Harlan J Simon v. State

554 S.W.3d 257
Court of Appeals of Texas·Decided July 19, 2018·No. 14-16-00761-CR·Published·Cited by 13 cases

Opinion

Affirmed and Opinion filed July 19, 2018.

In The

Fourteenth Court of Appeals

NO. 14-16-00761-CR NO. 14-16-00762-CR

HARLAN J. SIMON, Appellant V.

THE STATE OF TEXAS, Appellee

On Appeal from the 179th District Court Harris County, Texas Trial Court Cause Nos. 1477620 & 1464356

OPINION

Appellant, Harlan J. Simon, pleaded guilty to the third degree felony offense of evading arrest in cause number 1477620, and pleaded guilty to the third degree felony offense of felon in possession of a weapon in cause number 1464356. The trial court sentenced appellant to five years’ confinement in each cause number, with the sentence for evading arrest to begin upon completion of the sentence for felon in possession of a weapon. Appellant filed a motion to withdraw his guilty plea in each cause number. The motions were denied by operation of law.

Appellant contends on appeal that (1) his convictions should be reversed because his guilty pleas rested on a plea agreement with the State that was breached, thereby rendering his guilty pleas involuntary; (2) the trial court abused its discretion by failing to grant his motions to withdraw his guilty pleas because he understood he would receive a two-year sentence but instead received a five-year sentence; (3) his convictions should be reversed because the trial court sentenced him in absentia in violation of Texas Code of Criminal Procedure article 42.14; and (4) his convictions should be reversed because he was denied his Sixth Amendment right to counsel at sentencing. We affirm.

BACKGROUND

Appellant was charged with the third degree felonies of evading arrest and felon in possession of a weapon. Appellant pleaded guilty in both cases on December 3, 2015, and signed the following documents in both cases: Waiver of Constitutional Rights, Agreement to Stipulate, and Judicial Confession; Admonishments, Statements and Waiver of Defendant; and Advice of Defendant’s Right to Appeal. At the time, appellant also signed the Trial Court’s Certification of Defendant’s Right of Appeal in the felon in possession of a weapon case but not in the evading arrest case. Both trial court certifications have a checkmark next to the line stating: “the defendant has waived the right of appeal.”

The trial court signed an In Absentia Judgment in the evading arrest case on January 15, 2016, imposing a sentence of five years’ confinement to run consecutively with the felon in possession of a weapon case. On the same day, the trial court signed an In Absentia Judgment in the felon in possession case, imposing a sentence of five years’ confinement to run consecutively with the evading arrest case. Both judgments state: “Appeal Waived. No Permission to Appeal Granted.” 2 The trial court pronounced appellant’s sentence in his presence in the evading arrest and felon in possession of a weapon cases on August 22, 2016; the trial court sentenced appellant to five years’ confinement, with the sentence for evading arrest to begin upon completion of the sentence for felon in possession of a weapon. The trial court signed a document in each case on August 22, 2016, apparently attached to the judgments, containing the following statement: “Court Came to Order to Formally Pronounce Sentencing on the Defendant as to 5 Years TDCJ-ID to which He was Previously Sentenced by a Court In Absencia [sic] on 01-15-2016. Additional jail credit to reflect: 8-11-2016 to 8-22-2016.”

A notice of appeal was filed in the evading arrest and felon in possession of a weapon cases on September 19, 2016. The trial court signed a judgment nunc pro tunc in each case on September 20, 2016, again indicating that appellant’s sentence for the evading arrest case should begin after appellant serves his sentence in the felon in possession of a weapon case.

The clerk’s record in the evading arrest case contains appellant’s two pro se motions to withdraw his plea of guilty filed on September 21, 2016. The two motions are almost identical and state that appellant requests that the trial court allow him to withdraw his guilty pleas because (1) the jury and the trial court have not yet considered the evidence in the case; (2) he entered into a plea bargain with the State under which he agreed to plead guilty and the State “agreed to two years TDCJ-ID” but the State “failed to fulfill the promise of the State in the sentencing stage of five years;” and (3) his guilty plea was not intelligent and voluntary when he was “forced to put finger print on sentencing paper by ba[i]liff whilst no Judge of the Court was present nor was attorney provided by the Court present.”

The clerk’s record in the felon in possession of a weapon case also contains two pro se motions to withdraw his plea of guilty filed on September 21, 2016. One

3 of the filed motions makes the same argument as stated above. The other motion states that appellant requests that the trial court allow him to withdraw his guilty plea because it was not an “intelligent and voluntary plea in that there was not a plea bargain agreement arrainged [sic].” Appellant’s motions in both cases were denied by operation of law.

The trial court signed a second Trial Court Certification of Defendant’s Right of Appeal in the evading arrest and felon in possession of a weapon cases on January 13, 2017. The certifications have a mark next to the line stating: “is a plea-bargain case, and the defendant has NO right of appeal.” The trial court signed a third Trial Court Certification of Defendant’s Right of Appeal in the evading arrest and felon in possession of a weapon cases on July 14, 2017. These certifications have a checkmark next to the line stating: “is not a plea-bargain case, and the defendant has the right of appeal.”

ANALYSIS

Before we analyze the four issues appellant raises on appeal, we will address the State’s contention that we should dismiss appellant’s appeal for lack of jurisdiction.

I. Right to Appeal

As a preliminary issue, the State contends that this court “should dismiss the appeal in its entirety because appellant knowingly, intelligently, and voluntarily waived his right to appeal.”

The right to appeal may be waived, and such a waiver is valid if made voluntarily, knowingly, and intelligently. Ex parte Delaney, 207 S.W.3d 794, 796- 97 (Tex. Crim. App. 2006); Jenkins v. State, 495 S.W.3d 347, 350 (Tex. App.— Houston [14th Dist.] 2016, no pet.). A waiver of appeal prior to sentencing may be

4 valid if it is bargained for — that is, if the State gives some consideration for the waiver, even if a sentence is not agreed upon. Jenkins, 495 S.W.3d at 350; see also Ex parte Broadway, 301 S.W.3d 694, 699 (Tex. Crim. App. 2009). On the other hand, a non-negotiated waiver of the right to appeal is valid only if the defendant with certainty knows the punishment that will be assessed. See Washington v. State, 363 S.W.3d 589, 589-90 (Tex. Crim. App. 2012) (per curiam); Delaney, 207 S.W.3d at 798-99.

To determine the validity of a waiver of a right to appeal and the terms of any agreement between appellant and the State, we consider the written plea documents and the formal record in light of general contract law principles. See Jones v. State, 488 S.W.3d 801, 805 (Tex. Crim. App. 2016); Ex parte De Leon, 400 S.W.3d 83, 89 (Tex. Crim. App. 2013).

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Harlan J Simon v. State, 554 S.W.3d 257 (Tex. Ct. App. 2018).

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