question); Oyenik v. Corizon 7 Health Inc., No. 15-16850, 2017 WL 2628901, at *2 (9th Cir. June 19, 2017) (stating 8 “[t]here is no case law indicating that a custom cannot be inferred from a pattern of 9 behavior toward a single individual” and finding that a reasonable jury could conclude that 10 at least a dozen instances of defendant Corizon denying or delaying consultations and 11 radiation treatment for cancer patient over a year amounts to a custom or practice of 12 deliberate indifference) (citing Oviatt By & Through Waugh v. Pearce, 954 F.2d 1470, 13 1478 (9th Cir. 1992)); Mi Pueblo San Jose, Inc. v. City of Oakland, C-06-4094 VRW, 2006 14 WL 2850016, at *4 (N.D. Cal. Oct. 4, 2006) (Whether actions by entity officers or 15 employees amount to a custom “depends on such factors as how longstanding the practice 16 is, the number and percentage of officials engaged in the practice, and the gravity of the 17 conduct.”). 18 Accordingly, there are disputed issues of material fact whether Defendant Corizon 19 had a policy, practice, or custom that resulted in a violation of Plaintiff’s Eighth 20 Amendment rights and the Court will deny summary judgment to Defendant Corizon. 21 2. Shinn 22 Defendants argue that because Plaintiff has received the relief he sought in his 23 Complaint, i.e., surgery on his right foot and follow-up care, “injunctive relief against 24 Ryan/Shinn would be medically inappropriate” and the ADC Director is entitled to 25 summary judgment. (Doc. 32 at 20.) Plaintiff argues that the ADC Director is liable as a 26 supervisor and that Ryan/Shinn was “aware of Plaintiff’s medical issues” and could have 27 become involved but failed to do so. (Doc. 39 at 13.) 28 1 Plaintiff misunderstands the claim against the ADC Director. Supervisory liability 2 only exists in a claim against a supervisor in his individual capacity for damages, but at 3 screening, the Court only determined that Plaintiff stated a claim against the ADC Director 4 in his official capacity for injunctive relief, not damages. See Hafer v. Melo, 502 U.S. 21, 5 27 (1991) (a state official may be sued in his or her official capacity for prospective 6 injunctive relief); Coalition to Defend Affirmative Action v. Brown, 674 F.3d 1128, 1134 7 (9th Cir. 2012) (the Eleventh Amendment does not bar suits for prospective declaratory or 8 injunctive relief against state actors in their official capacities). 9 Plaintiff’s Complaint and subsequent motion for injunctive relief sought surgery on 10 his feet. (Doc. 1 at 9; Doc. 3 at 2.) The record reflects that Plaintiff had surgery on his left 11 foot/ankle in July 2016 and on his right foot/ankle in June 2019. Plaintiff has not presented 12 any argument or evidence showing that he is entitled to or is seeking any further injunctive 13 relief. As such, Plaintiff’s claim against the ADC Director is moot, and the Court will grant 14 summary judgment to Defendant Shinn and dismiss him from this action. 15 3. Centurion 16 Centurion was added as a Defendant with respect to Plaintiff’s request for injunctive 17 relief. Because Plaintiff’s injunctive relief request is moot, the Court will grant summary 18 judgment to Centurion and dismiss it from this action. 19 IT IS ORDERED: 20 (1) The reference to the Magistrate Judge is withdrawn as to Defendant 21 Centurion’s Motion for Summary Judgment (Doc. 26), Defendants Shinn and Corizon’s 22 Motion for Summary Judgment (Doc. 32), and Plaintiff’s Motion for Default Judgment 23 (Doc. 44). 24 (2) Defendant Centurion’s Motion for Summary Judgment (Doc. 26) is granted, 25 and Centurion is dismissed with prejudice. 26 (3) Defendants Shinn and Corizon’s Motion for Summary Judgment (Doc. 32) 27 is granted in part and denied in part. The Motion is granted as to Defendant Shinn, and 28 Shinn is dismissed with prejudice. The Motion is denied as to Defendant Corizon. 1 (4) — Plaintiff's Motion for Default Judgment (Doc. 44) is denied. 2 (5) The remaining claim is Plaintiffs Eighth Amendment claim against Defendant Corizon. 4 (6) This matter is referred to Magistrate Judge Michael T. Morrissey for a 5 | settlement conference. 6 (7) | Counsel for Corizon shall arrange for the relevant parties to jointly call Magistrate Judge Morrissey’s chambers at (602) 322-7680 within 14 days to schedule a 8 | date for the settlement conference. 9 Dated this 4th day of November, 2020. 10 11 A 7 5 12 13 _ James A. Teil Org Senior United States District Judge 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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Harris v. Ryan, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harris-v-ryan-azd-2020.