Harold Warren v. State of Indiana

CourtIndiana Court of Appeals
DecidedApril 8, 2020
Docket19A-PC-1604
StatusPublished

This text of Harold Warren v. State of Indiana (Harold Warren v. State of Indiana) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harold Warren v. State of Indiana, (Ind. Ct. App. 2020).

Opinion

FILED Apr 08 2020, 8:07 am

CLERK Indiana Supreme Court Court of Appeals and Tax Court

ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Cynthia M. Carter Curtis T. Hill, Jr. Law Office of Cynthia M. Carter, LLC Attorney General of Indiana Indianapolis, Indiana Jesse R. Drum Caroline G. Templeton Deputy Attorneys General Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

Harold Warren, April 8, 2020 Appellant-Petitioner, Court of Appeals Case No. 19A-PC-1604 v. Appeal from the Marion Superior Court State of Indiana, The Honorable Barbara Crawford, Appellee-Respondent Judge The Honorable Steven Rubick, Magistrate Trial Court Cause No. 46G01-1708-PC-28299

May, Judge.

[1] Harold Warren appeals the trial court’s order denying his petition for

postconviction relief. He argues his Sixth Amendment right to effective

Court of Appeals of Indiana | Opinion 19A-PC-1604 | April 8, 2020 Page 1 of 18 assistance of counsel was infringed because his trial counsel failed to thoroughly

investigate and present evidence implicating alternative suspects. We affirm.

Facts and Procedural History 1

[2] Jack Dorfman operated a small business on Washington Street in Indianapolis,

where he would purchase precious metals and cash checks. On January 7,

1999, a customer visited Dorfman’s shop and found Dorfman lying dead on the

floor from a gunshot wound. Police investigated the murder and subsequently

arrested Harold Warren. On January 14, 1999, the State charged Warren with

murder, 2 felony murder, 3 and Class A felony robbery. 4

[3] Warren filed a petition for writ of habeas corpus and admission to bail. At the

hearing on the petition, Steve Jordan, the owner of a printing store located near

Dorfman’s shop, testified that on the morning of Dorfman’s murder, a black

pickup truck parked in the parking lot of his printing store. The truck remained

running and an individual got out of the pickup truck and walked in the

direction of Dorfman’s shop. 5 The individual had medium-length hair, wore

1 We heard oral argument in this case on February 3, 2020, at the University of Southern Indiana in Evansville. We commend counsel for their advocacy and thank the University of Southern Indiana’s faculty, staff, and students for their attendance. 2 Ind. Code § 35-42-1-1 (1997). 3 Ind. Code § 35-42-1-1 (1997). 4 Ind. Code § 35-42-5-1 (1984). 5 Jordan did not testify regarding how many people were in the truck.

Court of Appeals of Indiana | Opinion 19A-PC-1604 | April 8, 2020 Page 2 of 18 blue jeans with a leather jacket, and was “maybe five ten, somewhere in that

neighborhood, dark hair, clean shaven, not very heavy, not real slender, just

medium build.” (Ex. AAA at 16.) When asked if the individual Jordan

described matched Warren’s appearance, Jordan answered, “Probably not.”

(Id. at 17.) Dana Roberson also testified at the hearing. She gave an

incomplete report of her criminal history and confirmed that she had dated

Larry Warren (“Larry”), Harold Warren’s brother. She denied seeing Warren

on the day of Dorfman’s murder. After Roberson’s brief background

testimony, the court implored Warren’s counsel, Carl L. Epstein, to “get to the

point” and Epstein ceased his examination. (Ex. BBB at 41.) The court denied

Warren’s petition for bail.

[4] The court held a jury trial from February 7 through February 9, 2000. Epstein

did not subpoena either Larry or Roberson to testify at the trial. The jury

returned a verdict of guilty on all counts, and the court entered judgments of

conviction for murder and Class B felony robbery, 6 which is a lesser-included

offense of the Class A felony robbery charged. The court sentenced Warren to

consecutive terms of sixty-five years for murder and twenty years for robbery,

for an aggregate executed term of eighty-five years in the Indiana Department

of Correction.

6 Ind. Code § 35-42-5-1 (1984).

Court of Appeals of Indiana | Opinion 19A-PC-1604 | April 8, 2020 Page 3 of 18 [5] On direct appeal, our Indiana Supreme Court 7 summarized the evidence

presented to the jury during Warren’s trial:

[T]he victim, Jack Dorfman, the proprietor of a small Indianapolis store that purchased and sold jewelry and precious metals and cashed checks, was killed by a single .22 caliber gunshot wound to the head, probably fired from a revolver. Three days after the murder, Paul Fancher had purchased a .22 caliber revolver from the defendant’s brother, Ron Warren, who had obtained it from one of his brothers. After learning that the defendant had been arrested for the murder, Fancher turned the gun over to police. On the day before the murder, the defendant had been in Dorfman’s store to sell some rings. After Dorfman declined and directed that the defendant be escorted out of the shop, the defendant told him: “I’ll be back.” The defendant admitted to police that he was in Dorfman’s store on the day of the murder. After the murder, the defendant’s fingerprints were discovered on a pawn ticket found on the counter of the shop, and yet the defendant told police that he never could have left his thumbprint on a pawn card because he had never pawned anything. On the day of the murder, the defendant used Dorfman’s credit cards at a liquor store, a Meijer store, a K-Mart store, and a Radio Shack store.

Warren v. State, 757 N.E.2d 995, 999 (Ind. 2001). The Supreme Court affirmed

Warren’s convictions. Id. at 1001.

[6] Warren filed a petition for postconviction relief on July 13, 2017. The petition

alleged Warren’s trial counsel, Epstein, provided constitutionally ineffective

7 At the time, the appellate rules allowed for a direct appeal to the Indiana Supreme Court because Warren was sentenced to a term of greater than fifty years for a single offense. See Ind. Appellate Rule 4(A)(7) (1999).

Court of Appeals of Indiana | Opinion 19A-PC-1604 | April 8, 2020 Page 4 of 18 assistance because he “failed to present crucial defense evidence, failed to hire

or consult expert witnesses, and failed to interview and subpoena key defense

witnesses.” (App. Vol. II at 9-10.) The postconviction court held an

evidentiary hearing, conducted over four non-consecutive days, on Warren’s

petition. Epstein testified at the postconviction hearing. 8 Epstein

acknowledged he was not able to invest as much time into preparing Warren’s

case as he would have liked because he expended a lot of time and resources

preparing and trying a multi-week federal criminal trial, which concluded

shortly before Warren’s trial, and because his medical problems, including Type

2 diabetes and a heart problem, limited the amount of time Epstein could

devote to preparing for Warren’s trial. Epstein testified that if he had had more

time, he would have taken Roberson’s deposition. Epstein did not talk with

Roberson informally or take a taped statement from her before Warren’s trial.

Epstein acknowledged receiving Indianapolis Police Department 9 inter-

department communications about fingerprint evidence in the Dorfman

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