Harris v. Jones

471 N.W.2d 818, 1991 Iowa Sup. LEXIS 236, 1991 WL 108310
CourtSupreme Court of Iowa
DecidedJune 19, 1991
Docket89-1500
StatusPublished
Cited by25 cases

This text of 471 N.W.2d 818 (Harris v. Jones) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harris v. Jones, 471 N.W.2d 818, 1991 Iowa Sup. LEXIS 236, 1991 WL 108310 (iowa 1991).

Opinion

ANDREASEN, Justice.

This civil action against three police officers and the City of Des Moines arose out of a search and seizure and the subsequent suppression of a handgun in a criminal proceeding. Both parties seek further review of the court of appeals decision which affirmed the district court in part, reversed it in part and remanded the case for new trial. We vacate the court of appeals decision and affirm the district court.

I. Background.

On September 25, 1986, Benjamin Harris was arrested for carrying a revolver in violation of Iowa Code section 724.4 (1985). Prior to his trial on the criminal charge, Harris moved to suppress the revolver as the product of an illegal search of a motor vehicle he was driving. The issue presented to the court was whether Harris had consented to the search. The parties agreed that, if Harris consented, the search was legal; if he had not, the search was illegal. At the suppression hearing Harris, his eleven-year-old daughter and his cousin testified that Harris had not consented to the vehicle search. The State called only one witness, one of the arresting officers, who testified that Harris had consented. Although the defendants claim that the other two officers and a private security guard who were at the scene would have testified that Harris consented to the search, they were not called as witnesses at the suppression hearing. In January 1987, District Associate Judge Renda granted the motion to suppress the handgun and dismissed the criminal charge.

In March of 1988, Harris filed this action pursuant to 42 U.S.C. section 1983, seeking damages from the City and the officers who conducted the search and seizure. Harris subsequently moved for summary judgment, claiming that Judge Renda’s suppression ruling conclusively established the search was illegal and that the officers were precluded from arguing the search was legal. The court denied the motion. Before trial, the defendants moved in li-mine that Judge Renda’s live testimony, as well as his written ruling on the motion to suppress, be excluded. The court granted the motion. During trial, the court granted the City’s motion to dismiss. The court submitted the consent issue to the jury. The jury found for the defendants, and the court entered judgment on the verdict for the defendants. Harris appealed; we transferred the case to the court of appeals.

The court of appeals held, two-to-one, that the district court had correctly declined to give preclusive effect to the suppression ruling. The court ruled that the district court did not abuse its discretion in excluding Judge Renda’s live testimony. However, the court found the suppression ruling should have been admitted, and retrial was ordered. Both parties applied for further review. We granted both applications.

II. Issue Preclusion.

Issue preclusion, also known as collateral estoppel, serves the “dual role of protecting litigants from the burden of re-litigating an identical issue with the same party or his privy and of promoting judicial economy by preventing needless litigation.” Parklane Hosiery Co. v. Shore, 439 U.S. 322, 326, 99 S.Ct. 645, 649, 58 L.Ed.2d 552, 559 (1979). In this context, a privy is “one who, after rendition of the judgment, has acquired an interest in the subject matter affected by the judgment through or under *820 one of the parties, as by inheritance, succession or purchase.” Hunter v. City of Des Moines, 300 N.W.2d 121, 123 n. 3 (Iowa 1981).

The doctrine of issue preclusion can be used both offensively and defensively. Id.

It can be used as a shield by a new defendant against a plaintiff who was a party to the former litigation.... Or it can be used as a sword by a new plaintiff against a defendant who was a party to the former litigation.... It can never be used as a sword against a party who has not previously had his day in court.

Whitley v. Seibel, 676 F.2d 245, 248 n. 1 (7th Cir.1982) (citations omitted).

Formerly, the use of issue preclusion was restricted by the doctrine of mutuality of parties. Parklane Hosiery, 439 U.S. at 326, 99 S.Ct. at 649, 58 L.Ed.2d at 559. This doctrine held that neither party to an action could use a prior judgment to estop the other unless both were bound by the judgment. Id. This doctrine failed to recognize “the obvious difference in position between a party who has never litigated an issue and one who has fully litigated and lost.” Id. We have abandoned the strict doctrine of mutuality in both offensive and defensive uses of issue preclusion. Hunter, 300 N.W.2d at 125. We are mindful, however, that it is a due process violation for a litigant to be bound by a judgment when the litigant was not a party or a privy in the first action and therefore never had an opportunity to be heard. Parklane Hosiery, 439 U.S. at 327, 99 S.Ct. at 649, 58 L.Ed.2d at 559. Thus, in general, issue preclusion should be applied only when the party against whom preclusion is asserted had a full and fair opportunity to litigate. Parklane Hosiery, 439 U.S. at 328, 99 S.Ct. at 650, 58 L.Ed.2d at 560. See also Opheim v. American Interinsurance Exch., 430 N.W.2d 118, 121 (Iowa 1988) (issue preclusion was applicable where the issue was fully and fairly litigated even though the nonmutual party was not in the first action)..

Clearly, the defendants in this action were not parties in the criminal proceeding. Harris’s opponent there was the State of Iowa. The police officers had no control over the prosecution of the criminal case. They could not call witnesses, they could not direct the examination of the State’s witnesses, nor could they cross-examine Harris’s witnesses. The officers could not choose the counsel who represented the State at the suppression hearing. Nor could the officers appeal the ruling once it was made. Even officer Jones, who testified for the State at the suppression hearing, did not have a “full and fair opportunity to litigate” the consent issue. All he could do was answer the questions posed to him; he had no control over the litigation. See Duncan v. Clements, 744 F.2d 48 (8th Cir.1984). Furthermore, the defendants were clearly not in privity with the State when viewed under our definition of privity as stated in Hunter.

While it is true, as Harris argues, that a government official, sued in his official capacity, may be deemed to be in privity with the government, see, e.g., Tait v. Western Md. Ry., 289 U.S. 620, 53 S.Ct. 706, 77 L.Ed.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Hill v. Glenwood Resource Center
Court of Appeals of Iowa, 2023
Donald Clark v. State of Iowa
Supreme Court of Iowa, 2021
Ross Barker v. Iowa Department of Public Safety
922 N.W.2d 581 (Supreme Court of Iowa, 2019)
Stewart v. Virgin Islands Board of Land Use Appeals
66 V.I. 522 (Supreme Court of The Virgin Islands, 2017)
Lee v. Small
829 F. Supp. 2d 728 (N.D. Iowa, 2011)
Illinois Farmers Insurance Co. v. Reed
647 N.W.2d 553 (Court of Appeals of Minnesota, 2002)
Lyons Ex Rel. Lyons v. Andersen
123 F. Supp. 2d 485 (N.D. Iowa, 2000)
Dettmann v. Kruckenberg
613 N.W.2d 238 (Supreme Court of Iowa, 2000)
Van Oort Construction Co. v. Nuckoll's Concrete Service, Inc.
599 N.W.2d 684 (Supreme Court of Iowa, 1999)
Kinslow v. Ratzlaff
158 F.3d 1104 (Tenth Circuit, 1998)
Johnson v. Knoxville Community School District
570 N.W.2d 633 (Supreme Court of Iowa, 1997)
Farm & City Insurance Co. v. Gilmore
539 N.W.2d 154 (Supreme Court of Iowa, 1995)
State Ex Rel. Casas v. Fellmer
521 N.W.2d 738 (Supreme Court of Iowa, 1994)
Bray v. Hill
517 N.W.2d 223 (Court of Appeals of Iowa, 1994)
Sunrise Developing Co. v. Iowa Department of Transportation
511 N.W.2d 641 (Court of Appeals of Iowa, 1993)
Riley v. Maloney
499 N.W.2d 18 (Supreme Court of Iowa, 1993)
Federal Land Bank of Omaha v. Dunkelberger
499 N.W.2d 305 (Court of Appeals of Iowa, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
471 N.W.2d 818, 1991 Iowa Sup. LEXIS 236, 1991 WL 108310, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harris-v-jones-iowa-1991.