Hanna v. Shea

1 Mass. L. Rptr. 504
CourtMassachusetts Superior Court
DecidedJanuary 25, 1994
DocketNo. 92-3138
StatusPublished

This text of 1 Mass. L. Rptr. 504 (Hanna v. Shea) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hanna v. Shea, 1 Mass. L. Rptr. 504 (Mass. Ct. App. 1994).

Opinion

McHugh, J.

I. BACKGROUND

This is an action in which plaintiff seeks to recover damages from a variety of defendants for a variety of alleged wrongdoings. In essence, the plaintiff and most of the defendants are shareholders in Ken’s Foods, Inc. (“Ken’s”), a very successful close corporation and most of the allegations of plaintiffs complaint have to do with various alleged breaches by defendants of their fiduciary or other obligations to him. Plaintiff, along with several of the defendants, also is a beneficiary of MIP Realty Trust (“the Trust”).

Defendants Sherin & Lodgen, a law firm, and Morton B. Brown, a partner in that firm, were attorneys for Ken’s and for the Trust. Insofar as it concerns these defendants, the gist of plaintiffs complaint is that both the firm and Mr. Brown committed malpractice by failing to represent plaintiffs interest effectively in connection with the Trust’s negotiations to purchase a piece of property known as Lot 14 and by participating in a scheme to freeze plaintiff out of a beneficial interest in that property.1

Defendants maintain that plaintiff cannot recover because there was no attorney-client relationship between them. They say that they were counsel for Ken’s and counsel for the Trust but were not counsel to [505]*505plaintiff individually. Indeed, their unchallenged affidavits show that they never received instructions from plaintiff individually and had virtually no contact with him. They have moved for summary judgment on that ground.

II. APPLICABLE LAW

Until recently, the principles governing summary judgment in Massachusetts were those the Supreme Judicial Court had articulated in Pederson v. Time, Inc., 404 Mass. 14, 17 (1989). Under those principles,

[t]he party moving for summary judgment assumes the burden of affirmatively demonstrating that there is no genuine issue of material fact on every relevant issue, even if he [or she] would have no burden on an issue if the case were to go to trial... If the moving party establishes the absence of a triable issue, the party opposing the motion must respond and allege specific facts which would establish the existence of a genuine issue of material fact in order to defeat a motion for summary judgment. (Footnote omitted.)

In the recent case of Kourouvacilis v. General Motors Corp., 410 Mass. 706 (1991), however, the Court embraced the principles set forth by the Supreme Court of the United States in Celotex Corp. v. Catrett, 477 U.S. 317 (1986). Under those principles,

a party who moves for summary judgment has the burden of initially showing that there is an absence of evidence to support the case of the nonmoving party shouldering the burden of proof at trial.[2] That burden is not sustained by the mere filing of the summary judgment motion or by the filing of a motion together with a statement that the other party has produced no evidence that would prove a particular necessary element of this case. The motion must be supported by one or more of the materials listed in rule 56(c) and, although that supporting material need not negate, that is, disprove, an essential element of the claim of the party on whom the burden of proof at trial will rest, it must demonstrate that proof of that element at trial is unlikely to be forthcoming.

Kourouvacilis, supra, 410 Mass. at 714. As a consequence, there are now two ways in which the party moving for summary judgment may meet the burden imposed by Mass.R.Civ.P. 56. The first of those follows traditional Massachusetts law:

[T]he moving party may submit affirmative evidence that negates an essential element of the nonmoving party’s claim.

Kourouvacilis, supra, 410 Mass. at 715 quoting Celotex Corp. v. Catrett, supra, 477 U.S. at 331-32 (Brennan, J., dissenting). Second, however,

the moving party may demonstrate to the court that the nonmoving party’s evidence is insufficient to establish an essential element of the nonmoving party’s claim ... If the nonmoving party cannot muster sufficient evidence to make out its claim, a trial would be useless and the moving party is entitled to summary judgment as a matter of law . . . Plainly, a conclusory assertion that the non-moving party has no evidence is insufficient . . . Such a “burden” of production is no burden at all and would simply permit summary judgment procedure to be converted into a tool for harassment . . . Rather, ... a party who moves for summary judgment on the ground that the nonmoving party has no evidence must affirmatively show the absence of evidence in the record.

Id.

Put another way,

a party moving for summary judgment in a case in which the opposing party will have the burden of proof at trial is entitled to summary judgment if he [or she] demonstrates, by reference to material described in Mass.RCiv.P. 56(c), unmet by countervailing materials, that the party opposing the motion has no reasonable expectation of proving an essential element of that party’s case. To be successful, a moving party need not submit affirmative evidence to negate one or more elements of the other party’s claim.

Kourouvacilis, supra, 410 Mass. at 716.

In applying that standard,

[w]here a moving party properly asserts that there is no genuine issue of material fact, “the judge must ask himself [or herself] not whether he [or she] thinks the evidence unmistakably favors one side or the other but whether a fair-minded jury could return a verdict for the plaintiff on the evidence presented.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986). A judge’s mere belief that the movant is more likely to prevail at trial is not a sufficient basis for granting summary judgment.

Flesner v. Technical Communications Corp., 410 Mass. 805, 809 (1991).

Those, then, are the principles the Court must apply to the motion defendant has filed here.

III. DISCUSSION A. REPRESENTATION OF THE CORPORATION.

Plaintiff first claims that because they represented Ken’s and because Ken’s is a close corporation, defendants represented him individually. Not so. As the Supreme Judicial Court stated in the context of a case dealing with a family corporation similar to Ken’s, “[a]n attorney for a corporation does not... by virtue of that capacity become an attorney for... [the corporation’s] officers, directors or shareholders.” Robertson v. Gaston Snow & Ely Bartlett, 404 Mass. 515, 522, cert. denied, 404 U.S. 894 (1989). Moreover, acceptance of plaintiffs argument would violate the maxim that a corporate veil cannot be pierced by one who created it. See Gurry v. Cumberland Farms, Inc., 406 Mass. 615, 626 (1990). On the present record, there is no [506]

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Related

Hull v. United States
404 U.S. 893 (Supreme Court, 1971)
Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
Robertson v. Gaston Snow & Ely Bartlett
536 N.E.2d 344 (Massachusetts Supreme Judicial Court, 1989)
Hendrickson v. Sears
310 N.E.2d 131 (Massachusetts Supreme Judicial Court, 1974)
Pederson v. Time, Inc.
532 N.E.2d 1211 (Massachusetts Supreme Judicial Court, 1989)
Favata v. Rosenberg
436 N.E.2d 49 (Appellate Court of Illinois, 1982)
Gurry v. Cumberland Farms, Inc.
550 N.E.2d 127 (Massachusetts Supreme Judicial Court, 1990)
Kourouvacilis v. General Motors Corp.
575 N.E.2d 734 (Massachusetts Supreme Judicial Court, 1991)
Flesner v. Technical Communications Corp.
575 N.E.2d 1107 (Massachusetts Supreme Judicial Court, 1991)
Smith v. Massimiano
605 N.E.2d 292 (Massachusetts Supreme Judicial Court, 1993)
Apahouser Lock & Security Corp. v. Carvelli
528 N.E.2d 133 (Massachusetts Appeals Court, 1988)
Morrison v. Lennett
616 N.E.2d 92 (Massachusetts Supreme Judicial Court, 1993)

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