Harris v. Holland

87 F. App'x 851
CourtCourt of Appeals for the Fourth Circuit
DecidedFebruary 4, 2004
Docket02-2173
StatusUnpublished

This text of 87 F. App'x 851 (Harris v. Holland) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harris v. Holland, 87 F. App'x 851 (4th Cir. 2004).

Opinions

OPINION

PER CURIAM:

The Trustees of the United Mine Workers of America 1974 Pension Plan (the “Trustees”) seek review of the district court’s decision to award summary judgment in this benefits dispute to plaintiff Troy F. Harris, a disabled coal miner. Harris v. Holland, No. 2:01CV00148 (W.D.Va. Sept. 13, 2002) (the “Opinion”). By its Opinion, the court concluded that the Trustees had erred in denying Harris’s claim for disability pension benefits. Id. As explained below, we agree with the district court and affirm.

I.

A.

On September 4, 1987, while working as a mine electrician for Island Creek Coal Company in southwestern Virginia, Harris injured his lower back while lifting a 250-pound bull gear (the “1987 Mine Incident”). As a result of this injury, Harris immediately fell to the ground and was later hospitalized. An orthopedic surgeon, Dr. Jean M. Eelma, initially diagnosed Harris’s injury as a strain in the lumbar region of his back. Dr. Eelma discharged Harris three days later, on September 7, 1987, with instructions that he not return to work without her permission.

Harris returned to the hospital soon thereafter, on September 10, 1987, complaining of continuous pain in his lower back and episodes of numbness in both legs. Dr. Eelma observed that Harris suffered from “diffuse lumbar tenderness, worse at the L-5/S-1 level.”1 As a result, on September 16, 1987, an MRI was performed on Harris’s lumbar spine. Based on the MRI, a radiologist diagnosed Harris with degenerative disc disease at the L-5/S-l level, with disc bulging resulting in stenosis of the L-5 neural exit foramina.2 [853]*853The following day, September 17,1987, Dr. Eelma also reviewed the MRI results and diagnosed Harris with a “fair sized disc herniation at the L-5/S-1 level.”3

Harris returned to Dr. Eelma for followup appointments on October 8, 1987, and on October 29, 1987, during which he was treated for disc disease at the L-5/S-1 level. Finally, on November 12, 1987, Dr. Eelma gave Harris permission to return to his work in the coal mines. Although Harris worked the next day and on three subsequent days, he found his back pain to be intolerable. Two weeks later, Dr. Eel-ma determined that Harris had suffered a “flare of his degenerative disc disease,” and she authorized him to leave work temporarily.

Before the end of the year, Harris returned to the hospital for four treatments of the injury he suffered in the 1987 Mine Incident — on November 30, and December 7, 21, and 30,1987. Following a bone scan on December 30, 1987, doctors concluded that Harris suffered from degenerative osteoarthritis, “particularly evident at the level of L-5/S-1, with likely bulging of disc on right, and arthrosis of facets.” On January 5,1988, during yet another examination, Dr. Eelma observed that Harris had persistent low lumbar tenderness. Although she did not view Harris to be a surgical candidate, she opined that Harris could not “continue in his present state.” Dr. Eelma therefore recommended that Harris see her for anti-inflammatory and pain reliever injections at the L-5/S-1 level, and Harris did so on January 8, 1988. Finally, after nearly fifteen hospital visits and related doctor examinations and treatments, Harris was authorized to again return to work, which he did on February 22, 1988.

In 1995 and 1996, Harris was injured in two other incidents while working in the coal mines. First, on February 25, 1995, Harris injured his neck when he hit his head on a piece of mining equipment (the “1995 Mine Incident”). Harris nevertheless remained on the job and received no first-aid treatment. Second, on November 8, 1996, while attempting to lift a 150-pound piece of emonorail, Harris felt a sharp pain in his lower back (the “1996 Mine Incident”). As a result, Harris visited the hospital and was treated by Dr. Joshua P. Sutherland, Jr., a general practitioner. A back x-ray revealed degenerative changes in Harris’s lower back, and he received injections for back pain and was diagnosed with lumbar strain.

After approximately twenty-four years in the coal mines, Harris ceased working for Island Creek in February of 1997. On June 19,1997, while pushing a lawnmower, Harris felt sharp pain in his lower back, accompanied by pain in his right hip, radiation down his leg and groin, and stomach pain (the “Lawnmower Incident”). Harris visited the hospital the next day, where he advised the attending physicians that he had been experiencing back problems since the 1987 Mine Incident. A radiologist took x-rays of Harris’s spine and reported degenerative changes in the lumbar region.

On June 23, 1997, Harris returned to the hospital for a followup examination in connection with the Lawnmower Incident. Dr. Sutherland again examined Harris, [854]*854and he reported that Harris suffered from a severely decreased range of motion in his lumbar spine. Following an MRI, a radiologist observed disc protrusion at the L-5/S-1 level. Harris continued to see Dr. Sutherland for monthly followup examinations until May of 1998. As a result, Dr. Sutherland concluded that Harris was unable to work and that he was totally disabled. On March 16, 2000, in writing to the Trustees, Dr. Sutherland opined that “[t]he patient [Harris] is unable to do gainful employment as a direct result of advanced degenerative lumbar disc dysfunction” (the “Dr. Sutherland Letter”).

B.

On August 8, 1997, Harris applied for Social Security Disability Insurance (“SSDI”) benefits. The appropriate state agency denied Harris’s application for benefits on October 22, 1997, and that denial was upheld on January 20, 1998. Harris then requested an administrative hearing and, in September 1998, an Administrative Law Judge (“ALJ”) changed the initial decision and approved Harris’s application for SSDI benefits. In so doing, the ALJ concluded that Harris had been permanently disabled since the Lawnmower Incident, and he found that Harris’s “severe impairments” were “residuals of traumatic low back injury with radiculopathy in the lower extremities; arthritis in the neck, arms, and hands; and situational depression.” 4 In re Harris, Decision of Social Security Administration (Sept. 8, 1998).

On January 11, 1999, Harris applied to the Trustees for an award of disability pension benefits pursuant to the 1974 Pension Plan.5 The Trustees’ Disability Pension Analyst, a registered nurse (the “Nurse Analyst”), denied Harris’s claim, relying on interpretive guidelines promulgated by the Trustees.6 These guidelines are in question and answer format (“Funds Q & As”), and they provide for the consistent interpretation and application of the 1974 Pension Plan. The specific Funds Q & A of concern here, Funds Q & A 252, provides, inter alia, that a “disability must have been caused by the exertion or impact of some external physical force or object against the body or by the exertion or impact of the body against some external physical object....” Funds Q & A 252(3).7 The Nurse Analyst relied on this [855]*855provision in deciding that the 1987 Mine Incident was not a “mine accident” under the 1974 Pension Plan. She based her decision on the premise that Harris was not in the process of lifting the bull gear when his 1987 injury occurred.

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